0001144204-18-058826.txt : 20181109
0001144204-18-058826.hdr.sgml : 20181109
20181109171746
ACCESSION NUMBER: 0001144204-18-058826
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181108
FILED AS OF DATE: 20181109
DATE AS OF CHANGE: 20181109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDMAN NEAL I
CENTRAL INDEX KEY: 0001182567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23329
FILM NUMBER: 181174043
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES & COLVARD LTD
CENTRAL INDEX KEY: 0001015155
STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910]
IRS NUMBER: 561928817
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 9194680399
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: C3 INC /NC/
DATE OF NAME CHANGE: 19970829
4
1
tv506876_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-11-08
0
0001015155
CHARLES & COLVARD LTD
CTHR
0001182567
GOLDMAN NEAL I
170 SOUTHPORT DRIVE
MORRISVILLE
NC
27560
1
0
0
0
Common Stock
267407
D
Common Stock
120000
I
By Neal Goldman IRA
Common Stock
250000
I
By Goldman Partners, LP
Stock Option (right to buy)
0.9999
2018-11-08
4
A
0
55005
0.00
A
2019-11-08
2028-11-08
Common stock
55005
55005
D
Mr. Goldman is a partner with Goldman Partners, LP. Mr. Goldman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Option vests and becomes exercisable on the date of the 2019 Annual Shareholders' Meeting.
/s/ Clint J. Pete, Attorney-In-Fact
2018-11-09