UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act file number 811-1800

Name of Registrant: U.S. Global Investors Fund

Address of Principal Executive Offices:

7900 Callaghan Road

San Antonio, Texas 78229

Name and address of agent of service:

The Corporation Trust Company

U.S. Global Investors Fund

1209 Orange Street

Wilmington, Delaware 19801

Registrant's telephone number including area code: (210) 308-1234

Date of fiscal year end: December 31

Date of reporting period: July 1, 2022 – June 30, 2023

ITEM 1. PROXY VOTING RECORD

Non-Voting Funds

U.S. Global Investors Funds - Near-Term Tax Free Fund

The U.S. Global Investors Funds - Near-Term Tax Free Fund invests in securities that do

not have voting rights. No votes have been cast on securities by this fund during the reporting

period.

U.S. Global Investors Funds - U.S. Government Securities Ultra-Short Bond Fund

The U.S. Global Investors Funds - U.S. Government Securities Ultra-Short Bond Fund

invests in securities that do not have voting rights. No votes have been cast

on securities by this fund during the reporting period.

Issuer Name

Country

Meeting Date

Meeting Type

Record Date

Ticker

Security ID

Symbol Type

Ballot Issue Number

Proposal Text

Proponent

Mgmt Reco

Vote Cast

Fund Name

Logical Ballot Status

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

1

Elect Jeffrey P. Bezos

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

2

Elect Andrew R. Jassy

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

3

Elect Keith B. Alexander

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

4

Elect Edith W. Cooper

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

5

Elect Jamie S. Gorelick

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

6

Elect Daniel P. Huttenlocher

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

7

Elect Judith A. McGrath

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

8

Elect Indra K. Nooyi

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

9

Elect Jonathan J. Rubinstein

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

10

Elect Patricia Q. Stonesifer

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

11

Elect Wendell P. Weeks

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

12

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

13

Advisory Vote on Executive Compensation

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

14

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

15

Amendment to the 1997 Stock Incentive Plan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

16

Shareholder Proposal Regarding Report on Climate Risk In Employee Retirement Default Options

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

17

Shareholder Proposal Regarding Report on Customer Due Diligence

ShrHoldr

Against

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

18

Shareholder Proposal Regarding Report on Government Requests for Content and Product Removal

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

19

Shareholder Proposal Regarding  Report on Government Takedown Requests

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

20

Shareholder Proposal Regarding Just Transition Reporting

ShrHoldr

Against

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

21

Shareholder Proposal Regarding Report on Tax Transparency

ShrHoldr

Against

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

22

Shareholder Proposal Regarding Lobbying Alignment with Climate Commitments

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

23

Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

24

Shareholder Proposal Regarding Cost Benefit Analysis of DEI Programs

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

25

Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions

ShrHoldr

Against

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

26

Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association

ShrHoldr

Against

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

27

Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

28

Shareholder Proposal Regarding Report Evaluating Animal Welfare Standards

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

29

Shareholder Proposal Regarding Formation of Public Policy Committee

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

30

Shareholder Proposal Regarding Hourly Associate Representation on the Board

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

31

Shareholder Proposal Regarding Report on Working Conditions

ShrHoldr

Against

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

32

Shareholder Proposal Regarding Report on Plastic Packaging

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Amazon.com, Inc.

United States

5/24/2023

Annual

3/30/2023

AMZN

23135106

CUSIP

33

Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology

ShrHoldr

Against

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

1

Elect Thomas J. Baltimore, Jr.

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

2

Elect John J. Brennan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

3

Elect Peter Chernin

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

4

Elect Walter J. Clayton III

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

5

Elect Ralph de la Vega

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

6

Elect Theodore J. Leonsis

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

7

Elect Deborah P. Majoras

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

8

Elect Karen L. Parkhill

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

9

Elect Charles E. Phillips, Jr.

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

10

Elect Lynn A. Pike

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

11

Elect Stephen J. Squeri

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

12

Elect Daniel L. Vasella

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

13

Elect Lisa W. Wardell

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

14

Elect Christopher D. Young

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

15

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

16

Advisory Vote on Executive Compensation

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

17

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

18

Shareholder Proposal Regarding Severance Approval Policy

ShrHoldr

Against

For

U.S. Global Investors Global Luxury Goods Fund

Voted

American Express Company

United States

5/2/2023

Annual

3/6/2023

AXP

25816109

CUSIP

19

Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

2

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

3

Allocation of Dividends

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

4

Ratification of Management Board Acts

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

5

Ratify Norbert Reithofer

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

6

Ratify Manfred Schoch

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

7

Ratify Stefan Quandt

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

8

Ratify Stefan Schmid

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

9

Ratify Kurt Bock

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

10

Ratify Christiane Benner

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

11

Ratify Marc Bitzer

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

12

Ratify Bernhard Ebner

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

13

Ratify Rachel Empey

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

14

Ratify Heinrich Hiesinger

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

15

Ratify Johann Horn

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

16

Ratify Susanne Klatten

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

17

Ratify Jens Kohler

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

18

Ratify Gerhard Kurz

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

19

Ratify Andre Mandl

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

20

Ratify Dominique Mohabeer

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

21

Ratify Anke Schaferkordt

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

22

Ratify Christoph M. Schmidt

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

23

Ratify Vishal Sikka

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

24

Ratify Sibylle Wankel

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

25

Ratify Thomas Wittig

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

26

Ratify Werner Zierer

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

27

Remuneration Report

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

28

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

29

Elect Kurt Bock as Supervisory Board Member

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

30

Amendments to Articles (Virtual General Meeting)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

31

Amendments to Articles (Virtual AGM Participation of Supervisory Board Members)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

32

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

33

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

34

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

35

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Bayerische Motoren Werke AG (BMW)

Germany

5/11/2023

Annual

4/19/2023

BMW

D12096109

CINS

36

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

4

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

5

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

6

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

7

Authority to Repurchase and Reissue Shares to Service 2022-2024 Stock Grant Plan

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

8

Board Size

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

9

Board Term Length

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

10

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

11

List Presented by Foro delle Arti Sr.l.

Mgmt

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

12

List Presented by Group of Institutional Investors representing 2.43% of Share Capital

Mgmt

N/A

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

13

Elect Brunello Cucinelli as Chair of the Board

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

14

Directors' Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

15

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

16

List Presented by Foro delle Arti S.r.l.

Mgmt

N/A

Abstain

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

17

List Presented by Group of Institutional Investors representing 2.43% of Share Capital

Mgmt

N/A

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

18

Election of Chair of Board of Statutory Auditors

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

19

Statutory Auditors' Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

20

Amendments to Article 6

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Brunello Cucinelli S.p.A.

Italy

4/27/2023

Mix

4/18/2023

BC

T2R05S109

CINS

21

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

1

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

3

Final Dividend

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

4

Elect Gerry M. Murphy

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

5

Elect Jonathan Akeroyd

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

6

Elect Julie Brown

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

7

Elect Orna NiChionna

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

8

Elect Fabiola R. Arredondo

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

9

Elect Sam Fischer

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

10

Elect Ronald L. Frasch

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

11

Elect Danuta Gray

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

12

Elect Matthew Key

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

13

Elect Debra L. Lee

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

14

Elect Antoine de Saint-Affrique

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

15

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

16

Authority to Set Auditor's Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

17

Authorisation of Political Donations

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

18

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

19

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

20

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Burberry Group plc

United Kingdom

7/12/2022

Annual

BRBY

G1700D105

CINS

21

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Chow Tai Fook Jewellery Group Limited

Cayman Islands

7/27/2022

Annual

7/21/2022

1929

G21146108

CINS

1

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Chow Tai Fook Jewellery Group Limited

Cayman Islands

7/27/2022

Annual

7/21/2022

1929

G21146108

CINS

2

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Chow Tai Fook Jewellery Group Limited

Cayman Islands

7/27/2022

Annual

7/21/2022

1929

G21146108

CINS

3

Elect Kent WONG Siu Kee

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Chow Tai Fook Jewellery Group Limited

Cayman Islands

7/27/2022

Annual

7/21/2022

1929

G21146108

CINS

4

Elect Adrian CHENG Chi Kong

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Chow Tai Fook Jewellery Group Limited

Cayman Islands

7/27/2022

Annual

7/21/2022

1929

G21146108

CINS

5

Elect Bobby LIU Chun Wai

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Chow Tai Fook Jewellery Group Limited

Cayman Islands

7/27/2022

Annual

7/21/2022

1929

G21146108

CINS

6

Elect Jeffrey LAM Kin-fung

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Chow Tai Fook Jewellery Group Limited

Cayman Islands

7/27/2022

Annual

7/21/2022

1929

G21146108

CINS

7

Elect Lily CHENG Kai Lai

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Chow Tai Fook Jewellery Group Limited

Cayman Islands

7/27/2022

Annual

7/21/2022

1929

G21146108

CINS

8

Directors' Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Chow Tai Fook Jewellery Group Limited

Cayman Islands

7/27/2022

Annual

7/21/2022

1929

G21146108

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Chow Tai Fook Jewellery Group Limited

Cayman Islands

7/27/2022

Annual

7/21/2022

1929

G21146108

CINS

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Chow Tai Fook Jewellery Group Limited

Cayman Islands

7/27/2022

Annual

7/21/2022

1929

G21146108

CINS

11

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Chow Tai Fook Jewellery Group Limited

Cayman Islands

7/27/2022

Annual

7/21/2022

1929

G21146108

CINS

12

Amendments to Articles

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Chow Tai Fook Jewellery Group Limited

Cayman Islands

7/27/2022

Annual

7/21/2022

1929

G21146108

CINS

13

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Chow Tai Fook Jewellery Group Limited

Cayman Islands

7/27/2022

Annual

7/21/2022

1929

G21146108

CINS

14

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

5

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

6

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

7

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

8

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

9

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

10

Consolidated Accounts and Reports

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

11

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

12

Special Auditors Report on Regulated Agreements

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

13

Ratification of the Co-option of Antoine Arnault

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

14

Elect Bernard Arnault

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

15

Elect Antoine Arnault

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

16

Elect Maria Luisa Loro Piana

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

17

2022 Remuneration Report

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

18

2022 Remuneration of Bernard Arnault, Chair

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

19

2022 Remuneration of Sidney Toledano, Former CEO (Until December 8, 2022)

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

20

2022 Remuneration of Antoine Arnault, CEO (Since December 8, 2022)

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

21

2023 Remuneration Policy (Board of Directors)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

22

2023 Remuneration Policy (Chair)

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

23

2023 Remuneration Policy (CEO)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

24

Authority to Repurchase and Reissue Shares

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

25

Authority to Cancel Shares and Reduce Capital

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Christian Dior SE

France

4/20/2023

Mix

4/17/2023

CDI

F26334106

CINS

26

Amendments to Articles Regarding Chair Age Limits

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

1

Non-Voting Meeting Note

N/A

N/A

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

2

Non-Voting Meeting Note

N/A

N/A

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

3

Non-Voting Meeting Note

N/A

N/A

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

4

Accounts and Reports

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

5

Allocation of Profits/Dividends

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

6

Ratification of Board and Management Acts

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

7

Non-Voting Agenda Item

N/A

N/A

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

8

Shareholder Proposal Regarding Designation of Francesco Trapani as Representative of "A" Shareholders

ShrHoldr

Against

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

9

Designate Wendy Luhabe as Representative of "A" Shareholders

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

10

Elect Johann Rupert as Board Chair

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

11

Elect Josua (Dillie) Malherbe

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

12

Elect Nikesh Arora

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

13

Elect Clay Brendish

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

14

Elect Jean-Blaise Eckert

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

15

Elect Burkhart Grund

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

16

Elect Keyu Jin

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

17

Elect Jerome Lambert

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

18

Elect Wendy Luhabe

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

19

Elect Jeff Moss

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

20

Elect Vesna Nevistic

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

21

Elect Guillaume Pictet

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

22

Elect Maria Ramos

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

23

Elect Anton Rupert

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

24

Elect Patrick Thomas

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

25

Elect Jasmine Whitbread

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

26

Shareholder Proposal Regarding Election of Francesco Trapani

ShrHoldr

Against

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

27

Elect Clay Brendish as Compensation Committee Chair

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

28

Elect Keyu Jin as Compensation Committee Member

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

29

Elect Guillaume Pictet as Compensation Committee Member

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

30

Elect Maria Ramos as Compensation Committee Member

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

31

Appointment of Auditor

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

32

Appointment of Independent Proxy

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

33

Board Compensation

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

34

Executive Compensation (Fixed)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

35

Executive Compensation (Variable)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

36

Shareholder Proposal Regarding Board Size

ShrHoldr

Against

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Compagnie Financiere Richemont S.A.

Switzerland

9/7/2022

Annual

8/29/2022

CFR

H25662182

CINS

37

Shareholder Proposal Regarding Board Composition

ShrHoldr

Against

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Costco Wholesale Corporation

United States

1/19/2023

Annual

11/11/2022

COST

22160K105

CUSIP

1

Elect Susan L. Decker

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Costco Wholesale Corporation

United States

1/19/2023

Annual

11/11/2022

COST

22160K105

CUSIP

2

Elect Kenneth D. Denman

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Costco Wholesale Corporation

United States

1/19/2023

Annual

11/11/2022

COST

22160K105

CUSIP

3

Elect Richard A. Galanti

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Costco Wholesale Corporation

United States

1/19/2023

Annual

11/11/2022

COST

22160K105

CUSIP

4

Elect Hamilton E. James

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Costco Wholesale Corporation

United States

1/19/2023

Annual

11/11/2022

COST

22160K105

CUSIP

5

Elect W. Craig Jelinek

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Costco Wholesale Corporation

United States

1/19/2023

Annual

11/11/2022

COST

22160K105

CUSIP

6

Elect Sally Jewell

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Costco Wholesale Corporation

United States

1/19/2023

Annual

11/11/2022

COST

22160K105

CUSIP

7

Elect Charles T. Munger

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Costco Wholesale Corporation

United States

1/19/2023

Annual

11/11/2022

COST

22160K105

CUSIP

8

Elect Jeffrey S. Raikes

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Costco Wholesale Corporation

United States

1/19/2023

Annual

11/11/2022

COST

22160K105

CUSIP

9

Elect John W. Stanton

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Costco Wholesale Corporation

United States

1/19/2023

Annual

11/11/2022

COST

22160K105

CUSIP

10

Elect Ron M. Vachris

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Costco Wholesale Corporation

United States

1/19/2023

Annual

11/11/2022

COST

22160K105

CUSIP

11

Elect Mary Agnes Wilderotter

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Costco Wholesale Corporation

United States

1/19/2023

Annual

11/11/2022

COST

22160K105

CUSIP

12

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Costco Wholesale Corporation

United States

1/19/2023

Annual

11/11/2022

COST

22160K105

CUSIP

13

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Costco Wholesale Corporation

United States

1/19/2023

Annual

11/11/2022

COST

22160K105

CUSIP

14

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Global Luxury Goods Fund

Voted

Costco Wholesale Corporation

United States

1/19/2023

Annual

11/11/2022

COST

22160K105

CUSIP

15

Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Coty Inc.

United States

11/3/2022

Annual

9/9/2022

COTY

222070203

CUSIP

1.1

Elect Beatrice Ballini

Mgmt

For

Withhold

U.S. Global Investors Global Luxury Goods Fund

Voted

Coty Inc.

United States

11/3/2022

Annual

9/9/2022

COTY

222070203

CUSIP

1.2

Elect Joachim Creus

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Coty Inc.

