0001104659-20-040931.txt : 20200331 0001104659-20-040931.hdr.sgml : 20200331 20200331104326 ACCESSION NUMBER: 0001104659-20-040931 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200327 FILED AS OF DATE: 20200331 DATE AS OF CHANGE: 20200331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lazzouni Mohamed CENTRAL INDEX KEY: 0001320180 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 20760302 MAIL ADDRESS: STREET 1: C/O VIISAGE TECHNOLOGY, INC. STREET 2: 296 CONCORD ROAD CITY: BILLIERCA STATE: MA ZIP: 01821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 tm2014275d5_4.xml OWNERSHIP DOCUMENT X0306 4 2020-03-27 0 0001015739 AWARE INC /MA/ AWRE 0001320180 Lazzouni Mohamed C/O AWARE INC 40 MIDDLESEX TURNPIKE BEDFORD MA 01730 0 1 0 0 Chief Technology Officer Unrestricted Stock Award 0.00 2020-03-27 4 A 0 25000 0.00 A Common Stock 25000 25000 D Stock Option (right to buy) 4.50 2029-11-19 Common Stock 18750 18750 D Stock Option (right to buy) 5.50 2029-11-19 Common Stock 18750 18750 D Stock Option (right to buy) 6.50 2029-11-19 Common Stock 18750 18750 D Stock Option (right to buy) 7.50 2029-11-19 Common Stock 18750 18750 D Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 12,500 shares on June 30, 2020, and 12,500 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Vests in 16 equal quarterly installments on the last day of each quarter from February 19, 2020 through November 19, 2023. /s/ Mohamed Lazzouni 2020-03-31