-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DGOXf2LECtQp264a8YeTVg2h3FSs7xPxZPA1KPA7HVqD2Y6Rl/bOLQZjHDPo3Io6 2dwtzyRLmzO0AAl1l6BD+w== 0001188112-06-003692.txt : 20061212 0001188112-06-003692.hdr.sgml : 20061212 20061212104952 ACCESSION NUMBER: 0001188112-06-003692 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061208 FILED AS OF DATE: 20061212 DATE AS OF CHANGE: 20061212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGrath Mark G CENTRAL INDEX KEY: 0001311010 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 061270494 BUSINESS ADDRESS: BUSINESS PHONE: (312) 551-3703 MAIL ADDRESS: STREET 1: 21 SOUTH CLARK STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60603 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-12-08 0001015739 AWARE INC /MA/ AWRE 0001311010 McGrath Mark G 2355 N. COMMONWEALTH CHICAGO IL 60614 1 0 0 0 Common Stock 2006-12-08 4 P 0 2680 5.10 A 24893 D Common Stock 2006-12-08 4 P 0 500 5.05 A 25393 D Common Stock 2006-12-08 4 P 0 920 5.04 A 26313 D Common Stock 2006-12-08 4 P 0 1900 5.0999 A 28213 D Common Stock 2006-12-11 4 P 0 1800 5.0899 A 30013 D Common Stock 2006-12-11 4 P 0 13696 5.09 A 43709 D Stock Option (right to buy) 5.30 2013-09-07 Common Stock 25000 25000 D Options vest in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2006, until fully vested. /s/ Mark G. McGrath 2006-12-11 -----END PRIVACY-ENHANCED MESSAGE-----