0001209191-23-053862.txt : 20231030 0001209191-23-053862.hdr.sgml : 20231030 20231030165821 ACCESSION NUMBER: 0001209191-23-053862 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231023 FILED AS OF DATE: 20231030 DATE AS OF CHANGE: 20231030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Traverse David K CENTRAL INDEX KEY: 0001998257 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 231361104 MAIL ADDRESS: STREET 1: 108 ADAMS STREET CITY: DUNSTABLE STATE: MA ZIP: 01827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 76 BLANCHARD ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781.382.5160 MAIL ADDRESS: STREET 1: 76 BLANCHARD ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2023-10-23 0 0001015739 AWARE INC /MA/ AWRE 0001998257 Traverse David K 76 BLANCHARD ROAD BURLINGTON MA 01803 0 1 0 0 Principal Financial Officer Common Stock 16847 D Common Stock 4.73 2031-02-23 Common Stock 100000 D Fifty percent of the option vested on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023. October 24, 2023 is the effective date of the reporting person's appointment as Principal Financial Officer of the Issuer by the Issuer's Board of Directors /s/ David K Traverse 2023-10-30