United States

11/3/2022

Annual

9/9/2022

COTY

222070203

CUSIP

1.3

Elect Olivier Goudet

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Coty Inc.

United States

11/3/2022

Annual

9/9/2022

COTY

222070203

CUSIP

1.4

Elect Peter Harf

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Coty Inc.

United States

11/3/2022

Annual

9/9/2022

COTY

222070203

CUSIP

1.5

Elect Johannes P. Huth

Mgmt

For

Withhold

U.S. Global Investors Global Luxury Goods Fund

Voted

Coty Inc.

United States

11/3/2022

Annual

9/9/2022

COTY

222070203

CUSIP

1.6

Elect Maria Asuncion Aramburuzabala Larregui

Mgmt

For

Withhold

U.S. Global Investors Global Luxury Goods Fund

Voted

Coty Inc.

United States

11/3/2022

Annual

9/9/2022

COTY

222070203

CUSIP

1.7

Elect Anna Adeola Makanju

Mgmt

For

Withhold

U.S. Global Investors Global Luxury Goods Fund

Voted

Coty Inc.

United States

11/3/2022

Annual

9/9/2022

COTY

222070203

CUSIP

1.8

Elect Sue Y. Nabi

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Coty Inc.

United States

11/3/2022

Annual

9/9/2022

COTY

222070203

CUSIP

1.9

Elect Isabelle Parize

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Coty Inc.

United States

11/3/2022

Annual

9/9/2022

COTY

222070203

CUSIP

1.1

Elect Erhard Schoewel

Mgmt

For

Withhold

U.S. Global Investors Global Luxury Goods Fund

Voted

Coty Inc.

United States

11/3/2022

Annual

9/9/2022

COTY

222070203

CUSIP

1.11

Elect Robert S. Singer

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Coty Inc.

United States

11/3/2022

Annual

9/9/2022

COTY

222070203

CUSIP

2

Advisory Vote on Executive Compensation

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Coty Inc.

United States

11/3/2022

Annual

9/9/2022

COTY

222070203

CUSIP

3

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

1

Non-Voting Meeting Note

N/A

N/A

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

2

Non-Voting Meeting Note

N/A

N/A

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

3

Non-Voting Meeting Note

N/A

N/A

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

4

Accounts and Reports

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

5

Compensation Report

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

6

Allocation of Profits

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

7

Ratification of Board and Management Acts

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

8

Amendments to Articles (Corporate Purpose)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

9

Introduction of a Capital Band

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

10

Increase in Conditional Capital

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

11

Amendments to Articles (Shares and Registration)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

12

Amendments to Articles (Shareholder Meetings; Communication)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

13

Amendments to Articles (Virtual Shareholder Meetings)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

14

Amendments to Articles (Board of Directors; Compensation; Mandates)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

15

Amendments to Articles (Increase Board Size)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

16

Elect Juan Carlos Torres Carretero as Board Chair

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

17

Elect Xavier Bouton

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

18

Elect Alessandro Benetton

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

19

Elect Heekyung Jo Min

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

20

Elect Enrico Laghi

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

21

Elect Luis Maroto Camino

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

22

Elect Joaquin Moya-Angeler Cabrera

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

23

Elect Ranjan Sen

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

24

Elect Mary J. Steele Guilfoile

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

25

Elect Lynda Tyler-Cagni

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

26

Elect Eugenia M. Ulasewicz

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

27

Elect Sami Kahale

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

28

Elect Enrico Laghi as Compensation Committee Member

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

29

Elect Luis Maroto Camino as Compensation Committee Member

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

30

Elect Joaquin Moya-Angeler Cabrera as Compensation Committee Member

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

31

Elect Eugenia M. Ulasewicz as Compensation Committee Member

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

32

Appointment of Auditor

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

33

Appointment of Independent Proxy

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

34

Board Compensation

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

35

Executive Compensation (Increase for FY2023)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

36

Executive Compensation (FY2024)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dufry AG

Switzerland

5/8/2023

Annual

4/27/2023

DUFN

H2082J107

CINS

37

Transaction of Other Business

Mgmt

N/A

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

2

Elect Jaimie Donovan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

3

Elect R. Peter Gillin

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

4

Elect Nicole S. Adshead-Bell

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

5

Elect Kalidas V. Madhavpeddi

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

6

Elect Juanita Montalvo

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

7

Elect David Rae

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

8

Elect Marie-Anne Tawil

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

9

Elect Anthony P. Walsh

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

11

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

1

Elect David Harquail

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

2

Elect Paul Brink

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

3

Elect Tom Albanese

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

4

Elect Derek W. Evans

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

5

Elect Catharine Farrow

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

6

Elect Maureen Jensen

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

7

Elect Jennifer Maki

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

8

Elect Randall Oliphant

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

9

Elect Jacques Perron

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

11

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

GCM Mining Corp.

Canada

9/19/2022

Special

8/15/2022

GCM

36168L105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

GCM Mining Corp.

Canada

9/19/2022

Special

8/15/2022

GCM

36168L105

CINS

2

Issuance of Shares for Merger with Aris Gold Corp

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

GCM Mining Corp.

Canada

9/19/2022

Special

8/15/2022

GCM

36168L105

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

5

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

6

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

7

Accounts and Reports; Non Tax-Deductible Expenses

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

8

Consolidated Accounts and Reports

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

9

Ratification of Management Acts

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

10

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

11

Special Auditors Report on Regulated Agreements

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

12

Authority to Repurchase and Reissue Shares

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

13

2022 Remuneration Report

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

14

2022 Remuneration of Axel Dumas, Executive Chair

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

15

2022 Remuneration of Emile Hermes SAS, Managing General Partner

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

16

2022 Remuneration of Éric de Seynes, Supervisory Board Chair

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

17

2023 Remuneration Policy (Executive Chair and General Managing Partner)

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

18

2023 Remuneration Policy (Supervisory Board)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

19

Elect Dorothee Altmayer

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

20

Elect Monique Cohen

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

21

Elect Renaud Mommeja

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

22

Elect Eric de Seynes

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

23

Appointment of Auditor (PricewaterhouseCoopers)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

24

Appointment of Auditor (Grant Thornton)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

25

Authority to Cancel Shares and Reduce Capital

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

26

Authority to Increase Capital Through Capitalisations

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

27

Authority to Issue Shares and Convertible Debt w/ Preemptive Rights

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

28

Authority to Issue Shares and Convertible Debt w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

29

Employee Stock Purchase Plan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

30

Authority to Issue Shares and Convertible Debt Through Private Placement

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

31

Authority to Increase Capital in Consideration for Contributions In Kind

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

32

Authority to Decide Mergers by Absorption, Spin-Offs and Partial Transfer of Assets

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

33

Authority to Increase Capital in Case of Mergers by Absorption, Spin-offs or Partial Transfer of Assets

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

34

Authority to Issue Performance Shares

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

35

Authorisation of Legal Formalities

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

36

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

37

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Hermes International

France

4/20/2023

Mix

4/17/2023

RMS

F48051100

CINS

38

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Hilton Worldwide Holdings Inc.

United States

5/18/2023

Annual

3/24/2023

HLT

43300A203

CUSIP

1

Elect Christopher J. Nassetta

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hilton Worldwide Holdings Inc.

United States

5/18/2023

Annual

3/24/2023

HLT

43300A203

CUSIP

2

Elect Jonathan D. Gray

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hilton Worldwide Holdings Inc.

United States

5/18/2023

Annual

3/24/2023

HLT

43300A203

CUSIP

3

Elect Charlene T. Begley

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hilton Worldwide Holdings Inc.

United States

5/18/2023

Annual

3/24/2023

HLT

43300A203

CUSIP

4

Elect Chris Carr

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hilton Worldwide Holdings Inc.

United States

5/18/2023

Annual

3/24/2023

HLT

43300A203

CUSIP

5

Elect Melanie L. Healey

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hilton Worldwide Holdings Inc.

United States

5/18/2023

Annual

3/24/2023

HLT

43300A203

CUSIP

6

Elect Raymond E. Mabus, Jr.

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hilton Worldwide Holdings Inc.

United States

5/18/2023

Annual

3/24/2023

HLT

43300A203

CUSIP

7

Elect Judith A. McHale

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hilton Worldwide Holdings Inc.

United States

5/18/2023

Annual

3/24/2023

HLT

43300A203

CUSIP

8

Elect Elizabeth A. Smith

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hilton Worldwide Holdings Inc.

United States

5/18/2023

Annual

3/24/2023

HLT

43300A203

CUSIP

9

Elect Douglas M. Steenland

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hilton Worldwide Holdings Inc.

United States

5/18/2023

Annual

3/24/2023

HLT

43300A203

CUSIP

10

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hilton Worldwide Holdings Inc.

United States

5/18/2023

Annual

3/24/2023

HLT

43300A203

CUSIP

11

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

1

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

3

Elect Jorge Born

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

4

Elect Ignacio Bustamante

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

5

Elect Jill Gardiner

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

6

Elect Eduardo Hochschild

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

7

Elect Tracey Kerr

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

8

Elect Michael Rawlinson

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

9

Elect Mike Sylvestre

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

10

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

11

Authority to Set Auditor's Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

12

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

13

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

14

Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

15

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hochschild Mining Plc

United Kingdom

6/9/2023

Annual

HOC

G4611M107

CINS

16

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hyatt Hotels Corporation

United States

5/17/2023

Annual

3/22/2023

H

448579102

CUSIP

1.1

Elect Paul D. Ballew

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hyatt Hotels Corporation

United States

5/17/2023

Annual

3/22/2023

H

448579102

CUSIP

1.2

Elect Mark S. Hoplamazian

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hyatt Hotels Corporation

United States

5/17/2023

Annual

3/22/2023

H

448579102

CUSIP

1.3

Elect Cary D. McMillan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hyatt Hotels Corporation

United States

5/17/2023

Annual

3/22/2023

H

448579102

CUSIP

1.4

Elect Michael A. Rocca

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hyatt Hotels Corporation

United States

5/17/2023

Annual

3/22/2023

H

448579102

CUSIP

1.5

Elect Thomas J. Pritzker

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hyatt Hotels Corporation

United States

5/17/2023

Annual

3/22/2023

H

448579102

CUSIP

1.6

Elect Heidi O'Neill

Mgmt

For

Withhold

U.S. Global Investors Global Luxury Goods Fund

Voted

Hyatt Hotels Corporation

United States

5/17/2023

Annual

3/22/2023

H

448579102

CUSIP

1.7

Elect Richard C. Tuttle

Mgmt

For

Withhold

U.S. Global Investors Global Luxury Goods Fund

Voted

Hyatt Hotels Corporation

United States

5/17/2023

Annual

3/22/2023

H

448579102

CUSIP

1.8

Elect James H. Wooten, Jr.

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hyatt Hotels Corporation

United States

5/17/2023

Annual

3/22/2023

H

448579102

CUSIP

1.9

Elect Susan D. Kronick

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hyatt Hotels Corporation

United States

5/17/2023

Annual

3/22/2023

H

448579102

CUSIP

1.1

Elect Dion C. Sanders

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hyatt Hotels Corporation

United States

5/17/2023

Annual

3/22/2023

H

448579102

CUSIP

1.11

Elect Jason Pritzker

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hyatt Hotels Corporation

United States

5/17/2023

Annual

3/22/2023

H

448579102

CUSIP

2

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Hyatt Hotels Corporation

United States

5/17/2023

Annual

3/22/2023

H

448579102

CUSIP

3

Advisory Vote on Executive Compensation

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Hyatt Hotels Corporation

United States

5/17/2023

Annual

3/22/2023

H

448579102

CUSIP

4

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Global Luxury Goods Fund

Voted

Hyatt Hotels Corporation

United States

5/17/2023

Annual

3/22/2023

H

448579102

CUSIP

5

Ratification of the Prior Adoption and Approval of the 2020 LTIP and 2020 ESPP

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

1

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

2

Remuneration Policy

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

3

Remuneration Report

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

4

Final Dividend

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

5

Elect Michael Glover

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

6

Elect Byron Grote

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

7

Elect Deanna W. Oppenheimer

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

8

Elect Graham Allan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

9

Elect Keith Barr

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

10

Elect Daniela B. Soares

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

11

Elect Arthur de Haast

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

12

Elect Duriya M. Farooqui

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

13

Elect Jo Harlow

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

14

Elect Elie W Maalouf

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

15

Elect Sharon Rothstein

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

16

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

17

Authority to Set Auditor's Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

18

Authorisation of Political Donations

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

19

Deferred Award Plan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

20

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

21

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

22

Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

23

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

InterContinental Hotels Group plc

United Kingdom

5/5/2023

Annual

IHG

G4804L163

CINS

24

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

1

Non-Voting Meeting Note

N/A

N/A

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

2

Accounts and Reports

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

3

Compensation Report

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

4

Allocation of Dividends

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

5

Ratification of Board and Management Acts

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

6

Board Compensation

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

7

Executive Compensation (Cash-Based Variable)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

8

Executive Compensation (Share-Based Variable)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

9

Executive Compensation (Fixed)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

10

Elect Romeo Lacher

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

11

Elect Gilbert Achermann

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

12

Elect Richard Campbell-Breeden

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

13

Elect David R. Nicol

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

14

Elect Kathryn Shih

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

15

Elect Tomas Varela Muina

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

16

Elect Eunice Zehnder-Lai

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

17

Elect Olga Zoutendijk

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

18

Elect Juerg Hunziker

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

19

Appoint Romeo Lacher as Board Chair

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

20

Elect Gilbert Achermann as Nomination and Compensation Committee Member

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

21

Elect Richard Campbell-Breeden as Nomination and Compensation Committee Member

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

22

Elect Kathryn Shih as Nomination and Compensation Committee Member

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

23

Elect Eunice Zehnder-Lai as Nomination and Compensation Committee Member

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

24

Appointment of Auditor

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

25

Appointment of Independent Proxy

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

26

Cancellation of Shares and Reduction in Share Capital

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

27

Amendments to Articles (Shares and Share Register)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

28

Amendments to Articles (Share Transfer)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

29

Amendments to Articles (General Meeting)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

30

Amendments to Articles (Virtual Meeting)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

31

Amendments to Articles (Board and Compensation)

Mgmt

For

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

Julius Baer Group Ltd.

Switzerland

4/13/2023

Annual

4/5/2023

BAER

H4414N103

CINS

32

Non-Voting Meeting Note

N/A

N/A

TNA

U.S. Global Investors Global Luxury Goods Fund

Take No Action

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

2

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

3

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

4

Elect Valerie Irene Amelie Monique Bernis

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

5

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

6

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

7

Authority to Issue Repurchased Shares

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

8

Appointment of Approved Statutory Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

10

Directors' Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

11

Grant Discharge to Directors for Exercise of Their Mandate

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

12

Grant Discharge to Approved Statutory Auditor for Exercise of Its Mandate

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

13

Remuneration Granted to Approved Statutory Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

14

Amendments to Article 1

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

15

Amendments to Article 3

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

16

Amendments to Article 4.5

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

17

Amendments to Article 6

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

18

Amendments to Article 7.1

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

19

Amendments to Article 10

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

20

Amendments to Article 12.8 and 12.9

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

21

Amendments to Article 13.3

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

22

Amendments to Article 15.1, 15.5, 15.11, 15.12, 15.14, 15.15, 15.18 and 15.32

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

23

Amendments to Article 16.7

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

24

Amendments to Article 21.2

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lucid Group, Inc.

United States

4/24/2023

Annual

2/28/2023

LCID

549498103

CUSIP

1.1

Elect Turqi  Alnowaiser

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lucid Group, Inc.

