0001104659-23-119198.txt : 20231116 0001104659-23-119198.hdr.sgml : 20231116 20231116190802 ACCESSION NUMBER: 0001104659-23-119198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231114 FILED AS OF DATE: 20231116 DATE AS OF CHANGE: 20231116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETE CLINT J. CENTRAL INDEX KEY: 0001690219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 231416013 MAIL ADDRESS: STREET 1: 1805 DUNES COURT CITY: RALEIGH STATE: NC ZIP: 27615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 4 1 tm2330963-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-11-14 0 0001015155 CHARLES & COLVARD LTD CTHR 0001690219 PETE CLINT J. 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 0 1 0 0 CFO 0 Common Stock 199828 D Common Stock 59500 I By IRA Stock Option (Right to Buy) 0.2965 2023-11-14 4 A 0 50000 0.00 A 2033-11-14 Common Stock 50000 50000 D Stock Option (Right to Buy) 0.2965 2023-11-14 4 A 0 75000 0.00 A 2033-11-14 Common Stock 75000 75000 D Option vested immediately upon grant date of November 14, 2023. Option will vest, subject to achievement of performance goals, on July 31, 2024, pursuant to Charles & Colvard, Ltd.'s Fiscal 2024 Executive Equity Incentive Program (the "Plan"). /s/ Clint J. Pete 2023-11-16