-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AjrSQvLC9fQIglDRRILC3iCYTDJd/cyiuwGx3KyuYXZD8xP45K/kDpzYFqur78Gt 7Qb1/Wa3LNa2cgSMOGnXng== 0000948572-02-000071.txt : 20021028 0000948572-02-000071.hdr.sgml : 20021028 20021028154142 ACCESSION NUMBER: 0000948572-02-000071 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20021028 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20021028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WINTRUST FINANCIAL CORP CENTRAL INDEX KEY: 0001015328 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363873352 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21923 FILM NUMBER: 02799949 BUSINESS ADDRESS: STREET 1: 727 N BANK LANE CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 8476154096 MAIL ADDRESS: STREET 1: 727 N BANK LN CITY: LAKE FOREST STATE: IL ZIP: 60045 8-K 1 b8k102802.txt WINTRUST FINANCIAL CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 25, 2002 WINTRUST FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Commission File Number 0-21923 Illinois 36-3873352 - ----------------------------- ------------------------------------ (State or other Jurisdiction (I.R.S. Employer Identification No.) of Incorporation) 727 North Bank Lane Lake Forest, Illinois 60045 ------------------------------------------------------- (Address of Principal Executive Offices) (847) 615-4096 --------------------------------------------------------------------- (Registrant's Telephone Number, Including Area Code) ITEM 5. OTHER EVENTS. On October 25, 2002, Wintrust Financial Corporation (the "Company") announced the promotion of David L. Stoehr to Executive Vice President - Chief Financial Officer. Attached as Exhibit 99.1 is a copy of the press release relating to the Company's announcement of this promotion, which is incorporated herein by reference. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibit Exhibit 99.1 - Press release dated October 25, 2002 announcing promotion of David L. Stoehr to Executive Vice President - Chief Financial Officer. - 2 - SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. WINTRUST FINANCIAL CORPORATION (Registrant) Date: October 28, 2002 /s/ David A. Dykstra -------------------- Senior Executive Vice President Chief Operating Officer - 3 - EXHIBIT INDEX ------------- Exhibit - ------- 99.1 Press release dated October 25, 2002. - 4 - EX-99 3 exh99.txt WINTRUST FINANCIAL CORP. PRESS RELEASE WINTRUST FINANCIAL CORPORATION 727 NORTH BANK LANE, LAKE FOREST, ILLINOIS 60045 NEWS RELEASE October 25, 2002 FOR IMMEDIATE RELEASE CONTACT: Edward J. Wehmer, President & CEO David A. Dykstra, Senior Executive Vice President and Chief Operating Officer (847) 615-4096 Website address: www.wintrust.com WINTRUST FINANCIAL CORPORATION ANNOUNCES PROMOTION OF DAVID L. STOEHR Edward J. Wehmer, President and CEO of Wintrust Financial Corporation (Nasdaq: WTFC) announces the promotion of David L. Stoehr to Executive Vice President and Chief Financial Officer. Stoehr succeeds David A. Dykstra, Senior Executive Vice President and Chief Operating Officer, who until now had also served as the Company's Chief Financial Officer. Mr. Dykstra will continue on in his role as Chief Operating Officer. "Dave Stoehr has been a real asset since coming to Wintrust in January of this year," Mr. Wehmer commented. "We are pleased to promote him to Executive Vice President and to award him the Chief Financial Officer responsibilities. This will also allow Dave Dykstra to spend more time relative to his responsibilities as the Chief Operating Officer of the corporation." David Stoehr joined Wintrust as Senior Vice President/Finance. Prior to that, Stoehr was a Senior Vice President/Reporting & Analysis at Firstar/U.S. Bancorp and managed the finance reporting teams at Firstar and U.S. Bancorp in Milwaukee, WI. Prior to that he served as Director of Finance/Controller of Associated Banc-Corp in Green Bay, WI. Stoehr is a CPA, CMA and CFM with a bachelor's degree in accounting from the University of Wisconsin-Oshkosh and an MBA from the University of Wisconsin-Milwaukee. Wintrust is a $3.6 billion multi-bank holding company whose common stock is traded on the Nasdaq Stock Market(R). It operates seven suburban Chicago community bank subsidiaries, each of which was founded as a de novo bank since December 1991. Additionally, the Company operates various non-bank subsidiaries. First Insurance Funding Corporation, one of the largest commercial insurance premium finance companies operating in the United States, serves commercial loan customers throughout the country. Wayne Hummer Trust Company, a trust subsidiary, allows Wintrust to service customers' trust and investment needs at each banking location. Tricom, Inc. of Milwaukee provides short-term accounts receivable financing and value-added out-sourced administrative services, such as data processing of payrolls, billing and cash management services, to temporary staffing service clients located throughout the United States. Wayne Hummer Investments, LLC is a broker-dealer providing a full range of private client and brokerage services to clients located primarily in the Midwest. Focused Investments LLC is a broker-dealer that provides a full range of investment solutions to clients through a network of community-based financial institutions throughout the Midwest. Wayne Hummer Asset Management Company provides money management services and advisory services to individual accounts as well as the Wayne Hummer Companies' four proprietary mutual funds. Wintrust Information Technology Services Company provides information technology support, item capture and statement preparation services to the Wintrust subsidiaries. # # # -----END PRIVACY-ENHANCED MESSAGE-----