0001144204-17-025699.txt : 20170509 0001144204-17-025699.hdr.sgml : 20170509 20170509181443 ACCESSION NUMBER: 0001144204-17-025699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170509 FILED AS OF DATE: 20170509 DATE AS OF CHANGE: 20170509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN NEAL I CENTRAL INDEX KEY: 0001182567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 17827875 4 1 v466567_4.xml OWNERSHIP DOCUMENT X0306 4 2017-05-09 0 0001015155 CHARLES & COLVARD LTD CTHR 0001182567 GOLDMAN NEAL I C/O CHARLES & COLVARD, LTD. 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 1 0 0 0 Common Stock 2017-05-09 4 P 0 25000 0.88 A 192407 D Common Stock 2017-05-09 4 P 0 25000 0.92 A 217407 D Common Stock 120000 I By Neal Goldman IRA Common Stock 250000 I By Goldman Partners, LP Mr. Goldman is a partner with Goldman Partners, LP. Mr. Goldman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Clint J. Pete, Attorney-In-Fact 2017-05-09