0001188112-12-003512.txt : 20121129 0001188112-12-003512.hdr.sgml : 20121129 20121129143508 ACCESSION NUMBER: 0001188112-12-003512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121129 FILED AS OF DATE: 20121129 DATE AS OF CHANGE: 20121129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russell Kevin Thomas CENTRAL INDEX KEY: 0001517344 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 121231396 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730-1432 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-11-29 0001015739 AWARE INC /MA/ "AWRE" 0001517344 Russell Kevin Thomas C/O AWARE INC 40 MIDDLESEX TURNPIKE BEDFORD MA 01730 1 1 0 0 Interim co-CEO & co-Pres, GC Common Stock 2012-11-29 4 M 0 28500 3.77 A 81186 D Stock Option (right to buy) 3.77 2012-11-29 4 M 0 28500 3.77 D 2018-02-20 Common Stock 30000 1500 D Stock Option (right to buy) 4.64 2017-12-05 Common Stock 12000 12000 D Stock Option (right to buy) 5.05 2013-12-04 Common Stock 12000 12000 D Vests in 20 equal quarterly installments on the last day of each quarter from March 31, 2008 through December 31, 2012. Vests in 16 equal quarterly installments on the last day of each quarter from December 31, 2007 through September 30, 2011. Vests in 16 equal quarterly installments on the last day of each quarter from December 31, 2006 through September 30, 2010. /s/ Kevin T. Russell 2012-11-29