0001193125-22-037732.txt : 20220214 0001193125-22-037732.hdr.sgml : 20220214 20220211210400 ACCESSION NUMBER: 0001193125-22-037732 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50139 FILM NUMBER: 22624174 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Far View Capital Management LLC CENTRAL INDEX KEY: 0001804207 IRS NUMBER: 450709222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 520 E COOPER AVE, SUITE C7 CITY: ASPEN STATE: CO ZIP: 81611 BUSINESS PHONE: 646-838-4401 MAIL ADDRESS: STREET 1: 520 E COOPER AVE, SUITE C7 CITY: ASPEN STATE: CO ZIP: 81611 SC 13G/A 1 d230868dsc13ga.htm SC 13G/A SC 13G/A

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)

 

 

Aware, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

05453N100

(CUSIP Number)

December 31, 2021

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. G1196105

 

  1    

  NAMES OF REPORTING PERSONS

 

  Far View Capital Management, LLC

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

  (a)  ☐        (b)  ☐

 

  3  

  SEC USE ONLY

 

  4  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

  SOLE VOTING POWER

 

  766,244 (1)

   6  

  SHARED VOTING POWER

 

  0

   7  

  SOLE DISPOSITIVE POWER

 

  766,244 (1)

   8  

  SHARED DISPOSITIVE POWER

 

  0

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  766,244 (1)

10  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

  ☐

11  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  3.5% (2)

12  

  TYPE OF REPORTING PERSON (See Instructions)

 

  OO

 

(1)

The shares are held of record by Far View Partners, LP, of which Far View Partners GP, LLC is the general partner and for which Far View Capital Management, LLC serves as the investment manager.

(2) 

Based on 21,559,483 shares of the Common Stock, par value $.01 per share, of the Issuer outstanding as of October 22, 2021, as reported in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on October 27, 2021.


ITEM 1.(a)

NAME OF ISSUER:

Aware, Inc.

 

  (b)

ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICES:

40 Middlesex Turnpike, Bedford, MA 01730

 

ITEM 2.(a)

NAME OF PERSON FILING:

Far View Capital Management, LLC

 

  (b)

ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

520 E. Cooper Ave, Suite C7, Aspen, CO 81611

 

  (c)

CITIZENSHIP:

Far View Capital Management LLC is a Delaware limited liability company.

 

  (d)

TITLE OF CLASS OF SECURITIES:

Common Stock

 

  (e)

CUSIP NUMBER:

05453N100

 

ITEM 3.

IF THIS STATEMENT IS FILED PURSUANT TO §§ 240.13d-1(b), OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:

 

(a)       Broker or dealer registered under Section 15 of the Act.
(b)       Bank as defined in Section 3(a)(6) of the Act.
(c)       Insurance company as defined in Section 3(a)(19) of the Act.
(d)       Investment company registered under Section 8 of the Investment Company Act of 1940.
(e)       An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)       An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)       A parent holding company or control person in accordance with § 240.13d-1(b)(l)(ii)(G);
(h)       A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
(i)       A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
(j)       A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
(k)       Group, in accordance with § 240.13d-1(b)(l)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1(ii)(j), please specify the type of institution: ________________

Not Applicable.


ITEM 4.

OWNERSHIP.

 

  (a)

AMOUNT BENEFICIALLY OWNED:

The shares of common stock are held of record by Far View Partners, LP, of which Far View Partners GP, LLC is the general partner and for which Far View Capital Management, LLC serves as the investment manager. David B. Hathaway is the sole Manager of Far View Partners GP, LLC and the sole Manager of Far View Capital Management, LLC.    

 

  (b)

PERCENT OF CLASS:

3.5%

 

  (c)

NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:

 

  (i)

Sole power to vote or to direct the vote: 766,244

 

  (ii)

Shared power to vote or to direct the vote: 0

 

  (iii)

Sole power to dispose or to direct the disposition of: 766,244

 

  (iv)

Shared power to dispose of or to direct the disposition of: 0

 

ITEM 5.

OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following .

 

ITEM 6.

OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

Not Applicable.

 

ITEM 7.

IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON.

Not Applicable.

 

ITEM 8.

IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.

Not applicable.

 

ITEM 9.

NOTICE OF DISSOLUTION OF GROUP.

Not applicable.

 

ITEM 10.

CERTIFICATIONS.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a11.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

    Far View Capital Management, LLC
Date: February 11, 2022      
    By:  

/s/ David B. Hathaway

      David B. Hathaway, Manager