0001015328-14-000047.txt : 20140127 0001015328-14-000047.hdr.sgml : 20140127 20140127164253 ACCESSION NUMBER: 0001015328-14-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100225 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINTRUST FINANCIAL CORP CENTRAL INDEX KEY: 0001015328 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363873352 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 8479399000 MAIL ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DYKSTRA DAVID A CENTRAL INDEX KEY: 0001244276 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35077 FILM NUMBER: 14549371 4 1 wf-form4_139085896216415.xml FORM 4 X0306 4 2010-02-25 0 0001015328 WINTRUST FINANCIAL CORP WTFC 0001244276 DYKSTRA DAVID A 9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT IL 60018 0 1 0 0 SENIOR EVP AND COO Common Stock 2010-02-25 4 A 0 92 34.07 A 172482 D Common Stock 2010-08-26 4 A 0 109 29.01 A 172591 D Common Stock 2011-02-24 4 A 0 96 33.08 A 172687 D Common Stock 2011-08-25 4 A 0 108 29.29 A 172795 D Common Stock 2012-02-23 4 A 0 94 33.84 A 172889 D Common Stock 2012-08-23 4 A 0 87 36.90 A 172976 D Common Stock 2013-02-21 4 A 0 87 36.76 A 173063 D Common Stock 2013-08-22 4 A 0 78 41.38 A 173141 D Common Stock 2014-01-23 4 A 0 623 0 A 173764 D Non-Qualified Stock Opion (right to buy) 46.86 2014-01-23 4 A 0 11755 0 A 2021-01-23 Common Stock 11755.0 11755 D The Issuer reported shares earned pursuant to a certain Restricted Stock Units Award Agreement, however, the dividends associated with said restricted stock units were inadvertently not previously reported. Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program. Option shares granted in conjunction with award under the Company's Long Term Incentive Program. Award shares vest at a rate of one-third on each of the first three anniversaries of the date of grant. /s/Lisa J. Pattis, Attorney-in-fact 2014-01-27