0001104659-20-000836.txt : 20200103
0001104659-20-000836.hdr.sgml : 20200103
20200103160020
ACCESSION NUMBER: 0001104659-20-000836
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200102
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eckel Robert A
CENTRAL INDEX KEY: 0001324812
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 20505125
MAIL ADDRESS:
STREET 1: C/O AWARE, INC.
STREET 2: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 6172764000
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
tm201198-6_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-01-02
0
0001015739
AWARE INC /MA/
AWRE
0001324812
Eckel Robert A
C/O AWARE, INC.
40 MIDDLESEX TURNPIKE
BEDFORD
MA
01730
1
1
0
0
CEO and President
Common Stock
2020-01-02
4
A
0
15000
0
A
47422
D
Unrestricted Stock Award
0.00
Common Stock
80000
80000
D
Stock Option (right to buy)
4.50
2029-09-19
Common Stock
50000
50000
D
Stock Option (right to buy)
5.50
2029-09-19
Common Stock
50000
50000
D
Stock Option (right to buy)
6.50
2029-09-19
Common Stock
50000
50000
D
Stock Option (right to buy)
7.50
2029-09-19
Common Stock
50000
50000
D
Shares of unrestricted stock issued to reporting person on January 2, 2020.
Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 20,000 shares on September 19, 2020, 20,000 shares on September 19, 2021, 20,000 shares on September 19, 2022, and 20,000 shares on September 19, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023.
/s/ Robert A. Eckel
2020-01-03