0001493152-19-019020.txt : 20191211 0001493152-19-019020.hdr.sgml : 20191211 20191211153641 ACCESSION NUMBER: 0001493152-19-019020 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191206 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20191211 DATE AS OF CHANGE: 20191211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMMO, INC. CENTRAL INDEX KEY: 0001015383 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 300957912 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13101 FILM NUMBER: 191279801 BUSINESS ADDRESS: STREET 1: 6401 E. THOMAS ROAD, #106 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: 480-947-0001 MAIL ADDRESS: STREET 1: 6401 E. THOMAS ROAD, #106 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 FORMER COMPANY: FORMER CONFORMED NAME: RETROSPETTIVA INC DATE OF NAME CHANGE: 19970602 8-K 1 form8-k.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): December 6, 2019

 

AMMO, Inc.

(Exact Name of Registrant as Specified in Charter)

 

Delaware   001-13101   83-1950534
(State or other jurisdiction   (Commission   (IRS Employer
of Incorporation)   File Number)   Identification Number)

 

7681 E. Gray Rd.

Scottsdale, Arizona 85260

(Address of principal executive offices)

 

480-947-0001

(Registrant’s telephone number)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.001 per share   POWW   OTCQB

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company [  ]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [  ]

 

 

 

   
 

 

AMMO, INC.

Form 8-K

Current Report

 

ITEM 5.07 Submission of Matters to a Vote of Security Holders

 

On December 6, 2019, the Company held its 2019 Annual Meeting of Shareholders. The results of the votes by our shareholders on the proposals are set forth below:

 

Proposal I – Election of Directors

 

The following individuals were elected by our shareholders to serve on the Company’s Board of Directors until the next annual meeting of shareholders and until their respective successors have been duly elected and qualified. The voting results are as follows:

 

   For   Against   Abstain   Broker Non-Votes 
                 
Fred W. Wagenhals   22,545,329    677,444    5,148    - 
Robert J. Goodmanson   22,465,115    715,346    47,460    - 
Randy E. Luth   22,577,624    644,049    6,248    - 
Russell William Wallace, Jr.   22,731,511    448,950    47,460    - 
Harry S. Markley   22,982,874    197,587    47,460    - 

 

Proposal II – Approval on an Advisory Basis of the Compensation of Named Executive Officers

 

The Company’s shareholders voted to approve, on an advisory basis, the compensation of named executive officers. The voting results are as follows:

 

For   Against   Abstain   Broker Non-Votes 
                  
 22,448,680    716,982    62,259    - 

 

Proposal III – Approval on an Advisory Basis of the Frequency of Future Advisory Votes on the Compensation of our Named Executive Officers

 

The Company’s shareholders voted to select, on an advisory basis, a frequency of three years for conducting future stockholder advisory votes on named executive officer compensation. The voting results are as follows:

 

3 Years   2 Years   1 Year   Abstain   Broker Non-Votes 
                       
 20,169,830    1,036,804    1,377,719    643,568    - 

 

The Company plans to hold vote on the frequency of the approval on an advisory basis of the compensation of named executive officers every three years, consistent with the advisory vote results above.

 

   
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: December 11, 2019 AMMO, INC.
     
By: /s/ Fred W. Wagenhals
    Fred W. Wagenhals
    Chief Executive Officer