0001209191-23-058824.txt : 20231215
0001209191-23-058824.hdr.sgml : 20231215
20231215171842
ACCESSION NUMBER: 0001209191-23-058824
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231213
FILED AS OF DATE: 20231215
DATE AS OF CHANGE: 20231215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eckel Robert A
CENTRAL INDEX KEY: 0001324812
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 231491378
MAIL ADDRESS:
STREET 1: C/O AWARE, INC.
STREET 2: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 76 BLANCHARD ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 781.382.5160
MAIL ADDRESS:
STREET 1: 76 BLANCHARD ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-12-13
0
0001015739
AWARE INC /MA/
AWRE
0001324812
Eckel Robert A
C/O AWARE, INC.
76 BLANCHARD ROAD
BURLINGTON
MA
01803
1
1
0
0
CEO & President
0
Common Stock
2023-12-13
4
P
0
3000
1.605
A
311497
D
Common Stock
2023-12-14
4
P
0
17000
1.6214
A
328407
D
Stock Option (right to buy)
4.73
2031-02-23
Common Stock
1250000
1250000
D
Stock Option (right to buy)
4.50
2029-09-19
Common Stock
50000
50000
D
Stock Option (right to buy)
5.50
2029-09-19
Common Stock
50000
50000
D
Stock Option (right to buy)
6.50
2029-09-19
Common Stock
50000
50000
D
Stock Option (right to buy)
7.50
2029-09-19
Common Stock
50000
50000
D
Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.
Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023.
/s/ Robert A. Eckel
2023-12-15