0001188112-14-000846.txt : 20140328 0001188112-14-000846.hdr.sgml : 20140328 20140328151616 ACCESSION NUMBER: 0001188112-14-000846 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140326 FILED AS OF DATE: 20140328 DATE AS OF CHANGE: 20140328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnstone Brent P CENTRAL INDEX KEY: 0001549600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 14725318 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 johnstone0326.xml FORM 4 X0306 4 2014-03-26 0 0001015739 AWARE INC /MA/ AWRE 0001549600 Johnstone Brent P C/O AWARE INC. 40 MIDDLESEX TURNPIKE BEDFORD MA 01730 1 0 0 0 Common Stock 14166 D Unrestricted Stock Award 0.00 2014-03-26 4 A 0 10000 0.00 A Common Stock 10000 10000 D Stock Option (right to buy) 6.10 2017-05-09 Common Stock 20834 20834 D Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2014, and 5,000 shares on December 31, 2014 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Vests in 12 substantially equal quarterly installments on the last day of each quarter from June 30, 2012 to March 31, 2015. /s/ Brent P. Johnstone 2014-03-28