0001015328-20-000054.txt : 20200127 0001015328-20-000054.hdr.sgml : 20200127 20200127161725 ACCESSION NUMBER: 0001015328-20-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200123 FILED AS OF DATE: 20200127 DATE AS OF CHANGE: 20200127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIDAR THOMAS P CENTRAL INDEX KEY: 0001365691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35077 FILM NUMBER: 20549748 MAIL ADDRESS: STREET 1: 640 WAGNER ROAD CITY: GLENVIEW STATE: IL ZIP: 60025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINTRUST FINANCIAL CORP CENTRAL INDEX KEY: 0001015328 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363873352 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 8479399000 MAIL ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 4 1 wf-form4_158015982785782.xml FORM 4 X0306 4 2020-01-23 0 0001015328 WINTRUST FINANCIAL CORP WTFC 0001365691 ZIDAR THOMAS P 9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT IL 60018 0 1 0 0 EXECUTIVE VICE PRESIDENT Common Stock 2020-01-23 4 A 0 2125 0 A 33141 D Common Stock 2020-01-24 4 M 0 2948 37.85 A 36089 D Common Stock 2020-01-24 4 S 0 2948 63.60 D 33141 D Common Stock 7487 I By ESPP Non-Qualified Stock Opion (right to buy) 37.85 2020-01-24 4 M 0 2948 0 D 2016-01-24 2020-01-24 Common Stock 2948.0 0 D Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program. The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $63.58 to $63.64, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. Includes 358 shares purchased by reporting person during 2019 in the Company's Employee Stock Purchase Plan. /s/Kathleen M. Boege, Attorney-in-fact 2020-01-27