0001104659-21-117371.txt : 20210920 0001104659-21-117371.hdr.sgml : 20210920 20210920163146 ACCESSION NUMBER: 0001104659-21-117371 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210917 FILED AS OF DATE: 20210920 DATE AS OF CHANGE: 20210920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN NEAL I CENTRAL INDEX KEY: 0001182567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 211263609 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 4 1 tm2128052-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-09-17 0 0001015155 CHARLES & COLVARD LTD CTHR 0001182567 GOLDMAN NEAL I 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 1 0 0 0 Common Stock 2021-09-17 4 M 0 50000 1.84 A 945471 D Common Stock 2021-09-17 4 M 0 39007 1.41 A 984478 D Common Stock 120000 I By Neal Goldman IRA Stock Option (right to buy) 1.84 2021-09-17 4 M 0 50000 0 D 2016-01-01 2025-01-01 Common Stock 50000 0 D Stock Option (right to buy) 1.41 2021-09-17 4 M 0 39007 0 D 2020-11-19 2029-11-21 Common Stock 39007 0 D /s/ Clint J. Pete, Attorney-In-Fact 2021-09-20