0001104659-23-126875.txt : 20231218 0001104659-23-126875.hdr.sgml : 20231218 20231218161611 ACCESSION NUMBER: 0001104659-23-126875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231214 FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN NEAL I CENTRAL INDEX KEY: 0001182567 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 231493927 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 4 1 tm2333135-3_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-12-14 0 0001015155 CHARLES & COLVARD LTD CTHR 0001182567 GOLDMAN NEAL I 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 1 0 0 0 0 Common Stock 1117762 D Common Stock 120000 I By Neal Goldman IRA Stock Option (right to buy) 0.4063 2023-12-14 4 A 0 135384 0 A 2033-12-14 Common Stock 135384 135384 D Option vests and becomes exercisable on the date of the 2024 Annual Shareholders' Meeting. /s/ Clint J. Pete, Attorney-In-Fact 2023-12-18