0001188112-12-003512.txt : 20121129
0001188112-12-003512.hdr.sgml : 20121129
20121129143508
ACCESSION NUMBER: 0001188112-12-003512
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121129
FILED AS OF DATE: 20121129
DATE AS OF CHANGE: 20121129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Russell Kevin Thomas
CENTRAL INDEX KEY: 0001517344
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 121231396
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730-1432
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 6172764000
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-11-29
0001015739
AWARE INC /MA/
"AWRE"
0001517344
Russell Kevin Thomas
C/O AWARE INC
40 MIDDLESEX TURNPIKE
BEDFORD
MA
01730
1
1
0
0
Interim co-CEO & co-Pres, GC
Common Stock
2012-11-29
4
M
0
28500
3.77
A
81186
D
Stock Option (right to buy)
3.77
2012-11-29
4
M
0
28500
3.77
D
2018-02-20
Common Stock
30000
1500
D
Stock Option (right to buy)
4.64
2017-12-05
Common Stock
12000
12000
D
Stock Option (right to buy)
5.05
2013-12-04
Common Stock
12000
12000
D
Vests in 20 equal quarterly installments on the last day of each quarter from March 31, 2008 through December 31, 2012.
Vests in 16 equal quarterly installments on the last day of each quarter from December 31, 2007 through September 30, 2011.
Vests in 16 equal quarterly installments on the last day of each quarter from December 31, 2006 through September 30, 2010.
/s/ Kevin T. Russell
2012-11-29