0001571049-16-016462.txt : 20160705
0001571049-16-016462.hdr.sgml : 20160705
20160705135810
ACCESSION NUMBER: 0001571049-16-016462
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160701
FILED AS OF DATE: 20160705
DATE AS OF CHANGE: 20160705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 6172764000
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRUSE ADRIAN F
CENTRAL INDEX KEY: 0001267265
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 161749777
MAIL ADDRESS:
STREET 1: C/O AWARE INC
STREET 2: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
t1600429c-kruse0701.xml
FORM 4
X0306
4
2016-07-01
0
0001015739
AWARE INC /MA/
AWRE
0001267265
KRUSE ADRIAN F
C/O AWARE INC
40 MIDDLESEX TURNPIKE
BEDFORD
MA
01730
1
0
0
0
Common Stock
2016-07-01
4
A
0
5000
0
A
165108
D
Unrestricted Stock Award
0.00
Common Stock
5000
5000
D
Stock Appreciation Right
2.52
2019-05-20
Common Stock
6000
6000
D
Shares of unrestricted stock issued to reporting person on July 1, 2016.
Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 5,000 shares on December 31, 2016 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to serve on the board of directors of Aware, Inc. or expiration, whichever is sooner.
/s/ Adrian F. Kruse
2016-07-05