0001209191-23-033155.txt : 20230531 0001209191-23-033155.hdr.sgml : 20230531 20230531172134 ACCESSION NUMBER: 0001209191-23-033155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230526 FILED AS OF DATE: 20230531 DATE AS OF CHANGE: 20230531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eckel Robert A CENTRAL INDEX KEY: 0001324812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 23982105 MAIL ADDRESS: STREET 1: C/O AWARE, INC. STREET 2: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 76 BLANCHARD ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781.382.5160 MAIL ADDRESS: STREET 1: 76 BLANCHARD ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-26 0 0001015739 AWARE INC /MA/ AWRE 0001324812 Eckel Robert A C/O AWARE, INC. 76 BLANCHARD ROAD BURLINGTON MA 01803 1 1 0 0 CEO & President 0 Common Stock 2023-05-26 4 P 0 10000 1.5843 A 278497 D Unrestricted Stock Award 0.00 Common Stock 20000 20000 D Stock Option (right to buy) 4.73 2031-02-23 Common Stock 1250000 1250000 D Stock Option (right to buy) 4.50 2029-09-19 Common Stock 50000 50000 D Stock Option (right to buy) 5.50 2029-09-19 Common Stock 50000 50000 D Stock Option (right to buy) 6.50 2029-09-19 Common Stock 50000 50000 D Stock Option (right to buy) 7.50 2029-09-19 Common Stock 50000 50000 D Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person on September 19, 2023, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023. Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. /s/ Robert A. Eckel 2023-05-31