0001104659-21-117371.txt : 20210920
0001104659-21-117371.hdr.sgml : 20210920
20210920163146
ACCESSION NUMBER: 0001104659-21-117371
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210917
FILED AS OF DATE: 20210920
DATE AS OF CHANGE: 20210920
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDMAN NEAL I
CENTRAL INDEX KEY: 0001182567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23329
FILM NUMBER: 211263609
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES & COLVARD LTD
CENTRAL INDEX KEY: 0001015155
STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910]
IRS NUMBER: 561928817
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 9194680399
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: C3 INC /NC/
DATE OF NAME CHANGE: 19970829
4
1
tm2128052-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-09-17
0
0001015155
CHARLES & COLVARD LTD
CTHR
0001182567
GOLDMAN NEAL I
170 SOUTHPORT DRIVE
MORRISVILLE
NC
27560
1
0
0
0
Common Stock
2021-09-17
4
M
0
50000
1.84
A
945471
D
Common Stock
2021-09-17
4
M
0
39007
1.41
A
984478
D
Common Stock
120000
I
By Neal Goldman IRA
Stock Option (right to buy)
1.84
2021-09-17
4
M
0
50000
0
D
2016-01-01
2025-01-01
Common Stock
50000
0
D
Stock Option (right to buy)
1.41
2021-09-17
4
M
0
39007
0
D
2020-11-19
2029-11-21
Common Stock
39007
0
D
/s/ Clint J. Pete, Attorney-In-Fact
2021-09-20