0001209191-15-070270.txt : 20150911 0001209191-15-070270.hdr.sgml : 20150911 20150911082359 ACCESSION NUMBER: 0001209191-15-070270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150909 FILED AS OF DATE: 20150911 DATE AS OF CHANGE: 20150911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN NEAL I CENTRAL INDEX KEY: 0001182567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 151102324 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-09 0 0001015155 CHARLES & COLVARD LTD CTHR 0001182567 GOLDMAN NEAL I C/O CHARLES & COLVARD, LTD. 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 1 0 0 0 Common Stock 140787 D Common Stock 70000 I By Neal Goldman IRA Common Stock 250000 I By Goldman Partners, LP Stock Option (right-to-buy) 1.23 2015-09-09 4 A 0 40650 1.23 A 2016-09-01 2025-09-09 common stock 40650 40650 D Mr. Goldman is a partner with Goldman Partners, LP. Mr. Goldman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This non-qualified stock option was issued to Mr. Goldman in lieu of $50,000 of remaining annual retainer fees for 2015 pursuant to the Board of Directors Compensation Program for his service as the Company's Executive Chairman of the Board. /s/ Steven C. Dawson, Attorney-In-Fact 2015-09-11