0001104659-23-109643.txt : 20231017
0001104659-23-109643.hdr.sgml : 20231017
20231017170326
ACCESSION NUMBER: 0001104659-23-109643
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231013
FILED AS OF DATE: 20231017
DATE AS OF CHANGE: 20231017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'CONNELL DON
CENTRAL INDEX KEY: 0001707186
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23329
FILM NUMBER: 231330260
MAIL ADDRESS:
STREET 1: C/O CHARLES & COLVARD, LTD.
STREET 2: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES & COLVARD LTD
CENTRAL INDEX KEY: 0001015155
STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910]
IRS NUMBER: 561928817
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 9194680399
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: C3 INC /NC/
DATE OF NAME CHANGE: 19970829
4
1
tm2328631-2_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-10-13
0
0001015155
CHARLES & COLVARD LTD
CTHR
0001707186
O'CONNELL DON
170 SOUTHPORT DRIVE
MORRISVILLE
NC
27560
1
1
0
0
President & CEO
0
Common Stock
2023-10-13
4
D
0
97500
0.00
D
451114
D
Represents cancellation of 97,500 shares of performance-based restricted stock originally granted on November 7, 2022 pursuant to Charles & Colvard, Ltd.'s Fiscal 2023 Senior Management Equity Incentive Program (the "Plan"). These shares were cancelled because the performance goals associated with the grant were not achieved at the target level. An additional 52,500 shares of performance-based phantom stock were forfeited pursuant to the Plan because the performance goals associated with the grant were not achieved at the target level.
/s/ Clint J. Pete Attorney-in-Fact
2023-10-17