0001104659-20-131198.txt : 20201201 0001104659-20-131198.hdr.sgml : 20201201 20201201184652 ACCESSION NUMBER: 0001104659-20-131198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201119 FILED AS OF DATE: 20201201 DATE AS OF CHANGE: 20201201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN NEAL I CENTRAL INDEX KEY: 0001182567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 201361983 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 4 1 tm2037458-3_4.xml OWNERSHIP DOCUMENT X0306 4 2020-11-19 0 0001015155 CHARLES & COLVARD LTD CTHR 0001182567 GOLDMAN NEAL I 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 1 0 0 0 Common Stock 286107 D Common Stock 120000 I By Neal Goldman IRA Common Stock 250000 I By Goldman Partners, LP Stock Option (right to buy) 1.12 2020-11-19 4 A 0 49107 0.00 A 2030-11-19 Common stock 49107 49107 D Mr. Goldman is a partner with Goldman Partners, L.P. Mr. Goldman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Option vests and becomes exercisable on the date of the 2021 Annual Shareholders' Meeting. /s/ Clint J. Pete, Attorney-In-Fact 2020-12-01