-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S+AUqyJGmXJyM77A3LWpA/Ym01u7pTW/yjye2RfW2Y9i67L3rMAX6dvt0rwQGn0F xtNRwFaYj4zWVpomeG5QAw== 0001240085-04-000006.txt : 20040302 0001240085-04-000006.hdr.sgml : 20040302 20040302161546 ACCESSION NUMBER: 0001240085-04-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040226 FILED AS OF DATE: 20040302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXTIVE CORP CENTRAL INDEX KEY: 0001015172 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133778895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1445 ROSS AVENUE STREET 2: SUITE 4500 CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 214.397.0200 MAIL ADDRESS: STREET 1: 1445 ROSS AVENUE STREET 2: SUITE 4500 CITY: DALLAS STATE: TX ZIP: 75202 FORMER COMPANY: FORMER CONFORMED NAME: EDGE TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 20000912 FORMER COMPANY: FORMER CONFORMED NAME: VISUAL EDGE SYSTEMS INC DATE OF NAME CHANGE: 19960604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON BRAD A CENTRAL INDEX KEY: 0001250083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20995 FILM NUMBER: 04643031 BUSINESS ADDRESS: STREET 1: 227 KING STREET CITY: FREDERIKSTED STATE: VI ZIP: 00840 BUSINESS PHONE: 3407727772 MAIL ADDRESS: STREET 1: 227 KING STREET CITY: FREDERIKSTED STATE: VI ZIP: 00840 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-02-26 0 0001015172 AXTIVE CORP AXTC 0001250083 THOMPSON BRAD A 227 KING STREET FREDERIKSTED VI 00840 VIRGIN ISLANDS, U.S. 1 0 0 0 Common Stock, $0.01 par value 2004-02-26 2004-02-26 4 C 0 1441663 1 A 1441663 I See footnote Series A Convertible Preferred Stock, $0.01 par value 1 2004-02-26 2004-02-26 4 C 0 1000 1000 D 2003-04-01 1988-08-08 Common Stock, $0.01 par value 1441663 0 I See footnote (2). Warrant to Purchase Common Stock 2 2004-02-26 2004-02-26 4 J 0 250000 0 D 2004-04-01 2006-04-01 Common Stock, $0.01 par value 250000 0 I See footnote All Common Stock numbers, common stock prices, and Preferred Stock conversion price have been adjusted to reflect the issuer's 1-for-10 reverse stock split effective on December 23, 2003. Reflects the automatic conversion of 1,250 shares of Preferred Stock directly owned by Global Capital Funding Group, L.P. ("Global") based on the conversion price of $1.00. The reporting person is an equity owner of the sole general partner of Global and, therefore, may be deemed to share voting and investment power with respect to such securities. The filing of this statement shall not be construed as an admission that the reporting person is the beneficial owner of such securities. Conversion was determined by dividing the liquidation price with respect to the Preferred Stock (which is equal to the issuance price of $1,000 per share plus any accrued, but unpaid dividends) by the conversion price. The conversion reflects accrued, but unpaid dividends of $153.33 per share with respect to the 1,250 shares of Preferred Stock owned by Global. The warrant, which was issued in connection with the purchase of Preferred Stock, was waived and terminated by Global effective as of February 26, 2004 in connection with the automatic conversion of the Preferred Stock and the issuer's private placement of Common Stock on February 26, 2004. Brad A. Thompson 2004-03-01 -----END PRIVACY-ENHANCED MESSAGE-----