0001144204-17-025699.txt : 20170509
0001144204-17-025699.hdr.sgml : 20170509
20170509181443
ACCESSION NUMBER: 0001144204-17-025699
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170509
FILED AS OF DATE: 20170509
DATE AS OF CHANGE: 20170509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES & COLVARD LTD
CENTRAL INDEX KEY: 0001015155
STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910]
IRS NUMBER: 561928817
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 9194680399
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: C3 INC /NC/
DATE OF NAME CHANGE: 19970829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDMAN NEAL I
CENTRAL INDEX KEY: 0001182567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23329
FILM NUMBER: 17827875
4
1
v466567_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-05-09
0
0001015155
CHARLES & COLVARD LTD
CTHR
0001182567
GOLDMAN NEAL I
C/O CHARLES & COLVARD, LTD.
170 SOUTHPORT DRIVE
MORRISVILLE
NC
27560
1
0
0
0
Common Stock
2017-05-09
4
P
0
25000
0.88
A
192407
D
Common Stock
2017-05-09
4
P
0
25000
0.92
A
217407
D
Common Stock
120000
I
By Neal Goldman IRA
Common Stock
250000
I
By Goldman Partners, LP
Mr. Goldman is a partner with Goldman Partners, LP. Mr. Goldman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
/s/ Clint J. Pete, Attorney-In-Fact
2017-05-09