0001571049-16-010502.txt : 20160105 0001571049-16-010502.hdr.sgml : 20160105 20160105135909 ACCESSION NUMBER: 0001571049-16-010502 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRUSE ADRIAN F CENTRAL INDEX KEY: 0001267265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 161321448 MAIL ADDRESS: STREET 1: C/O AWARE INC STREET 2: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 t83935c-kruse0104.xml FORM 4 X0306 4 2016-01-04 0 0001015739 AWARE INC /MA/ AWRE 0001267265 KRUSE ADRIAN F C/O AWARE INC 40 MIDDLESEX TURNPIKE BEDFORD MA 01730 1 0 0 0 Common Stock 2016-01-04 4 A 0 5000 0.0 A 160108 D Stock Appreciation Right 2.52 2019-05-20 Common Stock 6000 6000 D Shares of unrestricted stock issued to reporting person on January 4, 2016. Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to serve on the board of directors of Aware, Inc. or expiration, whichever is sooner. /s/ Adrian F. Kruse 2016-01-05