0001144204-12-063243.txt : 20121115
0001144204-12-063243.hdr.sgml : 20121115
20121115164340
ACCESSION NUMBER: 0001144204-12-063243
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121113
FILED AS OF DATE: 20121115
DATE AS OF CHANGE: 20121115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 6172764000
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STAFFORD JOHN S JR
CENTRAL INDEX KEY: 0001034005
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 121209244
MAIL ADDRESS:
STREET 1: C/O STAFFORD TRADING
STREET 2: 230 S LASALLE ST SUITE 688
CITY: CHICAGO
STATE: IL
ZIP: 60604
4
1
v328675_4.xml
OWNERSHIP DOCUMENT
X0306
4
2012-11-13
0
0001015739
AWARE INC /MA/
AWRE
0001034005
STAFFORD JOHN S JR
350 N. ORLEANS STREET
SUITE 2N
CHICAGO
IL
60654-1975
0
0
1
0
Common Stock
2012-11-13
4
S
0
321134
6.00
D
0
D
Common Stock
2057296
I
By Proxy
The reporting person has obtained proxies from the holders of 2,057,296 shares of common stock granting him the exclusive right to vote those shares of common stock. The reporting person does not have the right to dispose of such shares of common stock nor does he have any pecuniary interest in such shares of common stock. Accordingly, pursuant to Rule 13d-4, the reporting person disclaims beneficial ownership of the 2,057,296 shares of common stock that are the subject of these proxies.
/s/ John S. Stafford, Jr.
2012-11-15