United States

4/24/2023

Annual

2/28/2023

LCID

549498103

CUSIP

1.2

Elect Glenn R. August

Mgmt

For

Withhold

U.S. Global Investors Global Luxury Goods Fund

Voted

Lucid Group, Inc.

United States

4/24/2023

Annual

2/28/2023

LCID

549498103

CUSIP

1.3

Elect Andrew N. Liveris

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lucid Group, Inc.

United States

4/24/2023

Annual

2/28/2023

LCID

549498103

CUSIP

1.4

Elect Sherif Marakby

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lucid Group, Inc.

United States

4/24/2023

Annual

2/28/2023

LCID

549498103

CUSIP

1.5

Elect Nichelle Maynard-Elliott

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lucid Group, Inc.

United States

4/24/2023

Annual

2/28/2023

LCID

549498103

CUSIP

1.6

Elect Chabi Nouri

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lucid Group, Inc.

United States

4/24/2023

Annual

2/28/2023

LCID

549498103

CUSIP

1.7

Elect Peter Rawlinson

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lucid Group, Inc.

United States

4/24/2023

Annual

2/28/2023

LCID

549498103

CUSIP

1.8

Elect Ori Winitzer

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lucid Group, Inc.

United States

4/24/2023

Annual

2/28/2023

LCID

549498103

CUSIP

1.9

Elect Janet S. Wong

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lucid Group, Inc.

United States

4/24/2023

Annual

2/28/2023

LCID

549498103

CUSIP

2

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lucid Group, Inc.

United States

4/24/2023

Annual

2/28/2023

LCID

549498103

CUSIP

3

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lucid Group, Inc.

United States

4/24/2023

Annual

2/28/2023

LCID

549498103

CUSIP

4

Amendment to the 2021 Stock Incentive Plan

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Lucid Group, Inc.

United States

4/24/2023

Annual

2/28/2023

LCID

549498103

CUSIP

5

Amend Charter to Allow Director Removal With or Without Cause

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lululemon Athletica inc.

United States

6/7/2023

Annual

4/10/2023

LULU

550021109

CUSIP

1

Elect Michael Casey

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lululemon Athletica inc.

United States

6/7/2023

Annual

4/10/2023

LULU

550021109

CUSIP

2

Elect Glenn Murphy

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lululemon Athletica inc.

United States

6/7/2023

Annual

4/10/2023

LULU

550021109

CUSIP

3

Elect David M. Mussafer

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lululemon Athletica inc.

United States

6/7/2023

Annual

4/10/2023

LULU

550021109

CUSIP

4

Elect Isabel Ge Mahe

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lululemon Athletica inc.

United States

6/7/2023

Annual

4/10/2023

LULU

550021109

CUSIP

5

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lululemon Athletica inc.

United States

6/7/2023

Annual

4/10/2023

LULU

550021109

CUSIP

6

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Lululemon Athletica inc.

United States

6/7/2023

Annual

4/10/2023

LULU

550021109

CUSIP

7

Frequency of Advisory Vote on Executive Compensation

Mgmt

N/A

1 Year

U.S. Global Investors Global Luxury Goods Fund

Voted

Lululemon Athletica inc.

United States

6/7/2023

Annual

4/10/2023

LULU

550021109

CUSIP

8

Approval of the 2023 Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

1

Elect Anthony G. Capuano

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

2

Elect Isabella D. Goren

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

3

Elect Deborah Marriott Harrison

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

4

Elect Frederick A. Henderson

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

5

Elect Eric Hippeau

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

6

Elect Lauren R. Hobart

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

7

Elect Debra L. Lee

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

8

Elect Aylwin B. Lewis

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

9

Elect David S. Marriott

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

10

Elect Margaret M. McCarthy

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

11

Elect Grant F. Reid

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

12

Elect Horacio D. Rozanski

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

13

Elect Susan C. Schwab

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

14

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

15

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

16

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

17

Approval of the 2023 Stock and Cash Incentive Plan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

18

Shareholder Proposal Regarding Transparency Report on Congruency of Partnerships with Globalist Organizations

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Marriott International, Inc.

United States

5/12/2023

Annual

3/15/2023

MAR

571903202

CUSIP

19

Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Moncler SPA

Italy

4/18/2023

Annual

4/5/2023

MONC

T6730E110

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Moncler SPA

Italy

4/18/2023

Annual

4/5/2023

MONC

T6730E110

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Moncler SPA

Italy

4/18/2023

Annual

4/5/2023

MONC

T6730E110

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Moncler SPA

Italy

4/18/2023

Annual

4/5/2023

MONC

T6730E110

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Moncler SPA

Italy

4/18/2023

Annual

4/5/2023

MONC

T6730E110

CINS

5

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Moncler SPA

Italy

4/18/2023

Annual

4/5/2023

MONC

T6730E110

CINS

6

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Moncler SPA

Italy

4/18/2023

Annual

4/5/2023

MONC

T6730E110

CINS

7

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Moncler SPA

Italy

4/18/2023

Annual

4/5/2023

MONC

T6730E110

CINS

8

Authority to Repurchase and Reissue Shares

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Moncler SPA

Italy

4/18/2023

Annual

4/5/2023

MONC

T6730E110

CINS

9

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Moncler SPA

Italy

4/18/2023

Annual

4/5/2023

MONC

T6730E110

CINS

10

List Presented by Double R S.r.l.

Mgmt

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Moncler SPA

Italy

4/18/2023

Annual

4/5/2023

MONC

T6730E110

CINS

11

List Presented by Group of Institutional Investors Representing 1.4% of Share Capital

Mgmt

N/A

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Moncler SPA

Italy

4/18/2023

Annual

4/5/2023

MONC

T6730E110

CINS

12

Election of the Chair of the Statutory Auditor Board

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Moncler SPA

Italy

4/18/2023

Annual

4/5/2023

MONC

T6730E110

CINS

13

Statutory Auditors' Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

62931J102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

62931J102

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

62931J102

CINS

3

Board Size

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

62931J102

CINS

4

Elect Serafino Iacono

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

62931J102

CINS

5

Elect Gordon Keep

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

62931J102

CINS

6

Elect Federico Restrepo-Solano

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

62931J102

CINS

7

Elect Ronald Pantin

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

62931J102

CINS

8

Elect D. Jeffrey Harder

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

62931J102

CINS

9

Elect Humberto Calderon Berti

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

62931J102

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

62931J102

CINS

11

Amendment to Stock Option Plan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

62931J102

CINS

12

Approval of the Restricted and Deferred Share Unit Plan

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

3

Elect Serafino Iacono

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

4

Elect Gordon Keep

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

5

Elect Federico Restrepo-Solano

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

6

Elect Ronald Pantin

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

7

Elect D. Jeffrey Harder

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

8

Elect Humberto Calderon Berti

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

10

Amendment to Stock Option Plan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

11

Approval of the Restricted and Deferred Share Unit Plan

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

NIO Inc.

United States

6/26/2023

Annual

5/25/2023

NIO

62914V106

CUSIP

1

Elect Hai Wu

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

NIO Inc.

United States

6/26/2023

Annual

5/25/2023

NIO

62914V106

CUSIP

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NIO Inc.

United States

8/25/2022

Annual

7/22/2022

NIO

62914V106

CUSIP

1

Adoption of New Articles (Class A Shares Only)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NIO Inc.

United States

8/25/2022

Annual

7/22/2022

NIO

62914V106

CUSIP

2

Re-designation of Class B Ordinary Shares

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NIO Inc.

United States

8/25/2022

Annual

7/22/2022

NIO

62914V106

CUSIP

3

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NIO Inc.

United States

8/25/2022

Annual

7/22/2022

NIO

62914V106

CUSIP

4

Adoption of New Articles (Class-Based Resolution)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NIO Inc.

United States

8/25/2022

Annual

7/22/2022

NIO

62914V106

CUSIP

5

Adoption of New Articles (Non-Class-Based Resolution)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

NIO Inc.

United States

8/25/2022

Annual

7/22/2022

NIO

62914V106

CUSIP

6

Company Name Change

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Northern Trust Corporation

United States

4/25/2023

Annual

2/27/2023

NTRS

665859104

CUSIP

1

Elect Linda Walker Bynoe

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Northern Trust Corporation

United States

4/25/2023

Annual

2/27/2023

NTRS

665859104

CUSIP

2

Elect Susan Crown

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Northern Trust Corporation

United States

4/25/2023

Annual

2/27/2023

NTRS

665859104

CUSIP

3

Elect Dean M. Harrison

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Northern Trust Corporation

United States

4/25/2023

Annual

2/27/2023

NTRS

665859104

CUSIP

4

Elect Jay L. Henderson

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Northern Trust Corporation

United States

4/25/2023

Annual

2/27/2023

NTRS

665859104

CUSIP

5

Elect Marcy S. Klevorn

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Northern Trust Corporation

United States

4/25/2023

Annual

2/27/2023

NTRS

665859104

CUSIP

6

Elect Siddharth N. Mehta

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Northern Trust Corporation

United States

4/25/2023

Annual

2/27/2023

NTRS

665859104

CUSIP

7

Elect Michael G. O'Grady

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Northern Trust Corporation

United States

4/25/2023

Annual

2/27/2023

NTRS

665859104

CUSIP

8

Elect Jose Luis Prado

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Northern Trust Corporation

United States

4/25/2023

Annual

2/27/2023

NTRS

665859104

CUSIP

9

Elect Martin P. Slark

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Northern Trust Corporation

United States

4/25/2023

Annual

2/27/2023

NTRS

665859104

CUSIP

10

Elect David H. B. Smith, Jr.

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Northern Trust Corporation

United States

4/25/2023

Annual

2/27/2023

NTRS

665859104

CUSIP

11

Elect Donald Thompson

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Northern Trust Corporation

United States

4/25/2023

Annual

2/27/2023

NTRS

665859104

CUSIP

12

Elect Charles A. Tribbett III

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Northern Trust Corporation

United States

4/25/2023

Annual

2/27/2023

NTRS

665859104

CUSIP

13

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Northern Trust Corporation

United States

4/25/2023

Annual

2/27/2023

NTRS

665859104

CUSIP

14

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Global Luxury Goods Fund

Voted

Northern Trust Corporation

United States

4/25/2023

Annual

2/27/2023

NTRS

665859104

CUSIP

15

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Osisko Gold Royalties Ltd

United States

6/7/2023

Annual

4/21/2023

OR

68827L101

CUSIP

1.1

Elect John R. Baird

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Osisko Gold Royalties Ltd

United States

6/7/2023

Annual

4/21/2023

OR

68827L101

CUSIP

1.2

Elect Joanne S. Ferstman

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Osisko Gold Royalties Ltd

United States

6/7/2023

Annual

4/21/2023

OR

68827L101

CUSIP

1.3

Elect Edith M. Hofmeister

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Osisko Gold Royalties Ltd

United States

6/7/2023

Annual

4/21/2023

OR

68827L101

CUSIP

1.4

Elect W. Murray John

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Osisko Gold Royalties Ltd

United States

6/7/2023

Annual

4/21/2023

OR

68827L101

CUSIP

1.5

Elect Robert Krcmarov

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Osisko Gold Royalties Ltd

United States

6/7/2023

Annual

4/21/2023

OR

68827L101

CUSIP

1.6

Elect Pierre Labbe

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Osisko Gold Royalties Ltd

United States

6/7/2023

Annual

4/21/2023

OR

68827L101

CUSIP

1.7

Elect Norman W. MacDonald

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Osisko Gold Royalties Ltd

United States

6/7/2023

Annual

4/21/2023

OR

68827L101

CUSIP

1.8

Elect Candace J. MacGibbon

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Osisko Gold Royalties Ltd

United States

6/7/2023

Annual

4/21/2023

OR

68827L101

CUSIP

1.9

Elect Sean Roosen

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Osisko Gold Royalties Ltd

United States

6/7/2023

Annual

4/21/2023

OR

68827L101

CUSIP

1.1

Elect Sandeep Singh

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Osisko Gold Royalties Ltd

United States

6/7/2023

Annual

4/21/2023

OR

68827L101

CUSIP

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Osisko Gold Royalties Ltd

United States

6/7/2023

Annual

4/21/2023

OR

68827L101

CUSIP

3

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Osisko Gold Royalties Ltd

United States

6/7/2023

Annual

4/21/2023

OR

68827L101

CUSIP

4

Shareholder Rights Plan Renewal

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Osisko Gold Royalties Ltd

United States

6/7/2023

Annual

4/21/2023

OR

68827L101

CUSIP

5

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

5

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

6

Accounts and Reports; Non Tax Deductible Expenses

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

7

Consolidated Accounts and Reports

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

8

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

9

Elect Patricia Barbizet

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

10

Elect Ian Gallienne

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

11

Appointment of Auditor (KPMG)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

12

Non-Renewal of Alternate Auditor (Salustro Reydel)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

13

2021 Remuneration of Alexandre Ricard, Chair and CEO

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

14

2022 Remuneration Policy (Chair and CEO)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

15

2021 Remuneration Report

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

16

2022 Remuneration Policy (Board of Directors)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

17

Authority to Repurchase and Reissue Shares

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

18

Special Auditors Report on Regulated Agreements

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

19

Authorisation of Legal Formalities

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Pernod Ricard SA

France

11/10/2022

Annual

11/7/2022

RI

F72027109

CINS

20

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Prada S.p.A.

Italy

4/27/2023

Annual

4/24/2023

1913

T7733C101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Prada S.p.A.

Italy

4/27/2023

Annual

4/24/2023

1913

T7733C101

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Prada S.p.A.

Italy

4/27/2023

Annual

4/24/2023

1913

T7733C101

CINS

3

Amendments to By-laws

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Prada S.p.A.

Italy

4/27/2023

Annual

4/24/2023

1913

T7733C101

CINS

4

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Prada S.p.A.

Italy

4/27/2023

Annual

4/24/2023

1913

T7733C101

CINS

5

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Prada S.p.A.

Italy

4/27/2023

Annual

4/24/2023

1913

T7733C101

CINS

6

Election of Patrizio Bertelli as Chairman

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Prada S.p.A.

Italy

4/27/2023

Annual

4/24/2023

1913

T7733C101

CINS

7

Ratify Co-option of Andrea Bonini

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Prada S.p.A.

Italy

4/27/2023

Annual

4/24/2023

1913

T7733C101

CINS

8

Ratify Co-option of Andrea Guerra

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Prada S.p.A.

Italy

4/27/2023

Annual

4/24/2023

1913

T7733C101

CINS

9

Employment Agreement with the CEO

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Prada S.p.A.

Italy

4/27/2023

Annual

4/24/2023

1913

T7733C101

CINS

10

Directors' Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Prada S.p.A.

