-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Romd0TG4muJ+Wl7oD0STSF8RPRApaRGdU4M3CzFCAE0Zl8v7ba9utqavyeV5QnuG qpVKbM1qtm6eSfs/nnEJSQ== 0001188112-09-002003.txt : 20090911 0001188112-09-002003.hdr.sgml : 20090911 20090911100849 ACCESSION NUMBER: 0001188112-09-002003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090909 FILED AS OF DATE: 20090911 DATE AS OF CHANGE: 20090911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TZANNES MICHAEL A CENTRAL INDEX KEY: 0001220558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 091064335 MAIL ADDRESS: STREET 1: C/O AWARE INC STREET 2: 40 MIDDLESEX TRUNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-09-09 0001015739 AWARE INC /MA/ AWRE 0001220558 TZANNES MICHAEL A 40 MIDDLESEX TURNPIKE BEDFORD MA 01730 1 1 0 0 Chief Executive Officer Common Stock 91033 D Stock Appreciation Right 2.52 2019-05-20 Common Stock 32000 32000 D Stock Option (right to buy) 3.44 2018-05-23 Common Stock 172800 172800 D Stock Option (right to buy) 6.07 2015-02-09 Common Stock 1287 1287 D Stock Option (right to buy) 6.07 2015-02-09 Common Stock 248713 248713 D Stock Option (right to buy) 6.07 2015-02-09 Common Stock 550000 550000 D Stock Option (right to buy) 2.95 2014-09-08 Common Stock 88585 88585 D Stock Option (right to buy) 2.95 2014-09-08 Common Stock 36415 36415 D Stock Option (right to buy) 3.27 2013-10-14 Common Stock 30581 30581 D Stock Option (right to buy) 3.27 2013-10-14 Common Stock 200670 200670 D Stock Option (right to buy) 3.27 2013-10-14 Common Stock 18749 18749 D Stock Option (right to buy) 3.27 2013-10-14 Common Stock 41251 41251 D Stock Option (right to buy) 3.27 2013-10-14 Common Stock 87501 87501 D Stock Option (right to buy) 3.27 2013-10-14 Common Stock 75000 75000 D Option was amended on September 9, 2009; the holder shall now have the right to exercise this option within two years after the date of termination of services, but not later than the expiration date of the agreement. Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to be paid by Aware, Inc. for services or expiration, whichever is sooner. Vests in 16 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2012. Vests in full on February 9, 2005. 50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested. Vests in full on October 14, 2003. 75% vests on October 14, 2003, the remaining 25% vests in 4 equal quarterly installments of 6.25%, until fully vested. 50% vests on October 14, 2003, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested. 25% vests on October 14, 2003, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested. Option received by reporting person in exchange for cancellation of one or more options on April 3, 2003 pursuant to issuer's option exchange program. /s/ Michael A. Tzannes 2009-09-09 -----END PRIVACY-ENHANCED MESSAGE-----