-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BnKNM5C+BPyDHEug59YtXBJjB5TdilXECmnsGgHskxbgX1jEjxxP/T8jbhnQouV+ 9hNRPFnB1RClb3ZayWryog== 0001188112-04-001352.txt : 20040910 0001188112-04-001352.hdr.sgml : 20040910 20040910195522 ACCESSION NUMBER: 0001188112-04-001352 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040908 FILED AS OF DATE: 20040910 DATE AS OF CHANGE: 20040910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALESSIO FREDERICK D CENTRAL INDEX KEY: 0001220555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 041026543 MAIL ADDRESS: STREET 1: C/O AWARE INC STREET 2: 40 MIDDLESEX TRUNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 t3524b_ex.xml X0202 4 2004-09-08 0 0001015739 AWARE INC /MA/ AWRE 0001220555 DALESSIO FREDERICK D 10100 HAREWOOD COURT GREAT FALLS VA 22066 1 0 0 0 Stock Option (right to buy) 2.95 2004-09-08 4 A 0 10000 2.95 A 2014-09-08 Common Stock 10000 10000 D Stock Option (right to buy) 2.09 2013-06-02 Common Stock 12500 12500 D Stock Option (right to buy) 2.48 2012-12-11 Common Stock 25000 25000 D 50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested. Vests in 16 equal quarterly installments of 6.25%, beginning as of June 30, 2003, until fully vested. Vests in 16 equal quarterly installments of 6.25%, beginning as of December 31, 2002, until fully vested. /s/ Frederick D. D'Alessio 2004-09-10 -----END PRIVACY-ENHANCED MESSAGE-----