0001209191-22-038010.txt : 20220617 0001209191-22-038010.hdr.sgml : 20220617 20220617174828 ACCESSION NUMBER: 0001209191-22-038010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220615 FILED AS OF DATE: 20220617 DATE AS OF CHANGE: 20220617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barcelo David Brian CENTRAL INDEX KEY: 0001810232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 221025279 MAIL ADDRESS: STREET 1: 15 DAWN CIRCLE CITY: ANDOVER STATE: MA ZIP: 01810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-15 0 0001015739 AWARE INC /MA/ AWRE 0001810232 Barcelo David Brian C/O AWARE, INC. 40 MIDDLESEX TURNPIKE BEDFORD MA 01730 0 1 0 0 Chief Financial Officer Common Stock 2022-06-15 2022-06-15 4 P 0 3551 2.40 A 49390 D Common Stock 2022-06-16 2022-06-16 4 P 0 1449 2.40 A 49390 D Stock Option (right to buy) 4.73 2031-02-23 Common Stock 250000 250000 D Stock Option (right to buy) 4.50 2030-05-04 Common Stock 12500 12500 D Stock Option (right to buy) 5.50 2030-05-04 Common Stock 12500 12500 D Stock Option (right to buy) 6.50 2030-05-04 Common Stock 12500 12500 D Stock Option (right to buy) 7.50 2030-05-04 Common Stock 12500 12500 D Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023. Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024. /s/ David B. Barcelo 2022-06-17