Italy

4/27/2023

Annual

4/24/2023

1913

T7733C101

CINS

11

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

5

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

6

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

7

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

8

Accounts and Reports; Non Tax-Deductible Expenses

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

9

Consolidated Accounts and Reports

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

10

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

11

Scrip Dividend

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

12

Special Auditors Report on Regulated Agreements

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

13

Elect Helene Dubrule

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

14

Elect Olivier Jolivet

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

15

Elect Marie-Amelie de Leusse

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

16

Elect ORPAR SA (Gisele Durand)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

17

Elect Alain Li

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

18

2021 Remuneration Report

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

19

2021 Remuneration of Marc Heriard Dubreuil, Chair

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

20

2021 Remuneration of Eric Vallat, CEO

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

21

2022 Remuneration Policy (Chair)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

22

2022 Remuneration Policy (CEO)

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

23

2022 Remuneration Policy (Board of Directors)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

24

2022 Directors' Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

25

Authority to Repurchase and Reissue Shares

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

26

Authority to Cancel Shares and Reduce Capital

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

27

Authority to Issue Shares and Convertible Debt w/ Preemptive Rights

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

28

Authority to Issue Shares and Convertible Debt w/o Preemptive Rights

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

29

Authority to Issue Shares and Convertible Debt Through Private Placement

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

30

Greenshoe

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

31

Authority to Set Offering Price of Shares

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

32

Authority to Increase Capital in Case of Exchange Offer

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

33

Authority to Increase Capital in Consideration for Contributions In Kind

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

34

Authority to Increase Capital Through Capitalisations

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

35

Employee Stock Purchase Plan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Remy Cointreau SA

France

7/21/2022

Mix

7/18/2022

RCO

F7725A100

CINS

36

Authorisation of Legal Formalities

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

3

Re-elect Mark Potts

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

4

Re-elect Sabina Shugg

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

5

Equity Grant - LTI (MD/CEO Terence Holohan)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

6

Renew Performance Rights Plan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

7

Approve Potential Termination Benefits (2023 PRP)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

8

Equity Grant - Special (MD/CEO Terence Holohan)

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

9

Deeds of Indemnity, Insurance and Access

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

10

Ratify Placement of Securities

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

1

Elect John F. Brock

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

2

Elect Richard D. Fain

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

3

Elect Stephen R. Howe, Jr

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

4

Elect William L. Kimsey

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

5

Elect Michael O. Leavitt

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

6

Elect Jason T. Liberty

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

7

Elect Amy McPherson

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

8

Elect Maritza Gomez Montiel

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

9

Elect Ann S. Moore

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

10

Elect Eyal M. Ofer

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

11

Elect Vagn Ove Sorensen

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

12

Elect Donald Thompson

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

13

Elect Arne Alexander Wilhelmsen

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

14

Elect Rebecca Yeung

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

15

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

16

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Caribbean Group

United States

6/1/2023

Annual

4/6/2023

RCL

V7780T103

CUSIP

17

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Gold, Inc.

United States

5/25/2023

Annual

3/31/2023

RGLD

780287108

CUSIP

1

Elect Fabiana Chubbs

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Gold, Inc.

United States

5/25/2023

Annual

3/31/2023

RGLD

780287108

CUSIP

2

Elect C. Kevin McArthur

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Gold, Inc.

United States

5/25/2023

Annual

3/31/2023

RGLD

780287108

CUSIP

3

Elect Sybil E. Veenman

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Gold, Inc.

United States

5/25/2023

Annual

3/31/2023

RGLD

780287108

CUSIP

4

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Gold, Inc.

United States

5/25/2023

Annual

3/31/2023

RGLD

780287108

CUSIP

5

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Gold, Inc.

United States

5/25/2023

Annual

3/31/2023

RGLD

780287108

CUSIP

6

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Royal Gold, Inc.

United States

5/25/2023

Annual

3/31/2023

RGLD

780287108

CUSIP

7

Amendment to Articles to Limit the Liability of Certain Officers

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

4

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

5

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

6

2023-2025 Performance and Restricted Share Plan

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

7

Amendment to Restricted Share Plan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

8

Remuneration Policy

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

9

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

10

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

11

List Presented by Ferragamo Finanziaria S.p.A.

Mgmt

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

12

List Presented by Group of Institutional Investors Representing 1.24% of Share Capital

Mgmt

N/A

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

13

Election of Chair of Board of Statutory Auditors

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

14

Statutory Auditors' Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

15

Elect Laura Donnini

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

16

Increase in Auditor's Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Salvatore Ferragamo S.p.A.

Italy

4/26/2023

Mix

4/17/2023

SFER

T80736100

CINS

17

Amendments to Article 5

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Shiseido Company, Limited

Japan

3/24/2023

Annual

12/31/2022

4911

J74358144

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Shiseido Company, Limited

Japan

3/24/2023

Annual

12/31/2022

4911

J74358144

CINS

2

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Shiseido Company, Limited

Japan

3/24/2023

Annual

12/31/2022

4911

J74358144

CINS

3

Elect Masahiko Uotani

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Shiseido Company, Limited

Japan

3/24/2023

Annual

12/31/2022

4911

J74358144

CINS

4

Elect Kentaro Fujiwara

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Shiseido Company, Limited

Japan

3/24/2023

Annual

12/31/2022

4911

J74358144

CINS

5

Elect Yukari Suzuki

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Shiseido Company, Limited

Japan

3/24/2023

Annual

12/31/2022

4911

J74358144

CINS

6

Elect Norio Tadakawa

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Shiseido Company, Limited

Japan

3/24/2023

Annual

12/31/2022

4911

J74358144

CINS

7

Elect Takayuki Yokota

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Shiseido Company, Limited

Japan

3/24/2023

Annual

12/31/2022

4911

J74358144

CINS

8

Elect Kanoko Oishi

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Shiseido Company, Limited

Japan

3/24/2023

Annual

12/31/2022

4911

J74358144

CINS

9

Elect Shinsaku Iwahara

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Shiseido Company, Limited

Japan

3/24/2023

Annual

12/31/2022

4911

J74358144

CINS

10

Elect Charles D. Lake, II

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Shiseido Company, Limited

Japan

3/24/2023

Annual

12/31/2022

4911

J74358144

CINS

11

Elect Mariko Tokuno

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Shiseido Company, Limited

Japan

3/24/2023

Annual

12/31/2022

4911

J74358144

CINS

12

Elect Yoshihiko Hatanaka

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Shiseido Company, Limited

Japan

3/24/2023

Annual

12/31/2022

4911

J74358144

CINS

13

Elect Hiromi Anno

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Shiseido Company, Limited

Japan

3/24/2023

Annual

12/31/2022

4911

J74358144

CINS

14

Elect Yasuko Goto

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Shiseido Company, Limited

Japan

3/24/2023

Annual

12/31/2022

4911

J74358144

CINS

15

Long-Term Incentive-Type Remuneration to Directors

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tempur Sealy International, Inc.

United States

5/11/2023

Annual

3/13/2023

TPX

88023U101

CUSIP

1

Elect Evelyn S. Dilsaver

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tempur Sealy International, Inc.

United States

5/11/2023

Annual

3/13/2023

TPX

88023U101

CUSIP

2

Elect Simon John Dyer

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tempur Sealy International, Inc.

United States

5/11/2023

Annual

3/13/2023

TPX

88023U101

CUSIP

3

Elect Cathy R. Gates

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tempur Sealy International, Inc.

United States

5/11/2023

Annual

3/13/2023

TPX

88023U101

CUSIP

4

Elect John A. Heil

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tempur Sealy International, Inc.

United States

5/11/2023

Annual

3/13/2023

TPX

88023U101

CUSIP

5

Elect Meredith Siegfried Madden

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tempur Sealy International, Inc.

United States

5/11/2023

Annual

3/13/2023

TPX

88023U101

CUSIP

6

Elect Richard W. Neu

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tempur Sealy International, Inc.

United States

5/11/2023

Annual

3/13/2023

TPX

88023U101

CUSIP

7

Elect Scott L. Thompson

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tempur Sealy International, Inc.

United States

5/11/2023

Annual

3/13/2023

TPX

88023U101

CUSIP

8

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tempur Sealy International, Inc.

United States

5/11/2023

Annual

3/13/2023

TPX

88023U101

CUSIP

9

Advisory Vote on Executive Compensation

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Tempur Sealy International, Inc.

United States

5/11/2023

Annual

3/13/2023

TPX

88023U101

CUSIP

10

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

5/16/2023

Annual

3/20/2023

TSLA

88160R101

CUSIP

1

Elect Elon Musk

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

5/16/2023

Annual

3/20/2023

TSLA

88160R101

CUSIP

2

Elect Robyn M. Denholm

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

5/16/2023

Annual

3/20/2023

TSLA

88160R101

CUSIP

3

Elect J.B. Straubel

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

5/16/2023

Annual

3/20/2023

TSLA

88160R101

CUSIP

4

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

5/16/2023

Annual

3/20/2023

TSLA

88160R101

CUSIP

5

Frequency of Advisory Vote on Executive Compensation

Mgmt

3 Years

1 Year

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

5/16/2023

Annual

3/20/2023

TSLA

88160R101

CUSIP

6

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

5/16/2023

Annual

3/20/2023

TSLA

88160R101

CUSIP

7

Shareholder Proposal Regarding Key Person Risk Report

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

8/4/2022

Annual

6/6/2022

TSLA

88160R101

CUSIP

1

Elect Ira Ehrenpreis

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

8/4/2022

Annual

6/6/2022

TSLA

88160R101

CUSIP

2

Elect Kathleen Wilson-Thompson

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

8/4/2022

Annual

6/6/2022

TSLA

88160R101

CUSIP

3

Reduce Director Terms from Three Years to Two Years

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

8/4/2022

Annual

6/6/2022

TSLA

88160R101

CUSIP

4

Elimination of Supermajority Requirement

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

8/4/2022

Annual

6/6/2022

TSLA

88160R101

CUSIP

5

Increase in Authorized Common Stock

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

8/4/2022

Annual

6/6/2022

TSLA

88160R101

CUSIP

6

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

8/4/2022

Annual

6/6/2022

TSLA

88160R101

CUSIP

7

Shareholder Proposal Regarding Proxy Access

ShrHoldr

Against

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

8/4/2022

Annual

6/6/2022

TSLA

88160R101

CUSIP

8

Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies

ShrHoldr

Against

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

8/4/2022

Annual

6/6/2022

TSLA

88160R101

CUSIP

9

Shareholder Proposal Regarding Board Diversity Aligned with Customer Base and Regional Operations

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

8/4/2022

Annual

6/6/2022

TSLA

88160R101

CUSIP

10

Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies

ShrHoldr

Against

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

8/4/2022

Annual

6/6/2022

TSLA

88160R101

CUSIP

11

Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement

ShrHoldr

Against

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

8/4/2022

Annual

6/6/2022

TSLA

88160R101

CUSIP

12

Shareholder Proposal Regarding Policy on Freedom of Association

ShrHoldr

Against

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

8/4/2022

Annual

6/6/2022

TSLA

88160R101

CUSIP

13

Shareholder Proposal Regarding Report on Ending Child Labor

ShrHoldr

Against

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Tesla, Inc.

United States

8/4/2022

Annual

6/6/2022

TSLA

88160R101

CUSIP

14

Shareholder Proposal Regarding Water Risk Exposure

ShrHoldr

Against

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Toll Brothers, Inc.

United States

3/7/2023

Annual

1/12/2023

TOL

889478103

CUSIP

1

Elect Douglas C. Yearley, Jr.

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Toll Brothers, Inc.

United States

3/7/2023

Annual

1/12/2023

TOL

889478103

CUSIP

2

Elect Stephen F. East

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Toll Brothers, Inc.

United States

3/7/2023

Annual

1/12/2023

TOL

889478103

CUSIP

3

Elect Christine N. Garvey

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Toll Brothers, Inc.

United States

3/7/2023

Annual

1/12/2023

TOL

889478103

CUSIP

4

Elect Karen H. Grimes

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Toll Brothers, Inc.

United States

3/7/2023

Annual

1/12/2023

TOL

889478103

CUSIP

5

Elect Derek T. Kan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Toll Brothers, Inc.

United States

3/7/2023

Annual

1/12/2023

TOL

889478103

CUSIP

6

Elect Carl B. Marbach

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Toll Brothers, Inc.

United States

3/7/2023

Annual

1/12/2023

TOL

889478103

CUSIP

7

Elect John A. McLean

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Toll Brothers, Inc.

United States

3/7/2023

Annual

1/12/2023

TOL

889478103

CUSIP

8

Elect Wendell E Pritchett

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Toll Brothers, Inc.

United States

3/7/2023

Annual

1/12/2023

TOL

889478103

CUSIP

9

Elect Paul E. Shapiro

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Toll Brothers, Inc.

United States

3/7/2023

Annual

1/12/2023

TOL

889478103

CUSIP

10

Elect Scott D. Stowell

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Toll Brothers, Inc.

United States

3/7/2023

Annual

1/12/2023

TOL

889478103

CUSIP

11

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Toll Brothers, Inc.

United States

3/7/2023

Annual

1/12/2023

TOL

889478103

CUSIP

12

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Toll Brothers, Inc.

United States

3/7/2023

Annual

1/12/2023

TOL

889478103

CUSIP

13

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Global Luxury Goods Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

2

Elect Richard Howes

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

3

Elect Jody L.M Kuzenko

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

4

Elect Tony S. Giardini

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

5

Elect Jennifer J. Hooper

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

6

Elect Jay C. Kellerman

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

7

Elect Rosalie C. Moore

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

8

Elect Rodrigo Sandoval

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

9

Elect Roy S. Slack

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

11

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Vail Resorts, Inc.

United States

12/7/2022

Annual

10/11/2022

MTN

91879Q109

CUSIP

1

Elect Susan L. Decker

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Vail Resorts, Inc.

United States

12/7/2022

Annual

10/11/2022

MTN

91879Q109

CUSIP

2

Elect Robert A. Katz

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Vail Resorts, Inc.

United States

12/7/2022

Annual

10/11/2022

MTN

91879Q109

CUSIP

3

Elect Kirsten A. Lynch

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Vail Resorts, Inc.

United States

12/7/2022

Annual

10/11/2022

MTN

91879Q109

CUSIP

4

Elect Nadia Rawlinson

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Vail Resorts, Inc.

United States

12/7/2022

Annual

10/11/2022

MTN

91879Q109

CUSIP

5

Elect John T. Redmond

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Vail Resorts, Inc.

United States

12/7/2022

Annual

10/11/2022

MTN

91879Q109

CUSIP

6

Elect Michele Romanow

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Vail Resorts, Inc.

United States

12/7/2022

Annual

10/11/2022

MTN

91879Q109

CUSIP

7

Elect Hilary A. Schneider

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Vail Resorts, Inc.

United States

12/7/2022

Annual

10/11/2022

MTN

91879Q109

CUSIP

8

Elect D. Bruce Sewell

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Vail Resorts, Inc.

United States

12/7/2022

Annual

10/11/2022

MTN

91879Q109

CUSIP

9

Elect John F. Sorte

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Vail Resorts, Inc.

United States

12/7/2022

Annual

10/11/2022

MTN

91879Q109

CUSIP

10

Elect Peter A. Vaughn

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Vail Resorts, Inc.

United States

12/7/2022

Annual

10/11/2022

MTN

91879Q109

CUSIP

11

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Vail Resorts, Inc.

