0001015328-21-000065.txt : 20210304 0001015328-21-000065.hdr.sgml : 20210304 20210304162048 ACCESSION NUMBER: 0001015328-21-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210303 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DYKSTRA DAVID A CENTRAL INDEX KEY: 0001244276 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35077 FILM NUMBER: 21714410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINTRUST FINANCIAL CORP CENTRAL INDEX KEY: 0001015328 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363873352 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 8479399000 MAIL ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 4 1 wf-form4_161489282779385.xml FORM 4 X0306 4 2021-03-03 0 0001015328 WINTRUST FINANCIAL CORP WTFC 0001244276 DYKSTRA DAVID A 9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT IL 60018 0 1 0 0 VICE CHAIRMAN AND COO Common Stock 2021-03-03 4 M 0 16790 40.87 A 210807 D Common Stock 2021-03-03 4 S 0 16790 76.39 D 194017 D Non-Qualified Stock Option (right to buy) 40.87 2021-03-03 4 M 0 16790 0 D 2019-01-28 2023-01-28 Common Stock 16790.0 0 D The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $75.80 to $77.04, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. /s/Kathleen M. Boege, Attorney-in-fact 2021-03-04