0001144204-11-042678.txt : 20110728
0001144204-11-042678.hdr.sgml : 20110728
20110728180238
ACCESSION NUMBER: 0001144204-11-042678
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110719
FILED AS OF DATE: 20110728
DATE AS OF CHANGE: 20110728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STAFFORD JOHN S III
CENTRAL INDEX KEY: 0001218981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 11994890
MAIL ADDRESS:
STREET 1: 230 SOUTH LASALLE STREET 400
CITY: CHICAGO
STATE: IL
ZIP: 60604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 6172764000
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
v230048_ex.xml
X0303
4
2011-07-19
0
0001015739
AWARE INC /MA/
AWRE
0001218981
STAFFORD JOHN S III
350 N. ORLEANS STREET
SUITE 2N
CHICAGO
IL
60654-1975
0
0
1
0
Common Stock
2011-07-19
4
J
0
2100598
0
D
0
D
Common Stock
2011-07-19
4
J
0
2100598
0
A
2100598
I
By Limited Liability Company
On July 19, 2011, the Reporting Person transferred 2,100,598 shares of common stock of Aware Inc. to a Class C Capital
Account at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by the Reporting Person , as a
capital contribution. The Reporting Person remains the indirect beneficial owner of all of the shares of common stock of
Aware Inc. held of record by Ronin.
/s/ John S. Stafford, III
2011-07-28