United States

12/7/2022

Annual

10/11/2022

MTN

91879Q109

CUSIP

12

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

5

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

6

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

7

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

8

Ratify Oliver Blume

Mgmt

For

Abstain

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

9

Ratify Murat Aksel

Mgmt

For

Abstain

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

10

Ratify Arno Antlitz

Mgmt

For

Abstain

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

11

Ratify Ralf Brandstatter

Mgmt

For

Abstain

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

12

Ratify Herbert Diess

Mgmt

For

Abstain

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

13

Ratify Manfred Doss

Mgmt

For

Abstain

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

14

Ratify Markus Duesmann

Mgmt

For

Abstain

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

15

Ratify Gunnar Kilian

Mgmt

For

Abstain

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

16

Ratify Thomas Schafer

Mgmt

For

Abstain

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

17

Ratify Thomas Schmall-Von Westerholt

Mgmt

For

Abstain

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

18

Ratify Hauke Stars

Mgmt

For

Abstain

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

19

Ratify Hiltrud Dorothea Werner

Mgmt

For

Abstain

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

20

Ratify Hildegard Wortmann

Mgmt

For

Abstain

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

21

Ratify Hans Dieter Potsch

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

22

Ratify Jorg Hofmann

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

23

Ratify Hussain Ali Al-Abdulla

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

24

Ratify Hessa Sultan Al-Jaber

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

25

Ratify Mansoor Ebrahim Al-Mahmoud

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

26

Ratify Bernd Althusmann

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

27

Ratify Harald Buck

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

28

Ratify Matias Carnero Sojo

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

29

Ratify Daniella Cavallo

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

30

Ratify Hans-Peter Fischer

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

31

Ratify Julia Willie Hamburg

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

32

Elect Marianne Heiss

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

33

Ratify Arno Homburg

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

34

Ratify Ulrike Jakob

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

35

Ratify Simone Mahler

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

36

Ratify Peter Mosch

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

37

Ratify Bertina Murkovic

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

38

Ratify Daniela Nowak

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

39

Ratify Hans Michel Piech

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

40

Ratify Ferdinand Oliver Porsche

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

41

Ratify Wolfgang Porsche

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

42

Ratify Jens Rothe

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

43

Ratify Conny Schonhardt

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

44

Ratify Stephan Weil

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

45

Ratify Werner Weresch

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

46

Elect Marianne Heiß

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

47

Elect Gunther Horvath

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

48

Elect Wolfgang Porsche

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

49

Amendments to Previously Approved Profit-and-Loss Transfer Agreements

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

50

Approval of Hive-Down and Transfer Agreement

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

51

Amendments to Articles (Virtual Meeting)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

52

Amendments to Articles (Virtual AGM Participation of Supervisory Board Members)

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

53

Increase in Authorised Capital

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

54

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

55

Management Board Remuneration Policy

Mgmt

For

Against

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

56

Supervisory Board Remuneration Policy

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

5/10/2023

Annual

4/18/2023

VOW

D94523145

CINS

57

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

5

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

6

Special Dividend

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

7

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

8

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Global Luxury Goods Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.1

Elect George L. Brack

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.2

Elect John A. Brough

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.3

Elect Jaimie Donovan

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.4

Elect R. Peter Gillin

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.5

Elect Chantal Gosselin

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.6

Elect Jeane Hull

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.7

Elect Glenn A. Ives

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.8

Elect Charles A. Jeannes

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.9

Elect Marilyn Schonberner

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.1

Elect Randy V.J. Smallwood

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

3

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Global Luxury Goods Fund

Voted

Abaxx Technologies Inc.

Canada

4/14/2023

Special

3/10/2023

ABXX

00258V100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Abaxx Technologies Inc.

Canada

4/14/2023

Special

3/10/2023

ABXX

00258V100

CINS

2

Share Consolidation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Abaxx Technologies Inc.

Canada

4/14/2023

Special

3/10/2023

ABXX

00258V100

CINS

3

Amendment to the Restricted Stock Unit Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Abaxx Technologies Inc.

Canada

4/14/2023

Special

3/10/2023

ABXX

00258V100

CINS

4

Approval of Restricted Unit Grants

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

3

Elect Joshua Crumb

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

4

Elect Thom McMahon

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

5

Elect Margot Naudie

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

6

Elect Catherine Flax

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

7

Elect W. Scott Leckie

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

8

Elect Cyrus Hiramanek

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Alphamin Resources Corp.

Mauritius

7/8/2022

Mix

5/16/2022

AFM

V0195Q103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Alphamin Resources Corp.

Mauritius

7/8/2022

Mix

5/16/2022

AFM

V0195Q103

CINS

2

Elect Brendon Jones

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Alphamin Resources Corp.

Mauritius

7/8/2022

Mix

5/16/2022

AFM

V0195Q103

CINS

3

Elect Rudolf Pretorius

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Alphamin Resources Corp.

Mauritius

7/8/2022

Mix

5/16/2022

AFM

V0195Q103

CINS

4

Elect Charles Needham

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Alphamin Resources Corp.

Mauritius

7/8/2022

Mix

5/16/2022

AFM

V0195Q103

CINS

5

Elect Eoin ODriscoll

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Alphamin Resources Corp.

Mauritius

7/8/2022

Mix

5/16/2022

AFM

V0195Q103

CINS

6

Elect Paul  Baloyi

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Alphamin Resources Corp.

Mauritius

7/8/2022

Mix

5/16/2022

AFM

V0195Q103

CINS

7

Elect Maritz Smith

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Alphamin Resources Corp.

Mauritius

7/8/2022

Mix

5/16/2022

AFM

V0195Q103

CINS

8

Elect Zain Madarun

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Alphamin Resources Corp.

Mauritius

7/8/2022

Mix

5/16/2022

AFM

V0195Q103

CINS

9

Elect Sean Naylor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Alphamin Resources Corp.

Mauritius

7/8/2022

Mix

5/16/2022

AFM

V0195Q103

CINS

10

Elect Brendan Lynch

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Alphamin Resources Corp.

Mauritius

7/8/2022

Mix

5/16/2022

AFM

V0195Q103

CINS

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Alphamin Resources Corp.

Mauritius

7/8/2022

Mix

5/16/2022

AFM

V0195Q103

CINS

12

Creation of New Class of Shares

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Alphamin Resources Corp.

Mauritius

7/8/2022

Mix

5/16/2022

AFM

V0195Q103

CINS

13

Approval of the Omnibus Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Alphamin Resources Corp.

Mauritius

7/8/2022

Mix

5/16/2022

AFM

V0195Q103

CINS

14

Exchange Resolution

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arena Minerals Inc.

Canada

4/6/2023

Special

3/6/2023

AN

40045106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Arena Minerals Inc.

Canada

4/6/2023

Special

3/6/2023

AN

40045106

CINS

2

Merger with Lithium Americas Corp.

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arena Minerals Inc.

Canada

11/28/2022

Mix

10/7/2022

AN

40045106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Arena Minerals Inc.

Canada

11/28/2022

Mix

10/7/2022

AN

40045106

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arena Minerals Inc.

Canada

11/28/2022

Mix

10/7/2022

AN

40045106

CINS

3

Elect William Randall

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Arena Minerals Inc.

Canada

11/28/2022

Mix

10/7/2022

AN

40045106

CINS

4

Elect Eduardo Morales

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arena Minerals Inc.

Canada

11/28/2022

Mix

10/7/2022

AN

40045106

CINS

5

Elect Nicolas Vasquez

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arena Minerals Inc.

Canada

11/28/2022

Mix

10/7/2022

AN

40045106

CINS

6

Elect Peter Damouni

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Arena Minerals Inc.

Canada

11/28/2022

Mix

10/7/2022

AN

40045106

CINS

7

Elect Ignacio Celorrio

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arena Minerals Inc.

Canada

11/28/2022

Mix

10/7/2022

AN

40045106

CINS

8

Elect Xiaofeng Luo

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arena Minerals Inc.

Canada

11/28/2022

Mix

10/7/2022

AN

40045106

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arena Minerals Inc.

Canada

11/28/2022

Mix

10/7/2022

AN

40045106

CINS

10

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arena Minerals Inc.

Canada

11/28/2022

Mix

10/7/2022

AN

40045106

CINS

11

Share Consolidation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arena Minerals Inc.

Canada

11/28/2022

Mix

10/7/2022

AN

40045106

CINS

12

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Arianne Phosphate Inc.

Canada

6/27/2023

Annual

5/23/2023

DAN

04035D102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Arianne Phosphate Inc.

Canada

6/27/2023

Annual

5/23/2023

DAN

04035D102

CINS

2

Elect James Cowley

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Arianne Phosphate Inc.

Canada

6/27/2023

Annual

5/23/2023

DAN

04035D102

CINS

3

Elect Dominique Bouchard

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arianne Phosphate Inc.

Canada

6/27/2023

Annual

5/23/2023

DAN

04035D102

CINS

4

Elect Marco Gagnon

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arianne Phosphate Inc.

Canada

6/27/2023

Annual

5/23/2023

DAN

04035D102

CINS

5

Elect Steven Pinney

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Arianne Phosphate Inc.

Canada

6/27/2023

Annual

5/23/2023

DAN

04035D102

CINS

6

Elect Siva Pillay

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arianne Phosphate Inc.

Canada

6/27/2023

Annual

5/23/2023

DAN

04035D102

CINS

7

Elect Brian Ostroff

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Arianne Phosphate Inc.

Canada

6/27/2023

Annual

5/23/2023

DAN

04035D102

CINS

8

Elect Claude Lafleur

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arianne Phosphate Inc.

Canada

6/27/2023

Annual

5/23/2023

DAN

04035D102

CINS

9

Elect Jeffrey Beck

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Arianne Phosphate Inc.

Canada

6/27/2023

Annual

5/23/2023

DAN

04035D102

CINS

10

Elect Raef Sully

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arianne Phosphate Inc.

Canada

6/27/2023

Annual

5/23/2023

DAN

04035D102

CINS

11

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arianne Phosphate Inc.

Canada

6/27/2023

Annual

5/23/2023

DAN

04035D102

CINS

12

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

2

Elect David Laing

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

3

Elect George Ogilvie

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

4

Elect Alan Edwards

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

5

Elect Isabella Bertani

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

6

Elect Mark Palmer

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

7

Elect Sarah A. Strunk

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Aston Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ASO

Q0602Z106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Aston Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ASO

Q0602Z106

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds Global Resources Fund

Voted

Aston Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ASO

Q0602Z106

CINS

3

Re-elect Tolga Kumova

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Aston Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ASO

Q0602Z106

CINS

4

Approve 10% Placement Facility

Mgmt

N/A

For

U.S. Global Investors Funds Global Resources Fund

Voted

Aston Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ASO

Q0602Z106

CINS

5

Approve Employee Securities Incentive Plan

Mgmt

N/A

For

U.S. Global Investors Funds Global Resources Fund

Voted

Aston Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ASO

Q0602Z106

CINS

6

Approve Potential Termination Benefits (Employee Securities Incentive Plan)

Mgmt

N/A

For

U.S. Global Investors Funds Global Resources Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

3

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

4

Elect Darren Blasutti

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

5

Elect Richard Trotman

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

6

Elect Peter McRae

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

7

Elect Jeffrey O'Neill

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

8

Elect William Wulftange

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

10

Amendment to Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Bell Copper Corporation

Canada

12/15/2022

Mix

11/4/2022

BCU

77886208

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Bell Copper Corporation

Canada

12/15/2022

Mix

11/4/2022

BCU

77886208

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Bell Copper Corporation

Canada

12/15/2022

Mix

11/4/2022

BCU

77886208

CINS

3

Elect Timothy Marsh

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Bell Copper Corporation

Canada

12/15/2022

Mix

11/4/2022

BCU

77886208

CINS

4

Elect Annie Storey

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Bell Copper Corporation

Canada

12/15/2022

Mix

11/4/2022

BCU

77886208

CINS

5

Elect Mario Stifano

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Bell Copper Corporation

Canada

12/15/2022

Mix

11/4/2022

BCU

77886208

CINS

6

Elect Jonathan Godbe

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Bell Copper Corporation

Canada

12/15/2022

Mix

11/4/2022

BCU

77886208

CINS

7

Elect Eugene K. Schmidt

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Bell Copper Corporation

Canada

12/15/2022

Mix

11/4/2022

BCU

77886208

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Bell Copper Corporation

Canada

12/15/2022

Mix

11/4/2022

BCU

77886208

CINS

9

Approval of Insider Stock Options

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Black Stone Minerals, L.P.

United States

6/15/2023

Annual

4/17/2023

BSM

09225M101

CUSIP

1.1

Elect Carin M. Barth

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Black Stone Minerals, L.P.

United States

6/15/2023

Annual

4/17/2023

BSM

09225M101

CUSIP

1.2

Elect Thomas L. Carter, Jr.

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Black Stone Minerals, L.P.

United States

6/15/2023

Annual

4/17/2023

BSM

09225M101

CUSIP

1.3

Elect D. Mark DeWalch

Mgmt

For

Withhold

U.S. Global Investors Funds Global Resources Fund

Voted

Black Stone Minerals, L.P.

United States

6/15/2023

Annual

4/17/2023

BSM

09225M101

CUSIP

1.4

Elect Jerry V. Kyle, Jr.

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Black Stone Minerals, L.P.

United States

6/15/2023

Annual

4/17/2023

BSM

09225M101

CUSIP

1.5

Elect Michael C. Linn

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Black Stone Minerals, L.P.

United States

6/15/2023

Annual

4/17/2023

BSM

09225M101

CUSIP

1.6

Elect John H. Longmaid

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Black Stone Minerals, L.P.

United States

6/15/2023

Annual

4/17/2023

BSM

09225M101

CUSIP

1.7

Elect William N. Mathis

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Black Stone Minerals, L.P.

United States

6/15/2023

Annual

4/17/2023

BSM

09225M101

CUSIP

1.8

Elect William E. Randall

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Black Stone Minerals, L.P.

United States

6/15/2023

Annual

4/17/2023

BSM

09225M101

CUSIP

1.9

Elect Alexander D. Stuart

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Black Stone Minerals, L.P.

United States

6/15/2023

Annual

4/17/2023

BSM

09225M101

CUSIP

2

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Black Stone Minerals, L.P.

United States

6/15/2023

Annual

4/17/2023

BSM

09225M101

CUSIP

3

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Bloom Energy Corporation

United States

5/17/2023

Annual

3/22/2023

BE

93712107

CUSIP

1.1

Elect Jeffrey R. Immelt

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Bloom Energy Corporation

United States

5/17/2023

Annual

3/22/2023

BE

93712107

CUSIP

1.2

Elect Eddy Zervigon

Mgmt

For

Withhold

U.S. Global Investors Funds Global Resources Fund

Voted

Bloom Energy Corporation

United States

5/17/2023

Annual

3/22/2023

BE

93712107

CUSIP

2

Advisory Vote on Executive Compensation

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Bloom Energy Corporation

United States

5/17/2023

Annual

3/22/2023

BE

93712107

CUSIP

3

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Bradda Head Lithium Limited

Virgin Islands (British)

9/23/2022

Annual

BHL

G15409108

CINS

1

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Bradda Head Lithium Limited

Virgin Islands (British)

9/23/2022

Annual

BHL

G15409108

CINS

2

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Bradda Head Lithium Limited

Virgin Islands (British)

9/23/2022

Annual

BHL

G15409108

CINS

3

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Abstain

U.S. Global Investors Funds Global Resources Fund

Voted

Bradda Head Lithium Limited

Virgin Islands (British)

9/23/2022

Annual

BHL

G15409108

CINS

4

Elect Denham Eke

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Bradda Head Lithium Limited

Virgin Islands (British)

9/23/2022

Annual

BHL

G15409108

CINS

5

Elect James Mellon

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Bradda Head Lithium Limited

Virgin Islands (British)

9/23/2022

Annual

BHL

G15409108

CINS

6

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Abstain

U.S. Global Investors Funds Global Resources Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

2

Elect Rita Adiani

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

3

Elect Ian Ball

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

4

Elect Cale Moodie

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

5

Elect Gary Thompson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

6

Elect Randall Thompson

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

8

Approval of the 2023 Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Burcon NutraScience Corporation

Canada

11/23/2022

Annual

10/5/2022

BU

120831102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Burcon NutraScience Corporation

Canada

11/23/2022

Annual

10/5/2022

BU

120831102

CINS

2

Elect David Lorne John Tyrrell

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Burcon NutraScience Corporation

Canada

11/23/2022

Annual

10/5/2022

BU

120831102

CINS

3

Elect Alan CHAN Yiu Lun

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Burcon NutraScience Corporation

Canada

11/23/2022

Annual

10/5/2022

BU

120831102

CINS

4

Elect John D. Gilpin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Burcon NutraScience Corporation

Canada

11/23/2022

Annual

10/5/2022

BU

120831102

CINS

5

Elect Peter H. Kappel

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Burcon NutraScience Corporation

Canada

11/23/2022

Annual

10/5/2022

BU

120831102

CINS

6

Elect Debora S. Fang

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Burcon NutraScience Corporation

Canada

11/23/2022

Annual

10/5/2022

BU

120831102

CINS

7

Elect Jeanne McCaherty

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Burcon NutraScience Corporation

Canada

11/23/2022

Annual

10/5/2022

BU

120831102

CINS

8

Elect Alfred T. L. Lau

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Burcon NutraScience Corporation

Canada

11/23/2022

Annual

10/5/2022

BU

120831102

CINS

9

Elect Aaron T. Ratner

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Burcon NutraScience Corporation

Canada

11/23/2022

Annual

10/5/2022

BU

120831102

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Canadian Solar Inc.

