0001209191-23-033155.txt : 20230531
0001209191-23-033155.hdr.sgml : 20230531
20230531172134
ACCESSION NUMBER: 0001209191-23-033155
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230526
FILED AS OF DATE: 20230531
DATE AS OF CHANGE: 20230531
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eckel Robert A
CENTRAL INDEX KEY: 0001324812
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 23982105
MAIL ADDRESS:
STREET 1: C/O AWARE, INC.
STREET 2: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 76 BLANCHARD ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 781.382.5160
MAIL ADDRESS:
STREET 1: 76 BLANCHARD ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-26
0
0001015739
AWARE INC /MA/
AWRE
0001324812
Eckel Robert A
C/O AWARE, INC.
76 BLANCHARD ROAD
BURLINGTON
MA
01803
1
1
0
0
CEO & President
0
Common Stock
2023-05-26
4
P
0
10000
1.5843
A
278497
D
Unrestricted Stock Award
0.00
Common Stock
20000
20000
D
Stock Option (right to buy)
4.73
2031-02-23
Common Stock
1250000
1250000
D
Stock Option (right to buy)
4.50
2029-09-19
Common Stock
50000
50000
D
Stock Option (right to buy)
5.50
2029-09-19
Common Stock
50000
50000
D
Stock Option (right to buy)
6.50
2029-09-19
Common Stock
50000
50000
D
Stock Option (right to buy)
7.50
2029-09-19
Common Stock
50000
50000
D
Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person on September 19, 2023, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.
Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023.
/s/ Robert A. Eckel
2023-05-31