0001179110-14-007593.txt : 20140505
0001179110-14-007593.hdr.sgml : 20140505
20140505145949
ACCESSION NUMBER: 0001179110-14-007593
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140501
FILED AS OF DATE: 20140505
DATE AS OF CHANGE: 20140505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 6172764000
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STAFFORD JOHN S III
CENTRAL INDEX KEY: 0001218981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 14813015
MAIL ADDRESS:
STREET 1: 230 SOUTH LASALLE STREET 400
CITY: CHICAGO
STATE: IL
ZIP: 60604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ronin Capital, LLC
CENTRAL INDEX KEY: 0001512282
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 14813016
BUSINESS ADDRESS:
STREET 1: 350 N. ORLEANS, SUITE 2N
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-244-5284
MAIL ADDRESS:
STREET 1: 350 N. ORLEANS, SUITE 2N
CITY: CHICAGO
STATE: IL
ZIP: 60654
4
1
edgar.xml
FORM 4 -
X0306
4
2014-05-01
0
0001015739
AWARE INC /MA/
AWRE
0001512282
Ronin Capital, LLC
350 N. ORLEANS STREET
SUITE 2N
CHICAGO
IL
60654-1975
0
0
1
0
0001218981
STAFFORD JOHN S III
350 N. ORLEANS STREET
SUITE 2N
CHICAGO
IL
60654-1975
1
0
1
0
Common Stock
2014-05-01
4
P
0
16387
5.44
A
3211959
D
Common Stock
2014-05-02
4
P
0
5678
5.481
A
3217637
D
The 16,387 shares were purchased at an average price of $5.44 per share. The actual price per share purchased ranged from $5.40 to $5.49 per share.
The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.
The 5,678 shares were purchased at an average price of $5.481 per share. The actual price per share purchased ranged from $5.47 to $5.50 per share.
/s/ Agnes Burda, authorized signatory
2014-05-05
/s/ John S. Stafford, III
2014-05-05