0001209191-24-003841.txt : 20240222
0001209191-24-003841.hdr.sgml : 20240222
20240222174541
ACCESSION NUMBER: 0001209191-24-003841
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240220
FILED AS OF DATE: 20240222
DATE AS OF CHANGE: 20240222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Traverse David K
CENTRAL INDEX KEY: 0001998257
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 24666392
MAIL ADDRESS:
STREET 1: 108 ADAMS STREET
CITY: DUNSTABLE
STATE: MA
ZIP: 01827
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 76 BLANCHARD ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 781.382.5160
MAIL ADDRESS:
STREET 1: 76 BLANCHARD ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2024-02-20
0
0001015739
AWARE INC /MA/
AWRE
0001998257
Traverse David K
76 BLANCHARD ROAD
BURLINGTON
MA
01803
0
1
0
0
Principal Financial Officer
0
Stock Option (Right to Buy)
4.73
2024-02-20
4
D
0
100000
D
2031-02-23
Common Stock
100000
0
D
Stock Option (Right to Buy)
2.21
2024-02-20
4
A
0
44000
A
2034-02-20
Common Stock
44000
44000
D
Fifty percent of the option vested on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.
See Remarks
Fifty percent of the option will vest on February 20, 2025, with the remainder vesting in 12 equal monthly installments starting on March 20, 2025.
On February 20, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person to purchase 100,000 shares of Aware, Inc. common stock ("Shares") at an exercise price of $4.73 per Share. In exchange, the reporting person received a replacement option to purchase 44,000 Shares, having an exercise price of $2.21 per Share.
/s/ David K. Travrerse
2024-02-22