0001104659-20-131198.txt : 20201201
0001104659-20-131198.hdr.sgml : 20201201
20201201184652
ACCESSION NUMBER: 0001104659-20-131198
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201119
FILED AS OF DATE: 20201201
DATE AS OF CHANGE: 20201201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDMAN NEAL I
CENTRAL INDEX KEY: 0001182567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23329
FILM NUMBER: 201361983
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES & COLVARD LTD
CENTRAL INDEX KEY: 0001015155
STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910]
IRS NUMBER: 561928817
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 9194680399
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: C3 INC /NC/
DATE OF NAME CHANGE: 19970829
4
1
tm2037458-3_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-11-19
0
0001015155
CHARLES & COLVARD LTD
CTHR
0001182567
GOLDMAN NEAL I
170 SOUTHPORT DRIVE
MORRISVILLE
NC
27560
1
0
0
0
Common Stock
286107
D
Common Stock
120000
I
By Neal Goldman IRA
Common Stock
250000
I
By Goldman Partners, LP
Stock Option (right to buy)
1.12
2020-11-19
4
A
0
49107
0.00
A
2030-11-19
Common stock
49107
49107
D
Mr. Goldman is a partner with Goldman Partners, L.P. Mr. Goldman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Option vests and becomes exercisable on the date of the 2021 Annual Shareholders' Meeting.
/s/ Clint J. Pete, Attorney-In-Fact
2020-12-01