0001015328-17-000161.txt : 20170725 0001015328-17-000161.hdr.sgml : 20170725 20170725162451 ACCESSION NUMBER: 0001015328-17-000161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170721 FILED AS OF DATE: 20170725 DATE AS OF CHANGE: 20170725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MURPHY RICHARD B CENTRAL INDEX KEY: 0001267655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35077 FILM NUMBER: 17980667 MAIL ADDRESS: STREET 1: 406 HUDSON CITY: CLARENDON HILLS STATE: IL ZIP: 60514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINTRUST FINANCIAL CORP CENTRAL INDEX KEY: 0001015328 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363873352 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 8479399000 MAIL ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 4 1 wf-form4_150101427814090.xml FORM 4 X0306 4 2017-07-21 0 0001015328 WINTRUST FINANCIAL CORP WTFC 0001267655 MURPHY RICHARD B 9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT IL 60018 0 1 0 0 EXECUTIVE VICE PRESIDENT Common Stock 2017-07-21 4 M 0 4386 37.85 A 32834 D Common Stock 2017-07-21 4 M 0 7836 46.86 A 40670 D Common Stock 2017-07-21 4 S 0 12222 77.17 D 28448 D Common Stock 3180 I by 401(k) Plan Common Stock 434 I by Spouse Non-Qualified Stock Opion (right to buy) 37.85 2017-07-21 4 M 0 4386 0 D 2016-01-24 2020-01-24 Common Stock 4386.0 0 D Non-Qualified Stock Opion (right to buy) 46.86 2017-07-21 4 M 0 7836 0 D 2017-01-23 2021-01-23 Common Stock 7836.0 0 D /s/Kathleen M. Boege, Attorney-in-fact 2017-07-25