0001104659-20-080628.txt : 20200702
0001104659-20-080628.hdr.sgml : 20200702
20200702164243
ACCESSION NUMBER: 0001104659-20-080628
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200702
DATE AS OF CHANGE: 20200702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lazzouni Mohamed
CENTRAL INDEX KEY: 0001320180
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 201010144
MAIL ADDRESS:
STREET 1: C/O VIISAGE TECHNOLOGY, INC.
STREET 2: 296 CONCORD ROAD
CITY: BILLIERCA
STATE: MA
ZIP: 01821
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 6172764000
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
tm2024027d3_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-06-30
0
0001015739
AWARE INC /MA/
AWRE
0001320180
Lazzouni Mohamed
C/O AWARE INC
40 MIDDLESEX TURNPIKE
BEDFORD
MA
01730
0
1
0
0
Chief Technical Officer
Common Stock
2020-06-30
4
M
0
12500
0
A
12500
D
Common Stock
2020-06-30
4
F
0
3840
3.215
D
8660
D
Unrestricted Stock Award
0.00
2020-06-30
4
M
0
12500
0.00
D
Common Stock
12500
12500
D
Stock Option (right to buy)
4.50
2030-05-04
Common Stock
12500
12500
D
Stock Option (right to buy)
5.50
2030-05-04
Common Stock
12500
12500
D
Stock Option (right to buy)
6.50
2030-05-04
Common Stock
12500
12500
D
Stock Option (right to buy)
7.50
2030-05-04
Common Stock
12500
12500
D
Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The remainder of the unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person on December 31, 2020, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date.
Vests in 16 equal quarterly installments on the last day of each quarter from February 19. 2020 through November 19, 2023.
/s/ Mohamed Lazzouni
2020-07-02