0001188112-12-000128.txt : 20120118
0001188112-12-000128.hdr.sgml : 20120118
20120118161605
ACCESSION NUMBER: 0001188112-12-000128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120102
FILED AS OF DATE: 20120118
DATE AS OF CHANGE: 20120118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOBERG RICHARD P
CENTRAL INDEX KEY: 0001213958
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 12532300
MAIL ADDRESS:
STREET 1: C/O AWARE INC
STREET 2: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 6172764000
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2012-01-02
0001015739
AWARE INC /MA/
"AWRE"
0001213958
MOBERG RICHARD P
C/O AWARE INC 40 MIDDLESEX TURNPIKE
BEDFORD
MA
01730
1
1
0
0
Int. co-CEO& co-Pres, CFO
Common Stock
2012-01-02
4
A
0
6536
0
A
19831
D
Unrestricted Stock Award
0
Common Stock
10204
10204
D
Stock Appreciation Right
2.52
2019-05-20
Common Stock
12000
12000
D
Stock Option (right to buy)
3.77
2018-02-20
Common Stock
200000
200000
D
Shares of unrestricted stock issued to reporting person on January 2, 2012.
Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 10,204 shares will be issued on June 30, 2012 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date.
Option was amended on September 9, 2009; the holder shall now have the right to exercise this option within two years after the date of termination of services, but not later than the expiration date of the agreement.
Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to be paid by Aware, Inc. for services or expiration, whichever is sooner.
Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2008 through December 31, 2011.
/s/ Richard P. Moberg
2012-01-18