United States

6/28/2023

Annual

5/5/2023

CSIQ

136635109

CUSIP

1.1

Elect Shawn (Xiaohua) Qu

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Canadian Solar Inc.

United States

6/28/2023

Annual

5/5/2023

CSIQ

136635109

CUSIP

1.2

Elect Harry E. Ruda

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Canadian Solar Inc.

United States

6/28/2023

Annual

5/5/2023

CSIQ

136635109

CUSIP

1.3

Elect Lauren C. Templeton

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Canadian Solar Inc.

United States

6/28/2023

Annual

5/5/2023

CSIQ

136635109

CUSIP

1.4

Elect Andrew (Luen Cheung) Wong

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Canadian Solar Inc.

United States

6/28/2023

Annual

5/5/2023

CSIQ

136635109

CUSIP

1.5

Elect Arthur WONG Lap Tat

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Canadian Solar Inc.

United States

6/28/2023

Annual

5/5/2023

CSIQ

136635109

CUSIP

1.6

Elect Leslie CHANG Li Hsien

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Canadian Solar Inc.

United States

6/28/2023

Annual

5/5/2023

CSIQ

136635109

CUSIP

1.7

Elect Yan ZHUANG

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Canadian Solar Inc.

United States

6/28/2023

Annual

5/5/2023

CSIQ

136635109

CUSIP

1.8

Elect Huifeng CHANG

Mgmt

For

Withhold

U.S. Global Investors Funds Global Resources Fund

Voted

Canadian Solar Inc.

United States

6/28/2023

Annual

5/5/2023

CSIQ

136635109

CUSIP

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Centaurus Metals Limited

Australia

5/26/2023

Annual

5/24/2023

CTM

Q2171B106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Centaurus Metals Limited

Australia

5/26/2023

Annual

5/24/2023

CTM

Q2171B106

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Centaurus Metals Limited

Australia

5/26/2023

Annual

5/24/2023

CTM

Q2171B106

CINS

3

Re-elect Didier M. Murcia

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Centaurus Metals Limited

Australia

5/26/2023

Annual

5/24/2023

CTM

Q2171B106

CINS

4

Elect Natalia Streltsova

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Centaurus Metals Limited

Australia

5/26/2023

Annual

5/24/2023

CTM

Q2171B106

CINS

5

Equity Grant (MD Darren Gordon)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Centaurus Metals Limited

Australia

5/26/2023

Annual

5/24/2023

CTM

Q2171B106

CINS

6

Equity Grant (Executive Director Bruno Scarpelli)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Centaurus Metals Limited

Australia

5/26/2023

Annual

5/24/2023

CTM

Q2171B106

CINS

7

Approve Increase in NED's Fee Cap

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Centaurus Metals Limited

Australia

5/26/2023

Annual

5/24/2023

CTM

Q2171B106

CINS

8

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

1

Elect Javed Ahmed

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

2

Elect Robert C. Arzbaecher

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

3

Elect Deborah L. DeHaas

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

4

Elect John W. Eaves

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

5

Elect Stephen J. Hagge

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

6

Elect Jesus Madrazo Yris

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

7

Elect Anne P. Noonan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

8

Elect Michael J. Toelle

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

9

Elect Theresa E. Wagler

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

10

Elect Celso L. White

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

11

Elect W. Anthony Will

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

12

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

13

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

14

Amendment to Articles to Limit the Liability of Certain Officers

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

15

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

CF Industries Holdings, Inc.

United States

5/3/2023

Annual

3/10/2023

CF

125269100

CUSIP

16

Shareholder Proposal Regarding Independent Chair

ShrHoldr

Against

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

3

Elect David Kelley

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

4

Elect Douglas B. Silver

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

5

Elect Darren Devine

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

6

Elect Thomas E. Wharton Jr.

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

7

Elect John E. Black

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

9

Approval of the Share Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

10

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Cheniere Energy, Inc.

United States

5/11/2023

Annual

3/27/2023

LNG

16411R208

CUSIP

1

Elect G. Andrea Botta

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cheniere Energy, Inc.

United States

5/11/2023

Annual

3/27/2023

LNG

16411R208

CUSIP

2

Elect Jack A. Fusco

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cheniere Energy, Inc.

United States

5/11/2023

Annual

3/27/2023

LNG

16411R208

CUSIP

3

Elect Patricia K. Collawn

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cheniere Energy, Inc.

United States

5/11/2023

Annual

3/27/2023

LNG

16411R208

CUSIP

4

Elect Brian E. Edwards

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cheniere Energy, Inc.

United States

5/11/2023

Annual

3/27/2023

LNG

16411R208

CUSIP

5

Elect Denise Gray

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cheniere Energy, Inc.

United States

5/11/2023

Annual

3/27/2023

LNG

16411R208

CUSIP

6

Elect Lorraine Mitchelmore

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cheniere Energy, Inc.

United States

5/11/2023

Annual

3/27/2023

LNG

16411R208

CUSIP

7

Elect Donald F. Robillard, Jr.

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cheniere Energy, Inc.

United States

5/11/2023

Annual

3/27/2023

LNG

16411R208

CUSIP

8

Elect Matthew Runkle

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cheniere Energy, Inc.

United States

5/11/2023

Annual

3/27/2023

LNG

16411R208

CUSIP

9

Elect Neal A. Shear

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cheniere Energy, Inc.

United States

5/11/2023

Annual

3/27/2023

LNG

16411R208

CUSIP

10

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cheniere Energy, Inc.

United States

5/11/2023

Annual

3/27/2023

LNG

16411R208

CUSIP

11

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Funds Global Resources Fund

Voted

Cheniere Energy, Inc.

United States

5/11/2023

Annual

3/27/2023

LNG

16411R208

CUSIP

12

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cheniere Energy, Inc.

United States

5/11/2023

Annual

3/27/2023

LNG

16411R208

CUSIP

13

Shareholder Proposal Regarding Risk Report on LNG Capital Investments Aligned with Paris Accord

ShrHoldr

Against

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Churchill Resources Inc.

Canada

2/28/2023

Mix

1/19/2023

CRI

171552102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Churchill Resources Inc.

Canada

2/28/2023

Mix

1/19/2023

CRI

171552102

CINS

2

Elect Paul Sobie

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Churchill Resources Inc.

Canada

2/28/2023

Mix

1/19/2023

CRI

171552102

CINS

3

Elect Kevin M. Tomlinson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Churchill Resources Inc.

Canada

2/28/2023

Mix

1/19/2023

CRI

171552102

CINS

4

Elect William E. Fisher

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Churchill Resources Inc.

Canada

2/28/2023

Mix

1/19/2023

CRI

171552102

CINS

5

Elect Jessie Liu-Ernsting

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Churchill Resources Inc.

Canada

2/28/2023

Mix

1/19/2023

CRI

171552102

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Churchill Resources Inc.

Canada

2/28/2023

Mix

1/19/2023

CRI

171552102

CINS

7

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

2

Elect James Gallagher

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

3

Elect Abraham  Drost

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

4

Elect MaryAnn Crichton

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

5

Elect Ewan S. Downie

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

6

Elect Dean Chambers

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

7

Elect Shannin Metatawabin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

2

Elect Ari B. Sussman

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

3

Elect Kenneth G. Thomas

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

4

Elect Ashwath Mehra

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

5

Elect Paul J. Murphy

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

6

Elect Maria Constanza Garcia Botero

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

8

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

1

Elect Dennis Victor Arriola

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

2

Elect Jody L. Freeman

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

3

Elect Gay Huey Evans

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

4

Elect Jeffrey A. Joerres

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

5

Elect Ryan M. Lance

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

6

Elect Timothy A. Leach

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

7

Elect William H. McRaven

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

8

Elect Sharmila Mulligan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

9

Elect Eric D. Mullins

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

10

Elect Arjun N. Murti

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

11

Elect Robert A. Niblock

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

12

Elect David T. Seaton

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

13

Elect R. A. Walker

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

14

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

15

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

16

Frequency of Advisory Vote on Executive Compensation

Mgmt

N/A

1 Year

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

17

Permit Shareholders to Call Special Meetings

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

18

Approval of the 2023 Omnibus Stock and Performance Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

19

Shareholder Proposal Regarding Independent Chair

ShrHoldr

Against

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

20

Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age

ShrHoldr

Against

Against

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

21

Shareholder Proposal Regarding Report on Tax Transparency

ShrHoldr

Against

For

U.S. Global Investors Funds Global Resources Fund

Voted

ConocoPhillips

United States

5/16/2023

Annual

3/20/2023

COP

20825C104

CUSIP

22

Shareholder Proposal Regarding Lobbying Activities and Values Congruency

ShrHoldr

Against

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Contango Holdings Plc

United Kingdom

1/30/2023

Annual

CGO

G25211106

CINS

1

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Contango Holdings Plc

United Kingdom

1/30/2023

Annual

CGO

G25211106

CINS

2

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Contango Holdings Plc

United Kingdom

1/30/2023

Annual

CGO

G25211106

CINS

3

Authority to Set Auditor's Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Contango Holdings Plc

United Kingdom

1/30/2023

Annual

CGO

G25211106

CINS

4

Elect Oliver Stansfield

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Contango Holdings Plc

United Kingdom

1/30/2023

Annual

CGO

G25211106

CINS

5

Elect Carl Esprey

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Contango Holdings Plc

United Kingdom

1/30/2023

Annual

CGO

G25211106

CINS

6

Elect Roy Pitchford

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Cordoba Minerals Corp.

Canada

2/8/2023

Special

12/29/2022

CDB

21852Q602

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Cordoba Minerals Corp.

Canada

2/8/2023

Special

12/29/2022

CDB

21852Q602

CINS

2

JCHX Mining Management Co., Ltd. Transaction

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

3

Elect William Orchow

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

4

Elect Govind Friedland

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

5

Elect Huaisheng Peng

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

6

Elect Luis Valencia Gonzalez

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

7

Elect Diane Nicolson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

10

Amendment to the Long Term Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

11

Amendment to the Deferred Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Critical Resources Limited

Australia

5/5/2023

Annual

5/3/2023

CRR

Q2990U103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Critical Resources Limited

Australia

5/5/2023

Annual

5/3/2023

CRR

Q2990U103

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds Global Resources Fund

Voted

Critical Resources Limited

Australia

5/5/2023

Annual

5/3/2023

CRR

Q2990U103

CINS

3

Re-elect Robert Martin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Critical Resources Limited

Australia

5/5/2023

Annual

5/3/2023

CRR

Q2990U103

CINS

4

Elect John Markovich

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Critical Resources Limited

Australia

5/5/2023

Annual

5/3/2023

CRR

Q2990U103

CINS

5

Ratify Placement of Securities (Power Metals Corp)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Critical Resources Limited

Australia

5/5/2023

Annual

5/3/2023

CRR

Q2990U103

CINS

6

Ratify Placement of Securities (Listing Rule 7.1A)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Critical Resources Limited

Australia

5/5/2023

Annual

5/3/2023

CRR

Q2990U103

CINS

7

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Critical Resources Limited

Australia

5/5/2023

Annual

5/3/2023

CRR

Q2990U103

CINS

8

Adopt New Constitution

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Critical Resources Limited

Australia

12/15/2022

Ordinary

12/13/2022

CRR

Q2990U103

CINS

1

Non-Voting Meeting Note

N/A

N/A

TNA

U.S. Global Investors Funds Global Resources Fund

Take No Action

Critical Resources Limited

Australia

12/15/2022

Ordinary

12/13/2022

CRR

Q2990U103

CINS

2

Approval Of New Plan

Mgmt

N/A

TNA

U.S. Global Investors Funds Global Resources Fund

Take No Action

Critical Resources Limited

Australia

12/15/2022

Ordinary

12/13/2022

CRR

Q2990U103

CINS

3

Approval Of Potential Termination Benefits Under The New Plan

Mgmt

N/A

TNA

U.S. Global Investors Funds Global Resources Fund

Take No Action

Critical Resources Limited

Australia

12/15/2022

Ordinary

12/13/2022

CRR

Q2990U103

CINS

4

Approval Of Issue Of Performance Rights To Managing Director

Mgmt

N/A

TNA

U.S. Global Investors Funds Global Resources Fund

Take No Action

Critical Resources Limited

Australia

12/15/2022

Ordinary

12/13/2022

CRR

Q2990U103

CINS

5

Cancellation Of Existing Performance Rights

Mgmt

N/A

TNA

U.S. Global Investors Funds Global Resources Fund

Take No Action

Critical Resources Limited

Australia

12/15/2022

Ordinary

12/13/2022

CRR

Q2990U103

CINS

6

Non-Voting Meeting Note

N/A

N/A

TNA

U.S. Global Investors Funds Global Resources Fund

Take No Action

Defense Metals Corp.

Canada

12/9/2022

Mix

11/2/2022

DEFN

244633103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Defense Metals Corp.

Canada

12/9/2022

Mix

11/2/2022

DEFN

244633103

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Defense Metals Corp.

Canada

12/9/2022

Mix

11/2/2022

DEFN

244633103

CINS

3

Elect Craig Taylor

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Defense Metals Corp.

Canada

12/9/2022

Mix

11/2/2022

DEFN

244633103

CINS

4

Elect Ryan Cheung

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Defense Metals Corp.

Canada

12/9/2022

Mix

11/2/2022

DEFN

244633103

CINS

5

Elect Kris Raffle

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Defense Metals Corp.

Canada

12/9/2022

Mix

11/2/2022

DEFN

244633103

CINS

6

Elect Andrew Burgess

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Defense Metals Corp.

Canada

12/9/2022

Mix

11/2/2022

DEFN

244633103

CINS

7

Elect Luisa Moreno

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Defense Metals Corp.

Canada

12/9/2022

Mix

11/2/2022

DEFN

244633103

CINS

8

Elect William Bird

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Defense Metals Corp.

Canada

12/9/2022

Mix

11/2/2022

DEFN

244633103

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Defense Metals Corp.

