0001104659-23-126876.txt : 20231218
0001104659-23-126876.hdr.sgml : 20231218
20231218161657
ACCESSION NUMBER: 0001104659-23-126876
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231214
FILED AS OF DATE: 20231218
DATE AS OF CHANGE: 20231218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SYKES OLLIN B
CENTRAL INDEX KEY: 0001258861
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23329
FILM NUMBER: 231493939
MAIL ADDRESS:
STREET 1: C/O GATEWAY FINANCIAL HODINGS
STREET 2: P O BOX 1908
CITY: ELIZABETH CITY
STATE: NC
ZIP: 27906
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES & COLVARD LTD
CENTRAL INDEX KEY: 0001015155
STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 561928817
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 9194680399
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: C3 INC /NC/
DATE OF NAME CHANGE: 19970829
4
1
tm2333135-4_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-12-14
0
0001015155
CHARLES & COLVARD LTD
CTHR
0001258861
SYKES OLLIN B
170 SOUTHPORT DRIVE
MORRISVILLE
NC
27560
1
0
0
0
0
Common Stock
1611898
I
By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985
Common Stock
250221
I
By SEP IRA
Common Stock
95358
I
By ROTH IRA
Common Stock
153800
I
By IRA
Common Stock
135587
I
By spouse
Common Stock
736421
D
Stock Option (right to buy)
0.4063
2023-12-14
4
A
0
123076
0
A
2033-12-14
Common Stock
123076
123076
D
Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 375,000 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Option vests and becomes exercisable on the date of the 2024 Annual Shareholders' Meeting.
/s/ Clint J. Pete, Attorney-In- Fact
2023-12-18