0001104659-20-040931.txt : 20200331
0001104659-20-040931.hdr.sgml : 20200331
20200331104326
ACCESSION NUMBER: 0001104659-20-040931
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200327
FILED AS OF DATE: 20200331
DATE AS OF CHANGE: 20200331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lazzouni Mohamed
CENTRAL INDEX KEY: 0001320180
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 20760302
MAIL ADDRESS:
STREET 1: C/O VIISAGE TECHNOLOGY, INC.
STREET 2: 296 CONCORD ROAD
CITY: BILLIERCA
STATE: MA
ZIP: 01821
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 6172764000
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
tm2014275d5_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-03-27
0
0001015739
AWARE INC /MA/
AWRE
0001320180
Lazzouni Mohamed
C/O AWARE INC
40 MIDDLESEX TURNPIKE
BEDFORD
MA
01730
0
1
0
0
Chief Technology Officer
Unrestricted Stock Award
0.00
2020-03-27
4
A
0
25000
0.00
A
Common Stock
25000
25000
D
Stock Option (right to buy)
4.50
2029-11-19
Common Stock
18750
18750
D
Stock Option (right to buy)
5.50
2029-11-19
Common Stock
18750
18750
D
Stock Option (right to buy)
6.50
2029-11-19
Common Stock
18750
18750
D
Stock Option (right to buy)
7.50
2029-11-19
Common Stock
18750
18750
D
Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 12,500 shares on June 30, 2020, and 12,500 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
Vests in 16 equal quarterly installments on the last day of each quarter from February 19, 2020 through November 19, 2023.
/s/ Mohamed Lazzouni
2020-03-31