Canada

12/9/2022

Mix

11/2/2022

DEFN

244633103

CINS

10

Approval of the Omnibus Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Deterra Royalties Limited

Australia

11/3/2022

Annual

11/1/2022

DRR

Q32915102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Deterra Royalties Limited

Australia

11/3/2022

Annual

11/1/2022

DRR

Q32915102

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Deterra Royalties Limited

Australia

11/3/2022

Annual

11/1/2022

DRR

Q32915102

CINS

3

Re-elect Graeme Devlin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Deterra Royalties Limited

Australia

11/3/2022

Annual

11/1/2022

DRR

Q32915102

CINS

4

Re-elect Joanne Warner

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Deterra Royalties Limited

Australia

11/3/2022

Annual

11/1/2022

DRR

Q32915102

CINS

5

Equity Grant (MD/CEO Julian Andrews)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

E3 Lithium Limited

Canada

6/27/2023

Mix

5/23/2023

ETL

26925V108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

E3 Lithium Limited

Canada

6/27/2023

Mix

5/23/2023

ETL

26925V108

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

E3 Lithium Limited

Canada

6/27/2023

Mix

5/23/2023

ETL

26925V108

CINS

3

Elect Peeyush Varshney

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

E3 Lithium Limited

Canada

6/27/2023

Mix

5/23/2023

ETL

26925V108

CINS

4

Elect Mike OHara

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

E3 Lithium Limited

Canada

6/27/2023

Mix

5/23/2023

ETL

26925V108

CINS

5

Elect Kevin Stashin

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

E3 Lithium Limited

Canada

6/27/2023

Mix

5/23/2023

ETL

26925V108

CINS

6

Elect Christopher Doornbos

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

E3 Lithium Limited

Canada

6/27/2023

Mix

5/23/2023

ETL

26925V108

CINS

7

Elect John Pantazopoulos

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

E3 Lithium Limited

Canada

6/27/2023

Mix

5/23/2023

ETL

26925V108

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

E3 Lithium Limited

Canada

6/27/2023

Mix

5/23/2023

ETL

26925V108

CINS

9

Approval of the Omnibus Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

28474P201

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

28474P201

CINS

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

28474P201

CINS

3

Elect Trent Mell

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

28474P201

CINS

4

Elect John Pollesel

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

28474P201

CINS

5

Elect Garrett Macdonald

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

28474P201

CINS

6

Elect Clement Leroy "Butch" Otter

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

28474P201

CINS

7

Elect Susan Uthayakumar

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

28474P201

CINS

8

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

28474P201

CINS

9

Approval of the Employee Share Purchase Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

ADPC03422

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

ADPC03422

CINS

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

ADPC03422

CINS

3

Elect Trent Mell

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

ADPC03422

CINS

4

Elect John Pollesel

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

ADPC03422

CINS

5

Elect Garrett Macdonald

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

ADPC03422

CINS

6

Elect Clement Leroy "Butch" Otter

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

ADPC03422

CINS

7

Elect Susan Uthayakumar

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

ADPC03422

CINS

8

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Electra Battery Materials Corporation

Canada

11/10/2022

Mix

9/28/2022

ELBM

ADPC03422

CINS

9

Approval of the Employee Share Purchase Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

enCore Energy Corp.

Canada

6/21/2023

Annual

5/12/2023

EU

29259W700

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

enCore Energy Corp.

Canada

6/21/2023

Annual

5/12/2023

EU

29259W700

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

enCore Energy Corp.

Canada

6/21/2023

Annual

5/12/2023

EU

29259W700

CINS

3

Elect W. Paul Goranson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

enCore Energy Corp.

Canada

6/21/2023

Annual

5/12/2023

EU

29259W700

CINS

4

Elect Dennis E. Stover

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

enCore Energy Corp.

Canada

6/21/2023

Annual

5/12/2023

EU

29259W700

CINS

5

Elect William M. Sheriff

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

enCore Energy Corp.

Canada

6/21/2023

Annual

5/12/2023

EU

29259W700

CINS

6

Elect William B. Harris

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

enCore Energy Corp.

Canada

6/21/2023

Annual

5/12/2023

EU

29259W700

CINS

7

Elect Mark S. Pelizza

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

enCore Energy Corp.

Canada

6/21/2023

Annual

5/12/2023

EU

29259W700

CINS

8

Elect Richard M. Cherry

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

enCore Energy Corp.

Canada

6/21/2023

Annual

5/12/2023

EU

29259W700

CINS

9

Elect Susan Hoxie-Key

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

enCore Energy Corp.

Canada

6/21/2023

Annual

5/12/2023

EU

29259W700

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

enCore Energy Corp.

Canada

6/21/2023

Annual

5/12/2023

EU

29259W700

CINS

11

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Energy Fuels Inc.

United States

5/25/2023

Annual

4/3/2023

EFR

292671708

CUSIP

1

Elect J. Birks  Bovaird

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Energy Fuels Inc.

United States

5/25/2023

Annual

4/3/2023

EFR

292671708

CUSIP

2

Elect Mark S. Chalmers

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Energy Fuels Inc.

United States

5/25/2023

Annual

4/3/2023

EFR

292671708

CUSIP

3

Elect Benjamin Eshleman III

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Energy Fuels Inc.

United States

5/25/2023

Annual

4/3/2023

EFR

292671708

CUSIP

4

Elect Ivy Estabrooke

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Energy Fuels Inc.

United States

5/25/2023

Annual

4/3/2023

EFR

292671708

CUSIP

5

Elect Barbara A. Filas

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Energy Fuels Inc.

United States

5/25/2023

Annual

4/3/2023

EFR

292671708

CUSIP

6

Elect Bruce D. Hansen

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Energy Fuels Inc.

United States

5/25/2023

Annual

4/3/2023

EFR

292671708

CUSIP

7

Elect Jaqueline Herrera

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Energy Fuels Inc.

United States

5/25/2023

Annual

4/3/2023

EFR

292671708

CUSIP

8

Elect Dennis L. Higgs

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Energy Fuels Inc.

United States

5/25/2023

Annual

4/3/2023

EFR

292671708

CUSIP

9

Elect Robert W. Kirkwood

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Energy Fuels Inc.

United States

5/25/2023

Annual

4/3/2023

EFR

292671708

CUSIP

10

Elect Alex G. Morrison

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Energy Fuels Inc.

United States

5/25/2023

Annual

4/3/2023

EFR

292671708

CUSIP

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Energy Fuels Inc.

United States

5/25/2023

Annual

4/3/2023

EFR

292671708

CUSIP

12

Advisory Vote on Executive Compensation

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

EnviroGold Global Limited

Canada

5/18/2023

Annual

4/13/2023

NVRO

ADPC03779

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

EnviroGold Global Limited

Canada

5/18/2023

Annual

4/13/2023

NVRO

ADPC03779

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

EnviroGold Global Limited

Canada

5/18/2023

Annual

4/13/2023

NVRO

ADPC03779

CINS

3

Elect Mark Thorpe

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

EnviroGold Global Limited

Canada

5/18/2023

Annual

4/13/2023

NVRO

ADPC03779

CINS

4

Elect David Cam

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

EnviroGold Global Limited

Canada

5/18/2023

Annual

4/13/2023

NVRO

ADPC03779

CINS

5

Elect Philipa Varris

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

EnviroGold Global Limited

Canada

5/18/2023

Annual

4/13/2023

NVRO

ADPC03779

CINS

6

Elect Harold Wolkin

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

EnviroGold Global Limited

Canada

5/18/2023

Annual

4/13/2023

NVRO

ADPC03779

CINS

7

Elect Bruce Higson-Smith

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

EnviroGold Global Limited

Canada

5/18/2023

Annual

4/13/2023

NVRO

ADPC03779

CINS

8

Elect Phil Creagh

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

EnviroGold Global Limited

Canada

5/18/2023

Annual

4/13/2023

NVRO

ADPC03779

CINS

9

Elect Allan Bezanson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

EnviroGold Global Limited

Canada

5/18/2023

Annual

4/13/2023

NVRO

ADPC03779

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

EnviroGold Global Limited

Canada

5/18/2023

Annual

4/13/2023

NVRO

ADPC03779

CINS

11

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Euro Manganese Inc.

Canada

2/24/2023

Mix

1/19/2023

EMN

C3405G106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Euro Manganese Inc.

Canada

2/24/2023

Mix

1/19/2023

EMN

C3405G106

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Euro Manganese Inc.

Canada

2/24/2023

Mix

1/19/2023

EMN

C3405G106

CINS

3

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Euro Manganese Inc.

Canada

2/24/2023

Mix

1/19/2023

EMN

C3405G106

CINS

4

Re-elect John Webster

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Euro Manganese Inc.

Canada

2/24/2023

Mix

1/19/2023

EMN

C3405G106

CINS

5

Re-elect Matthew P. James

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Euro Manganese Inc.

Canada

2/24/2023

Mix

1/19/2023

EMN

C3405G106

CINS

6

Re-elect David Bruce Dreisinger

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Euro Manganese Inc.

Canada

2/24/2023

Mix

1/19/2023

EMN

C3405G106

CINS

7

Re-elect Gregory Pentland Martyr

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Euro Manganese Inc.

Canada

2/24/2023

Mix

1/19/2023

EMN

C3405G106

CINS

8

Re-elect Thomas M. Stepien

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Euro Manganese Inc.

Canada

2/24/2023

Mix

1/19/2023

EMN

C3405G106

CINS

9

Elect Hanna E. Schweitz

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Euro Manganese Inc.

Canada

2/24/2023

Mix

1/19/2023

EMN

C3405G106

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Euro Manganese Inc.

Canada

2/24/2023

Mix

1/19/2023

EMN

C3405G106

CINS

11

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Euro Manganese Inc.

Canada

2/24/2023

Mix

1/19/2023

EMN

C3405G106

CINS

12

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Filo Mining Corp.

Canada

6/23/2023

Mix

5/9/2023

FIL

3.17E+105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Filo Mining Corp.

Canada

6/23/2023

Mix

5/9/2023

FIL

3.17E+105

CINS

2

Elect Adam I. Lundin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Filo Mining Corp.

Canada

6/23/2023

Mix

5/9/2023

FIL

3.17E+105

CINS

3

Elect James Beck

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Filo Mining Corp.

Canada

6/23/2023

Mix

5/9/2023

FIL

3.17E+105

CINS

4

Elect Wojtek A. Wodzicki

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Filo Mining Corp.

Canada

6/23/2023

Mix

5/9/2023

FIL

3.17E+105

CINS

5

Elect Erin Johnston

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Filo Mining Corp.

Canada

6/23/2023

Mix

5/9/2023

FIL

3.17E+105

CINS

6

Elect Carmel Daniele

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Filo Mining Corp.

Canada

6/23/2023

Mix

5/9/2023

FIL

3.17E+105

CINS

7

Elect William A.W. Lundin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Filo Mining Corp.

Canada

6/23/2023

Mix

5/9/2023

FIL

3.17E+105

CINS

8

Elect Ron Hochstein

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Filo Mining Corp.

Canada

6/23/2023

Mix

5/9/2023

FIL

3.17E+105

CINS

9

Elect Joyce Ngo

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Filo Mining Corp.

Canada

6/23/2023

Mix

5/9/2023

FIL

3.17E+105

CINS

10

Elect Peter J. O'Callaghan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Filo Mining Corp.

Canada

6/23/2023

Mix

5/9/2023

FIL

3.17E+105

CINS

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Filo Mining Corp.

Canada

6/23/2023

Mix

5/9/2023

FIL

3.17E+105

CINS

12

Company Name Change

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Firefinch Limited

Australia

5/31/2023

Annual

5/29/2023

FFX

Q3917G102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Firefinch Limited

Australia

5/31/2023

Annual

5/29/2023

FFX

Q3917G102

CINS

2

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Firefinch Limited

Australia

5/31/2023

Annual

5/29/2023

FFX

Q3917G102

CINS

3

Re-elect Bradley Gordon

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

First Helium Inc.

Canada

11/2/2022

Mix

9/19/2022

HELI

32050C105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

First Helium Inc.

Canada

11/2/2022

Mix

9/19/2022

HELI

32050C105

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

First Helium Inc.

Canada

11/2/2022

Mix

9/19/2022

HELI

32050C105

CINS

3

Elect Edward Bereznicki

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

First Helium Inc.

Canada

11/2/2022

Mix

9/19/2022

HELI

32050C105

CINS

4

Elect Robert J. Scott

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

First Helium Inc.

Canada

11/2/2022

Mix

9/19/2022

HELI

32050C105

CINS

5

Elect Calvin R. Watson

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

First Helium Inc.

Canada

11/2/2022

Mix

9/19/2022

HELI

32050C105

CINS

6

Elect Todd Holmstrom

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

First Helium Inc.

Canada

11/2/2022

Mix

9/19/2022

HELI

32050C105

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

First Helium Inc.

Canada

11/2/2022

Mix

9/19/2022

HELI

32050C105

CINS

8

Approval of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

First Helium Inc.

Canada

11/2/2022

Mix

9/19/2022

HELI

32050C105

CINS

9

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Flying Nickel Mining Corp.

Canada

4/21/2023

Special

3/21/2023

FLYN

ADPV59610

CINS

1

Non-Voting Meeting Note

N/A

N/A

TNA

U.S. Global Investors Funds Global Resources Fund

Take No Action

Flying Nickel Mining Corp.

Canada

4/21/2023

Special

3/21/2023

FLYN

ADPV59610

CINS

2

Bondholder/Bankruptcy Proposal

Mgmt

N/A

TNA

U.S. Global Investors Funds Global Resources Fund

Take No Action

Fox River Resources Corporation

Canada

4/28/2023

Mix

3/29/2023

FOX

351544101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Fox River Resources Corporation

Canada

4/28/2023

Mix

3/29/2023

FOX

351544101

CINS

2

Elect Stephen D. Case

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Fox River Resources Corporation

Canada

4/28/2023

Mix

3/29/2023

FOX

351544101

CINS

3

Elect Elizabeth A. Leonard

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Fox River Resources Corporation

Canada

4/28/2023

Mix

3/29/2023

FOX

351544101

CINS

4

Elect David Lotan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Fox River Resources Corporation

Canada

4/28/2023

Mix

3/29/2023

FOX

351544101

CINS

5

Elect John D. Yokley

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Fox River Resources Corporation

Canada

4/28/2023

Mix

3/29/2023

FOX

351544101

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Fox River Resources Corporation

Canada

4/28/2023

Mix

3/29/2023

FOX

351544101

CINS

7

Approval of New Stock Option plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Fox River Resources Corporation

Canada

4/28/2023

Mix

3/29/2023

FOX

351544101

CINS

8

Adoption of the Performance Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Freehold Royalties Ltd.

Canada

5/10/2023

Annual

3/22/2023

FRU

356500108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Freehold Royalties Ltd.

Canada

5/10/2023

Annual

3/22/2023

FRU

356500108

CINS

2

Elect Sylvia K. Barnes

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Freehold Royalties Ltd.

Canada

5/10/2023

Annual

3/22/2023

FRU

356500108

CINS

3

Elect Gary R. Bugeaud

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Freehold Royalties Ltd.

Canada

5/10/2023

Annual

3/22/2023

FRU

356500108

CINS

4

Elect Peter T. Harrison

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Freehold Royalties Ltd.

Canada

5/10/2023

Annual

3/22/2023

FRU

356500108

CINS

5

Elect Maureen E. Howe

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Freehold Royalties Ltd.

Canada

5/10/2023

Annual

3/22/2023

FRU

356500108

CINS

6

Elect J. Douglas Kay

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Freehold Royalties Ltd.

Canada

5/10/2023

Annual

3/22/2023

FRU

356500108

CINS

7

Elect Valerie A. Mitchell

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Freehold Royalties Ltd.

