0001188112-12-001274.txt : 20120430 0001188112-12-001274.hdr.sgml : 20120430 20120430094028 ACCESSION NUMBER: 0001188112-12-001274 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120426 FILED AS OF DATE: 20120430 DATE AS OF CHANGE: 20120430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOBERG RICHARD P CENTRAL INDEX KEY: 0001213958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 12792494 MAIL ADDRESS: STREET 1: C/O AWARE INC STREET 2: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 edgar.xml PRIMARY DOCUMENT X0305 4 2012-04-26 0001015739 AWARE INC /MA/ AWRE 0001213958 MOBERG RICHARD P C/O AWARE INC 40 MIDDLESEX TURNPIKE BEDFORD MA 01730 1 1 0 0 Int co-CEO& co-President, CFO Common Stock 2012-04-26 4 M 0 200000 3.77 A 219831 D Unrestricted Stock Award 0 Common Stock 10204 10204 D Stock Appreciation Right 2.52 2019-05-20 Common Stock 12000 12000 D Stock Option (right to buy) 3.77 2012-04-26 4 M 0 200000 3.77 D 2018-02-20 Common Stock 200000 0 D Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 10,204 shares will be issued on June 30, 2012 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date. Option was amended on September 9, 2009; the holder shall now have the right to exercise this option within two years after the date of termination of services, but not later than the expiration date of the agreement. Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to be paid by Aware, Inc. for services or expiration, whichever is sooner. Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2008 through December 31, 2011. /s/ Richard P. Moberg 2012-04-30