0001104659-19-069425.txt : 20191203
0001104659-19-069425.hdr.sgml : 20191203
20191203144255
ACCESSION NUMBER: 0001104659-19-069425
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191202
FILED AS OF DATE: 20191203
DATE AS OF CHANGE: 20191203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mungovan Robert M
CENTRAL INDEX KEY: 0001597612
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 191265423
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 6172764000
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
tm1924396d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-12-02
0
0001015739
AWARE INC /MA/
AWRE
0001597612
Mungovan Robert M
C/O AWARE INC
40 MIDDLESEX TURNPIKE
BEDFORD
MA
01730
0
1
0
0
Chief Commercial Officer
Common Stock
2019-12-02
4
A
0
1000
3.211
A
93780
D
Unrestricted Stock Award
0.00
Common Stock
40000
40000
D
Unrestricted Stock Award
0.00
Common Stock
7500
7500
D
Stock Option (right to buy)
4.50
2029-10-01
Common Stock
25000
25000
D
Stock Option (right to buy)
5.50
2029-10-01
Common Stock
25000
25000
D
Stock Option (right to buy)
6.50
2029-10-01
Common Stock
25000
25000
D
Stock Option (right to buy)
7.50
2029-10-01
Common Stock
25000
25000
D
Shares acquired under the Aware, Inc. Employee Stock Purchase Plan on December 2, 2019.
Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on October 1, 2020, 10,000 shares on October 1, 2021, 10,000 shares on Ovtober 1, 2022, and 10,000 shares on October 1, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 7,500 shares will be issued on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date.
Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023.
/s/ Robert M. Mungovan
2019-12-03