0001209191-15-070270.txt : 20150911
0001209191-15-070270.hdr.sgml : 20150911
20150911082359
ACCESSION NUMBER: 0001209191-15-070270
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150909
FILED AS OF DATE: 20150911
DATE AS OF CHANGE: 20150911
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES & COLVARD LTD
CENTRAL INDEX KEY: 0001015155
STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910]
IRS NUMBER: 561928817
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 9194680399
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: C3 INC /NC/
DATE OF NAME CHANGE: 19970829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDMAN NEAL I
CENTRAL INDEX KEY: 0001182567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23329
FILM NUMBER: 151102324
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-09-09
0
0001015155
CHARLES & COLVARD LTD
CTHR
0001182567
GOLDMAN NEAL I
C/O CHARLES & COLVARD, LTD.
170 SOUTHPORT DRIVE
MORRISVILLE
NC
27560
1
0
0
0
Common Stock
140787
D
Common Stock
70000
I
By Neal Goldman IRA
Common Stock
250000
I
By Goldman Partners, LP
Stock Option (right-to-buy)
1.23
2015-09-09
4
A
0
40650
1.23
A
2016-09-01
2025-09-09
common stock
40650
40650
D
Mr. Goldman is a partner with Goldman Partners, LP. Mr. Goldman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
This non-qualified stock option was issued to Mr. Goldman in lieu of $50,000 of remaining annual retainer fees for 2015 pursuant to the Board of Directors Compensation Program for his service as the Company's Executive Chairman of the Board.
/s/ Steven C. Dawson, Attorney-In-Fact
2015-09-11