0001104659-22-064239.txt : 20220524 0001104659-22-064239.hdr.sgml : 20220524 20220524161603 ACCESSION NUMBER: 0001104659-22-064239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220520 FILED AS OF DATE: 20220524 DATE AS OF CHANGE: 20220524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN NEAL I CENTRAL INDEX KEY: 0001182567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 22956838 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 4 1 tm2216707-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-05-20 0 0001015155 CHARLES & COLVARD LTD CTHR 0001182567 GOLDMAN NEAL I 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 1 0 0 0 Common Stock 2022-05-20 4 P 0 517 1.34 A 1039102 D Common Stock 120000 I By Neal Goldman IRA Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.33 to $1.34, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. /s/ Clint J. Pete, Attorney-In-Fact 2022-05-24