0001188112-11-001867.txt : 20110701
0001188112-11-001867.hdr.sgml : 20110701
20110701153423
ACCESSION NUMBER: 0001188112-11-001867
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110701
FILED AS OF DATE: 20110701
DATE AS OF CHANGE: 20110701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Russell Kevin Thomas
CENTRAL INDEX KEY: 0001517344
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 11946265
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730-1432
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 6172764000
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-07-01
0001015739
AWARE INC /MA/
AWRE
0001517344
Russell Kevin Thomas
C/O AWARE INC
40 MIDDLESEX TURNPIKE
BEDFORD
MA
01730
0
1
0
0
Intrm co-CEO& co-Pre, Gen Cl
Common Stock
2011-07-01
4
A
0
1200
0
A
10955
D
Unrestricted Stock Award
0
Common Stock
3750
3750
D
Stock Option (right to buy)
3.77
2018-02-20
Common Stock
30000
30000
D
Stock Option (right to buy)
4.64
2017-12-05
Common Stock
12000
12000
D
Stock Option (right to buy)
5.05
2013-12-04
Common Stock
12000
12000
D
Stock Option (right to buy)
2.95
2014-09-08
Common Stock
15000
15000
D
Stock Option (right to buy)
3.27
2013-10-14
Common Stock
11750
11750
D
Stock Option (right to buy)
3.27
2013-10-14
Common Stock
7500
7500
D
Stock Option (right to buy)
3.27
2013-10-14
Common Stock
5000
5000
D
Shares of unrestricted stock issued to reporting person on July 1, 2011.
Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 1,875 shares on December 31, 2011, and 1,875 shares on June 30, 2012 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
Vests in 20 equal quarterly installments on the last day of each quarter from March 31, 2008 through December 31, 2012.
Vests in 16 equal quarterly installments on the last day of each quarter from December 31, 2007 through September 30, 2011.
Vests in 16 equal quarterly installments on the last day of each quarter from December 31, 2006 through September 30, 2010.
50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments on the last day of each quarter from December 31, 2004 through September 30, 2006.
75% vests on October 14, 2003, the remaining 25% vests in 4 equal quarterly installments of 6.25%, until fully vested.
50% vests on October 14, 2003, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
25% vests on October 14, 2003, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
/s/ Kevin T. Russell
2011-07-01