0001144204-18-058826.txt : 20181109 0001144204-18-058826.hdr.sgml : 20181109 20181109171746 ACCESSION NUMBER: 0001144204-18-058826 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181108 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN NEAL I CENTRAL INDEX KEY: 0001182567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 181174043 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 4 1 tv506876_4.xml OWNERSHIP DOCUMENT X0306 4 2018-11-08 0 0001015155 CHARLES & COLVARD LTD CTHR 0001182567 GOLDMAN NEAL I 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 1 0 0 0 Common Stock 267407 D Common Stock 120000 I By Neal Goldman IRA Common Stock 250000 I By Goldman Partners, LP Stock Option (right to buy) 0.9999 2018-11-08 4 A 0 55005 0.00 A 2019-11-08 2028-11-08 Common stock 55005 55005 D Mr. Goldman is a partner with Goldman Partners, LP. Mr. Goldman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Option vests and becomes exercisable on the date of the 2019 Annual Shareholders' Meeting. /s/ Clint J. Pete, Attorney-In-Fact 2018-11-09