0001104659-23-123970.txt : 20231206 0001104659-23-123970.hdr.sgml : 20231206 20231206161511 ACCESSION NUMBER: 0001104659-23-123970 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231204 FILED AS OF DATE: 20231206 DATE AS OF CHANGE: 20231206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'CONNELL DON CENTRAL INDEX KEY: 0001707186 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 231469765 MAIL ADDRESS: STREET 1: C/O CHARLES & COLVARD, LTD. STREET 2: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 4 1 tm2332353-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-12-04 0 0001015155 CHARLES & COLVARD LTD CTHR 0001707186 O'CONNELL DON 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 1 1 0 0 President and CEO 0 Common Stock 451114 D Common Stock 2023-12-04 4 P 0 986 0.44 A 100986 I By 401(k) Common Stock 2023-12-05 4 P 0 60000 0.44 A 160986 I By 401(k) The shares were purchased pursuant to a self-directed brokerage account option in Charles & Colvard, Ltd.'s 401(k) plan. /s/ Clint J. Pete, Attorney-In-Fact 2023-12-06