0001144204-11-042678.txt : 20110728 0001144204-11-042678.hdr.sgml : 20110728 20110728180238 ACCESSION NUMBER: 0001144204-11-042678 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110719 FILED AS OF DATE: 20110728 DATE AS OF CHANGE: 20110728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STAFFORD JOHN S III CENTRAL INDEX KEY: 0001218981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 11994890 MAIL ADDRESS: STREET 1: 230 SOUTH LASALLE STREET 400 CITY: CHICAGO STATE: IL ZIP: 60604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 v230048_ex.xml X0303 4 2011-07-19 0 0001015739 AWARE INC /MA/ AWRE 0001218981 STAFFORD JOHN S III 350 N. ORLEANS STREET SUITE 2N CHICAGO IL 60654-1975 0 0 1 0 Common Stock 2011-07-19 4 J 0 2100598 0 D 0 D Common Stock 2011-07-19 4 J 0 2100598 0 A 2100598 I By Limited Liability Company On July 19, 2011, the Reporting Person transferred 2,100,598 shares of common stock of Aware Inc. to a Class C Capital Account at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by the Reporting Person , as a capital contribution. The Reporting Person remains the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. /s/ John S. Stafford, III 2011-07-28