-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IVfE2IXKupZakcVgwQ0Z3qEbVv79wqvTDz8HWb6cLYgUtjRjnBqqkU7PfdTAFC2a 7bQGoHAg6+lXAlMKHL3WaA== 0001188112-06-002870.txt : 20060915 0001188112-06-002870.hdr.sgml : 20060915 20060915143813 ACCESSION NUMBER: 0001188112-06-002870 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060907 FILED AS OF DATE: 20060915 DATE AS OF CHANGE: 20060915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGrath Mark G CENTRAL INDEX KEY: 0001311010 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 061093147 BUSINESS ADDRESS: BUSINESS PHONE: (312) 551-3703 MAIL ADDRESS: STREET 1: 21 SOUTH CLARK STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60603 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2006-09-07 2006-09-11 0001015739 AWARE INC /MA/ AWRE 0001311010 McGrath Mark G 2355 N. COMMONWEALTH CHICAGO IL 60614 1 0 0 0 Common Stock 2006-09-07 4 P 0 300 5.15 A 17213 D Common Stock 2006-09-08 4 P 0 4800 5.2847 A 22013 D Common Stock 2006-09-11 4 P 0 200 5.30 A 22213 D Stock Option (right to buy) 5.30 2006-09-07 4 A 0 25000 5.30 A 2013-09-07 Common Stock 25000 25000 D Transaction date is 9/8/06 not 9/7/06 as previously reported Transaction date is 9/11/06 not 9/7/06 as previously reported Transaction code should be P not A as previously reported Options vest in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2006, until fully vested. /s/ Mark G. McGrath 2006-09-15 -----END PRIVACY-ENHANCED MESSAGE-----