0001209191-22-038010.txt : 20220617
0001209191-22-038010.hdr.sgml : 20220617
20220617174828
ACCESSION NUMBER: 0001209191-22-038010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220615
FILED AS OF DATE: 20220617
DATE AS OF CHANGE: 20220617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barcelo David Brian
CENTRAL INDEX KEY: 0001810232
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 221025279
MAIL ADDRESS:
STREET 1: 15 DAWN CIRCLE
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 6172764000
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-15
0
0001015739
AWARE INC /MA/
AWRE
0001810232
Barcelo David Brian
C/O AWARE, INC.
40 MIDDLESEX TURNPIKE
BEDFORD
MA
01730
0
1
0
0
Chief Financial Officer
Common Stock
2022-06-15
2022-06-15
4
P
0
3551
2.40
A
49390
D
Common Stock
2022-06-16
2022-06-16
4
P
0
1449
2.40
A
49390
D
Stock Option (right to buy)
4.73
2031-02-23
Common Stock
250000
250000
D
Stock Option (right to buy)
4.50
2030-05-04
Common Stock
12500
12500
D
Stock Option (right to buy)
5.50
2030-05-04
Common Stock
12500
12500
D
Stock Option (right to buy)
6.50
2030-05-04
Common Stock
12500
12500
D
Stock Option (right to buy)
7.50
2030-05-04
Common Stock
12500
12500
D
Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.
Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024.
/s/ David B. Barcelo
2022-06-17