0001209191-24-005783.txt : 20240603 0001209191-24-005783.hdr.sgml : 20240603 20240603163910 ACCESSION NUMBER: 0001209191-24-005783 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240601 FILED AS OF DATE: 20240603 DATE AS OF CHANGE: 20240603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Traverse David K CENTRAL INDEX KEY: 0001998257 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 241014299 MAIL ADDRESS: STREET 1: 108 ADAMS STREET CITY: DUNSTABLE STATE: MA ZIP: 01827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 76 BLANCHARD ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781.382.5160 MAIL ADDRESS: STREET 1: 76 BLANCHARD ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-06-01 0 0001015739 AWARE INC /MA/ AWRE 0001998257 Traverse David K 76 BLANCHARD ROAD BURLINGTON MA 01803 0 1 0 0 Principal Financial Officer 0 Common Stock 27785 D Stock Option (Right to Buy) 2.21 2034-02-20 Common Stock 44000 44000 D Unrestricted Stock Award 0.00 2024-06-01 4 A 0 24000 0.00 A Common Stock 24000 24000 D Fifty percent of the option will vest on February 20, 2025, with the remainder vesting in 12 equal monthly installments starting on March 20, 2025. Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 6,000 shares on December 1, 2024, 6,000 shares on June 1, 2025, 6,000 shares on June 1, 2026 and 6,000 shares on June 1, 2027 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. /s/ David K. Travrerse 2024-06-03