0001179110-16-017344.txt : 20160106
0001179110-16-017344.hdr.sgml : 20160106
20160106124630
ACCESSION NUMBER: 0001179110-16-017344
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160106
DATE AS OF CHANGE: 20160106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 6172764000
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STAFFORD JOHN S III
CENTRAL INDEX KEY: 0001218981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 161326036
MAIL ADDRESS:
STREET 1: 230 SOUTH LASALLE STREET 400
CITY: CHICAGO
STATE: IL
ZIP: 60604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ronin Capital, LLC
CENTRAL INDEX KEY: 0001512282
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 161326037
BUSINESS ADDRESS:
STREET 1: 350 N. ORLEANS, SUITE 2N
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-244-5284
MAIL ADDRESS:
STREET 1: 350 N. ORLEANS, SUITE 2N
CITY: CHICAGO
STATE: IL
ZIP: 60654
4
1
edgar.xml
FORM 4 -
X0306
4
2016-01-04
0
0001015739
AWARE INC /MA/
AWRE
0001512282
Ronin Capital, LLC
350 N. ORLEANS STREET
SUITE 2N
CHICAGO
IL
60654-1975
0
0
1
0
0001218981
STAFFORD JOHN S III
350 N. ORLEANS STREET
SUITE 2N
CHICAGO
IL
60654-1975
1
0
1
0
Common Stock
2016-01-04
4
M
0
5000
0
A
3243508
D
Unrestricted Stock Award (Right to Acquire)
0
2016-01-04
4
M
0
5000
0
D
Common Stock
5000
0
I
See Footnote
On January 4, 2016, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 26, 2015 subject to his continued service as a director, officer or employee of the Company.
The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford.
/s/ Agnes Burda, authorized signatory
2016-01-06
/s/ John S. Stafford, III
2016-01-06