0001144204-18-045160.txt : 20180816 0001144204-18-045160.hdr.sgml : 20180816 20180816164027 ACCESSION NUMBER: 0001144204-18-045160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180814 FILED AS OF DATE: 20180816 DATE AS OF CHANGE: 20180816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'CONNELL DON CENTRAL INDEX KEY: 0001707186 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 181023743 MAIL ADDRESS: STREET 1: C/O CHARLES & COLVARD, LTD. STREET 2: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 4 1 tv501181_4.xml OWNERSHIP DOCUMENT X0306 4 2018-08-14 0 0001015155 CHARLES & COLVARD LTD CTHR 0001707186 O'CONNELL DON 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 0 1 0 0 COO Common Stock 2018-08-14 4 D 0 21394 0.00 D 137202 D Represents cancellation of 21,394 shares of performance-based restricted stock originally granted on January 30, 2018. These shares were cancelled because the performance goals associated with the grant were not achieved at the target level. /s/ Clint J. Pete, Attorney-In-Fact 2018-08-16