0001144204-19-027698.txt : 20190522
0001144204-19-027698.hdr.sgml : 20190522
20190522150040
ACCESSION NUMBER: 0001144204-19-027698
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190520
FILED AS OF DATE: 20190522
DATE AS OF CHANGE: 20190522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRUSE ADRIAN F
CENTRAL INDEX KEY: 0001267265
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 19845329
MAIL ADDRESS:
STREET 1: C/O AWARE INC
STREET 2: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 6172764000
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
tv522189_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-05-20
0
0001015739
AWARE INC /MA/
AWRE
0001267265
KRUSE ADRIAN F
C/O AWARE INC
40 MIDDLESEX TURNPIKE
BEDFORD
MA
01730
1
0
0
0
Common Stock
2019-05-20
4
M
0
6000
2.52
A
196108
D
Common Stock
2019-05-20
4
D
0
4707
3.212
D
191401
D
Stock Appreciation Right
2.52
2019-05-20
4
M
0
6000
0.00
D
2019-05-20
Common Stock
6000
0
D
Unrestricted Stock Award
0.00
Common Stock
10000
10000
D
On May 20, 2019, 1,293 shares were issued pursuant to Mr. Kruse's Stock Appreciation Right award as a result of the expiration of the award on May 20, 2019.
Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to serve on the board of directors of Aware, Inc. or expiration, whichever is sooner.
Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
/s/ Adrian F. Kruse
2019-05-22