0001104659-23-119198.txt : 20231116
0001104659-23-119198.hdr.sgml : 20231116
20231116190802
ACCESSION NUMBER: 0001104659-23-119198
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231114
FILED AS OF DATE: 20231116
DATE AS OF CHANGE: 20231116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PETE CLINT J.
CENTRAL INDEX KEY: 0001690219
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23329
FILM NUMBER: 231416013
MAIL ADDRESS:
STREET 1: 1805 DUNES COURT
CITY: RALEIGH
STATE: NC
ZIP: 27615
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES & COLVARD LTD
CENTRAL INDEX KEY: 0001015155
STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910]
IRS NUMBER: 561928817
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 9194680399
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: C3 INC /NC/
DATE OF NAME CHANGE: 19970829
4
1
tm2330963-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-11-14
0
0001015155
CHARLES & COLVARD LTD
CTHR
0001690219
PETE CLINT J.
170 SOUTHPORT DRIVE
MORRISVILLE
NC
27560
0
1
0
0
CFO
0
Common Stock
199828
D
Common Stock
59500
I
By IRA
Stock Option (Right to Buy)
0.2965
2023-11-14
4
A
0
50000
0.00
A
2033-11-14
Common Stock
50000
50000
D
Stock Option (Right to Buy)
0.2965
2023-11-14
4
A
0
75000
0.00
A
2033-11-14
Common Stock
75000
75000
D
Option vested immediately upon grant date of November 14, 2023.
Option will vest, subject to achievement of performance goals, on July 31, 2024, pursuant to Charles & Colvard, Ltd.'s Fiscal 2024 Executive Equity Incentive Program (the "Plan").
/s/ Clint J. Pete
2023-11-16