0001188112-11-001867.txt : 20110701 0001188112-11-001867.hdr.sgml : 20110701 20110701153423 ACCESSION NUMBER: 0001188112-11-001867 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110701 FILED AS OF DATE: 20110701 DATE AS OF CHANGE: 20110701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russell Kevin Thomas CENTRAL INDEX KEY: 0001517344 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 11946265 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730-1432 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-07-01 0001015739 AWARE INC /MA/ AWRE 0001517344 Russell Kevin Thomas C/O AWARE INC 40 MIDDLESEX TURNPIKE BEDFORD MA 01730 0 1 0 0 Intrm co-CEO& co-Pre, Gen Cl Common Stock 2011-07-01 4 A 0 1200 0 A 10955 D Unrestricted Stock Award 0 Common Stock 3750 3750 D Stock Option (right to buy) 3.77 2018-02-20 Common Stock 30000 30000 D Stock Option (right to buy) 4.64 2017-12-05 Common Stock 12000 12000 D Stock Option (right to buy) 5.05 2013-12-04 Common Stock 12000 12000 D Stock Option (right to buy) 2.95 2014-09-08 Common Stock 15000 15000 D Stock Option (right to buy) 3.27 2013-10-14 Common Stock 11750 11750 D Stock Option (right to buy) 3.27 2013-10-14 Common Stock 7500 7500 D Stock Option (right to buy) 3.27 2013-10-14 Common Stock 5000 5000 D Shares of unrestricted stock issued to reporting person on July 1, 2011. Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 1,875 shares on December 31, 2011, and 1,875 shares on June 30, 2012 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Vests in 20 equal quarterly installments on the last day of each quarter from March 31, 2008 through December 31, 2012. Vests in 16 equal quarterly installments on the last day of each quarter from December 31, 2007 through September 30, 2011. Vests in 16 equal quarterly installments on the last day of each quarter from December 31, 2006 through September 30, 2010. 50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments on the last day of each quarter from December 31, 2004 through September 30, 2006. 75% vests on October 14, 2003, the remaining 25% vests in 4 equal quarterly installments of 6.25%, until fully vested. 50% vests on October 14, 2003, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested. 25% vests on October 14, 2003, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested. /s/ Kevin T. Russell 2011-07-01