-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TZKsNjR/jjoVhxF06LGYs+XYik8UYUvW/Xy26lkCHPl/geepWgksJmasVRNx1fQ+ 2eNv1qrGMzy130p23Vn3mg== 0001220556-06-000002.txt : 20060310 0001220556-06-000002.hdr.sgml : 20060310 20060310162033 ACCESSION NUMBER: 0001220556-06-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060308 FILED AS OF DATE: 20060310 DATE AS OF CHANGE: 20060310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EHRETH DAVID CENTRAL INDEX KEY: 0001220556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 06679598 MAIL ADDRESS: STREET 1: C/O AWARE INC STREET 2: 40 MIDDLESEX TRUNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-03-08 0 0001015739 AWARE INC /MA/ awre 0001220556 EHRETH DAVID C/O AWARE INC 40 MIDDLESEX TRUNPIKE BEDFORD MA 01730 1 0 0 0 Common stock 5000 D Common Stock 2006-03-08 4 M 0 19593 2.09 A 24593 D Common stock 2006-03-08 4 M 0 8125 2.95 A 32718 D Common stock 2006-03-08 4 S 0 1000 5.42 D 31718 D Common Stock 2006-03-08 4 S 0 1000 5.43 D 30718 D Common Stock 2006-03-08 4 S 0 25718 5.41 D 5000 D Stock Option (right to buy) 2.09 2006-03-08 4 M 0 19593 2.09 A 2013-06-02 Common stock 19593 8907 D Stock Option (right to buy) 2.95 2006-03-08 4 M 0 8125 2.95 A 2014-09-08 Common stock 8125 1875 D Stock option (right to buy) 5.58 2010-02-22 Common stock 5000 5000 D Stock option (right to buy) 6.18 2015-02-16 Common stock 10500 10500 D Stock option (right to buy) 3.39 2012-07-05 Common stock 5000 5000 D Stock option (right to buy) 20.375 2010-10-18 Common stock 5000 5000 D Stock option (right to buy) 10.438 2008-01-12 Common stock 41000 41000 D Vests in 16 equal quarterly installments of 6.25% beginning as of June 30, 2003 until fully vested 50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25% beginning as of December 31, 2004 until fully vested Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2006 through December 31, 2009 Vests in full on February 16, 2005 Vests in 16 equal quarterly installments of 6.25% beginning as of September 30, 2002 until fully vested Vests in 16 equal quarterly installments of 6.25% beginning as of December 31, 2000 until fully vested 40% vests on January 1, 2000, the remaining 60% vests 1.666% per month over the next 36 months until fully vested David Ehreth 2006-03-10 -----END PRIVACY-ENHANCED MESSAGE-----