0001144204-17-010996.txt : 20170224 0001144204-17-010996.hdr.sgml : 20170224 20170224164743 ACCESSION NUMBER: 0001144204-17-010996 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170223 FILED AS OF DATE: 20170224 DATE AS OF CHANGE: 20170224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETE CLINT J. CENTRAL INDEX KEY: 0001690219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 17638052 MAIL ADDRESS: STREET 1: 1805 DUNES COURT CITY: RALEIGH STATE: NC ZIP: 27615 4 1 v460421_4.xml OWNERSHIP DOCUMENT X0306 4 2017-02-23 0 0001015155 CHARLES & COLVARD LTD CTHR 0001690219 PETE CLINT J. 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 0 1 0 0 Interim CFO Common Stock 2017-02-23 4 A 0 75000 0.00 A 75000 D Common Stock 5500 I By IRA Performance-based restricted stock will vest, subject to achievement of performance goals, on February 23, 2018. /s/ Clint J. Pete 2017-02-24