0001015328-20-000205.txt : 20201110 0001015328-20-000205.hdr.sgml : 20201110 20201110162840 ACCESSION NUMBER: 0001015328-20-000205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201110 FILED AS OF DATE: 20201110 DATE AS OF CHANGE: 20201110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEHMER EDWARD J CENTRAL INDEX KEY: 0001244290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35077 FILM NUMBER: 201301532 MAIL ADDRESS: STREET 1: 454 BUENA ROAD CITY: LAKE FOREST STATE: IL ZIP: 60045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINTRUST FINANCIAL CORP CENTRAL INDEX KEY: 0001015328 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363873352 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 8479399000 MAIL ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 4 1 wf-form4_160504370659940.xml FORM 4 X0306 4 2020-11-10 0 0001015328 WINTRUST FINANCIAL CORP WTFC 0001244290 WEHMER EDWARD J 9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT IL 60018 1 1 0 0 FOUNDER AND CEO Common Stock 2020-11-10 4 M 0 15000 46.86 A 162124 D Common Stock 2020-11-10 4 S 0 15000 53.14 D 147124 D Common Stock 7323 I by 401(k) Plan Common Stock 47201 I by Spouse Depositary Shares of Series E Preferred Stock 1189 D Depositary Shares of Series E Preferred Stock 1739 I by Spouse Non-Qualified Stock Option (right to buy) 46.86 2020-11-10 4 M 0 15000 0 D 2017-01-23 2021-01-23 Common Stock 15000.0 0 D The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $53.00 to $53.28, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. /s/Kathleen M. Boege, Attorney-in-fact 2020-11-10