Canada

5/10/2023

Annual

3/22/2023

FRU

356500108

CINS

8

Elect Marvin F. Romanow

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Freehold Royalties Ltd.

Canada

5/10/2023

Annual

3/22/2023

FRU

356500108

CINS

9

Elect David M. Spyker

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Freehold Royalties Ltd.

Canada

5/10/2023

Annual

3/22/2023

FRU

356500108

CINS

10

Elect Aidan Walsh

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Freehold Royalties Ltd.

Canada

5/10/2023

Annual

3/22/2023

FRU

356500108

CINS

11

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Freehold Royalties Ltd.

Canada

5/10/2023

Annual

3/22/2023

FRU

356500108

CINS

12

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Galway Metals Inc.

Canada

12/14/2022

Mix

10/28/2022

GWM

364585208

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Galway Metals Inc.

Canada

12/14/2022

Mix

10/28/2022

GWM

364585208

CINS

2

Elect Robert Hinchcliffe

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Galway Metals Inc.

Canada

12/14/2022

Mix

10/28/2022

GWM

364585208

CINS

3

Elect Alfonso Gomez Rengifo

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Galway Metals Inc.

Canada

12/14/2022

Mix

10/28/2022

GWM

364585208

CINS

4

Elect Joseph Cartafalsa

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Galway Metals Inc.

Canada

12/14/2022

Mix

10/28/2022

GWM

364585208

CINS

5

Elect Larry J. Strauss

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Galway Metals Inc.

Canada

12/14/2022

Mix

10/28/2022

GWM

364585208

CINS

6

Elect Mike Sutton

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Galway Metals Inc.

Canada

12/14/2022

Mix

10/28/2022

GWM

364585208

CINS

7

Elect Matthew Mazzilli

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Galway Metals Inc.

Canada

12/14/2022

Mix

10/28/2022

GWM

364585208

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Galway Metals Inc.

Canada

12/14/2022

Mix

10/28/2022

GWM

364585208

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Galway Metals Inc.

Canada

12/14/2022

Mix

10/28/2022

GWM

364585208

CINS

10

Share Consolidation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

1/17/2023

Special

1/13/2023

G6M

Q53050219

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

1/17/2023

Special

1/13/2023

G6M

Q53050219

CINS

2

Ratify Placement of Securities

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

1/17/2023

Special

1/13/2023

G6M

Q53050219

CINS

3

Approve Issue of Securities

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

1/17/2023

Special

1/13/2023

G6M

Q53050219

CINS

4

Approve Issue of Securities (Executive Director Chris Ellis) - Shares

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

1/17/2023

Special

1/13/2023

G6M

Q53050219

CINS

5

Approve Issue of Securities (Executive Director Chris Ellis) - Options

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

1/17/2023

Special

1/13/2023

G6M

Q53050219

CINS

6

Approve Issue of Securities (Chair Johann Jacobs) - Shares

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

1/17/2023

Special

1/13/2023

G6M

Q53050219

CINS

7

Approve Issue of Securities (Chair Johann Jacobs) - Options

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

1/17/2023

Special

1/13/2023

G6M

Q53050219

CINS

8

Approve Issue of Securities (MD/CEO Keith McKnight) - Shares

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

1/17/2023

Special

1/13/2023

G6M

Q53050219

CINS

9

Approve Issue of Securities (MD/CEO Keith McKnight) - Options

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

1/17/2023

Special

1/13/2023

G6M

Q53050219

CINS

10

Approve Issue of Securities (Abex Limited) - Shares

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

1/17/2023

Special

1/13/2023

G6M

Q53050219

CINS

11

Approve Issue of Securities (Abex Limited) - Options

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

1/17/2023

Special

1/13/2023

G6M

Q53050219

CINS

12

Approve Issue of Securities (Share Purchase Plan)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

1/17/2023

Special

1/13/2023

G6M

Q53050219

CINS

13

Approve Issue of Securities (Joint Lead Managers)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

1/17/2023

Special

1/13/2023

G6M

Q53050219

CINS

14

Amendment to the Terms of Warrants (Facility Lenders)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

6/15/2023

Special

6/13/2023

G6M

Q53050219

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

6/15/2023

Special

6/13/2023

G6M

Q53050219

CINS

2

Ratify Placement of Securities

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

6/15/2023

Special

6/13/2023

G6M

Q53050219

CINS

3

Approve Issue of Securities

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

6/15/2023

Special

6/13/2023

G6M

Q53050219

CINS

4

Approve Issue of Securities (Executive Director Chris Ellis) - Shares

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

6/15/2023

Special

6/13/2023

G6M

Q53050219

CINS

5

Approve Issue of Securities (Executive Director Chris Ellis) - Options

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

6/15/2023

Special

6/13/2023

G6M

Q53050219

CINS

6

Approve Issue of Securities (Chair Johann Jacobs) - Shares

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

6/15/2023

Special

6/13/2023

G6M

Q53050219

CINS

7

Approve Issue of Securities (Chair Johann Jacobs) - Options

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

6/15/2023

Special

6/13/2023

G6M

Q53050219

CINS

8

Approve Issue of Securities (MD/CEO Keith McKnight) - Shares

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

6/15/2023

Special

6/13/2023

G6M

Q53050219

CINS

9

Approve Issue of Securities (MD/CEO Keith McKnight) - Options

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

6/15/2023

Special

6/13/2023

G6M

Q53050219

CINS

10

Approve Issue of Securities (Share Purchase Plan) - Shares

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

6/15/2023

Special

6/13/2023

G6M

Q53050219

CINS

11

Approve Issue of Securities (Share Purchase Plan) - Options

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

6/15/2023

Special

6/13/2023

G6M

Q53050219

CINS

12

Approve Issue of Securities (Executive Director Chris Ellis) - Shortfall Shares

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

6/15/2023

Special

6/13/2023

G6M

Q53050219

CINS

13

Approve Issue of Securities (Executive Director Chris Ellis) - Shortfall Options

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

6/15/2023

Special

6/13/2023

G6M

Q53050219

CINS

14

Ratify Placement of Options (Share Purchase Plan)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Group 6 Metals Limited

Australia

6/15/2023

Special

6/13/2023

G6M

Q53050219

CINS

15

Equity Grant (MD/CEO Keith McKnight) - Options

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

1

Elect Abdulaziz F. Alkhayyal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

2

Elect William E. Albrecht

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

3

Elect M. Katherine Banks

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

4

Elect Alan M. Bennett

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

5

Elect Milton Carroll

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

6

Elect Earl M. Cummings

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

7

Elect Murry S. Gerber

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

8

Elect Robert A. Malone

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

9

Elect Jeffrey A. Miller

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

10

Elect Bhavesh V. Patel

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

11

Elect Maurice Smith

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

12

Elect Janet L. Weiss

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

13

Elect Tobi M. Edwards Young

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

14

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

15

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

16

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

17

Amendment to Article Regarding Officer Exculpation

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Halliburton Company

United States

5/17/2023

Annual

3/20/2023

HAL

406216101

CUSIP

18

Amendments to the Certificate of Incorporation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

3

Elect Kerry M. Curtis

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

4

Elect Louis G. Montpellier

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

5

Elect Wayne M. Hubert

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

6

Elect John Murphy

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

8

Amendment to the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ion Energy Ltd.

Canada

7/27/2022

Mix

6/27/2022

ION

462048109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Ion Energy Ltd.

Canada

7/27/2022

Mix

6/27/2022

ION

462048109

CINS

2

Elect Ali Haji

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Ion Energy Ltd.

Canada

7/27/2022

Mix

6/27/2022

ION

462048109

CINS

3

Elect Aneel Waraich

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ion Energy Ltd.

Canada

7/27/2022

Mix

6/27/2022

ION

462048109

CINS

4

Elect Matthew Wood

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Ion Energy Ltd.

Canada

7/27/2022

Mix

6/27/2022

ION

462048109

CINS

5

Elect Bataa Tumur-Ochir

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Ion Energy Ltd.

Canada

7/27/2022

Mix

6/27/2022

ION

462048109

CINS

6

Elect Enkhtuvshin Khishigsuren

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ion Energy Ltd.

Canada

7/27/2022

Mix

6/27/2022

ION

462048109

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ion Energy Ltd.

Canada

7/27/2022

Mix

6/27/2022

ION

462048109

CINS

8

Renewal of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ionic Rare Earths Limited

Australia

2/28/2023

Ordinary

2/24/2023

IXR

Q4978B107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Ionic Rare Earths Limited

Australia

2/28/2023

Ordinary

2/24/2023

IXR

Q4978B107

CINS

2

Approve Separation Payments

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Ionic Rare Earths Limited

Australia

11/11/2022

Annual

11/9/2022

IXR

Q4978B107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Ionic Rare Earths Limited

Australia

11/11/2022

Annual

11/9/2022

IXR

Q4978B107

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ionic Rare Earths Limited

Australia

11/11/2022

Annual

11/9/2022

IXR

Q4978B107

CINS

3

Re-elect Trevor Benson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ionic Rare Earths Limited

Australia

11/11/2022

Annual

11/9/2022

IXR

Q4978B107

CINS

4

Ratify Placement of Securities

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ionic Rare Earths Limited

Australia

11/11/2022

Annual

11/9/2022

IXR

Q4978B107

CINS

5

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

46578C108

CUSIP

1

Elect Robert M. Friedland

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

46578C108

CUSIP

2

Elect Taylor Melvin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

46578C108

CUSIP

3

Elect Russell Ball

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

46578C108

CUSIP

4

Elect Hirofumi Katase

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

46578C108

CUSIP

5

Elect Patrick Loftus-Hills

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

46578C108

CUSIP

6

Elect Victoire de Margerie

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

46578C108

CUSIP

7

Elect Priya Patil

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

46578C108

CUSIP

8

Elect Ronald J. Vance

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

46578C108

CUSIP

9

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

ADPC03789

CINS

1

Elect Robert M. Friedland

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

ADPC03789

CINS

2

Elect Taylor Melvin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

ADPC03789

CINS

3

Elect Russell Ball

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

ADPC03789

CINS

4

Elect Hirofumi Katase

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

ADPC03789

CINS

5

Elect Patrick Loftus-Hills

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

ADPC03789

CINS

6

Elect Victoire de Margerie

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

ADPC03789

CINS

7

Elect Priya Patil

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

ADPC03789

CINS

8

Elect Ronald J. Vance

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Electric Inc.

United States

6/8/2023

Annual

4/13/2023

IE

ADPC03789

CINS

9

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

3

Elect Robert M. Friedland

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

4

Elect Yufeng Sun

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

5

Elect Tadeu Carneiro

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

6

Elect Jinghe Chen

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

7

Elect William B. Hayden

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

8

Elect Martie Janse van Rensburg

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

9

Elect Manfu Ma

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

10

Elect Peter G. Meredith

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

11

Elect Phumzile Mlambo-Ngcuka

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

12

Elect Kgalema P. Motlanthe

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

13

Elect Delphine Traore

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

14

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

15

Amendment to the Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

16

Amendment to the Deferred Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

17

Amendment to Previously Granted Stock Options

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

3

Elect Mark Eaton

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

4

Elect Anne E. Giardini

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

5

Elect Saurabh Handa

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

6

Elect Cyndi Laval

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

7

Elect Nan H. Lee

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

8

Elect John D. Lewins

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

9

Elect Graham Wheelock

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

11

Amendment to the Share Compensation Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

12

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.1

Elect Ian  Atkinson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.2

Elect Kerry D. Dyte

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.3

Elect Glenn A. Ives

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.4

Elect Ave G. Lethbridge

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.5

Elect Elizabeth McGregor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.6

Elect Catherine McLeod-Seltzer

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.7

Elect Kelly J. Osborne

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.8

Elect J. Paul Rollinson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.9

Elect David A. Scott

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.1

Elect Michael A, Lewis

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

3

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kutcho Copper Corp.

Canada

11/22/2022

Mix

10/14/2022

KC

501377105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Kutcho Copper Corp.

Canada

11/22/2022

Mix

10/14/2022

KC

501377105

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kutcho Copper Corp.

Canada

11/22/2022

Mix

10/14/2022

KC

501377105

CINS

3

Elect William Bennett

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Kutcho Copper Corp.

Canada

11/22/2022

Mix

10/14/2022

KC

501377105

CINS

4

Elect Stephen P. Quin

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Kutcho Copper Corp.

Canada

11/22/2022

Mix

10/14/2022

KC

501377105

CINS

5

Elect Jay Sujir

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Kutcho Copper Corp.

Canada

11/22/2022

Mix

10/14/2022

KC

501377105

CINS

6

Elect Vince Sorace

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Kutcho Copper Corp.

Canada

11/22/2022

Mix

10/14/2022

KC

501377105

CINS

7

Elect Mark Forsyth

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kutcho Copper Corp.

Canada

11/22/2022

Mix

10/14/2022

KC

501377105

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kutcho Copper Corp.

Canada

11/22/2022

Mix

10/14/2022

KC

501377105

CINS

9

Amendments to the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Kutcho Copper Corp.

Canada

11/22/2022

Mix

10/14/2022

KC

501377105

CINS

10

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

3

Elect Brendan Borg

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

4

Elect Rick W. Crabb

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

5

Elect Alan Rule

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

6

Approve Employee Awards Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

7

Equity Grant (MD/CEO Simon Hay) - 2023 EAP

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

8

Equity Grant (MD/CEO Simon Hay) - 2023 STIP

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

9

Equity Grant (MD/CEO Simon Hay) - 2022 STIP

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

10

Equity Grant (Options- NED Alan Rule)

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

11

Approve Termination Benefits

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Liberty Energy Inc.

United States

4/18/2023

Annual

2/21/2023

LBRT

53115L104

CUSIP

1.1

Elect Simon Ayat

Mgmt

For

Withhold

U.S. Global Investors Funds Global Resources Fund

Voted

Liberty Energy Inc.

United States

4/18/2023

Annual

2/21/2023

LBRT

53115L104

CUSIP

1.2

Elect Gale A. Norton

Mgmt

For

Withhold

U.S. Global Investors Funds Global Resources Fund

Voted

Liberty Energy Inc.

United States

4/18/2023

Annual

2/21/2023

LBRT

53115L104

CUSIP

1.3

Elect Cary D. Steinbeck

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Liberty Energy Inc.

United States

4/18/2023

Annual

2/21/2023

LBRT

53115L104

CUSIP

2

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Liberty Energy Inc.

United States

4/18/2023

Annual

2/21/2023

LBRT

53115L104

CUSIP

3

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

1/18/2023

Special

12/9/2022

LIN

G5494J103

CUSIP

1

Approval of Scheme of Arrangement

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

1/18/2023

Special

12/9/2022

LIN

G5494J103

CUSIP

2

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

1/18/2023

Special

12/9/2022

LIN

G5494J103

CUSIP

3

Dissolution Merger

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

1/18/2023

Special

12/9/2022

LIN

G5494J111

CUSIP

1

Approval of Scheme of Arrangement

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

1

Elect Stephen F. Angel

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

2

Elect Sanjiv Lamba

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

3

Elect Ann-Kristin Achleitner

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

4

Elect Thomas Enders

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

5

Elect Edward G. Galante

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

6

Elect Joe Kaeser

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

7

Elect Victoria Ossadnik

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

8

Elect Martin H. Richenhagen

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

9

Elect Alberto Weisser

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

10

Elect Robert L. Wood

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

11

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

12

Authority to Set Auditor's Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

13

Advisory Vote on Executive Compensation

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

14

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

15

Determination of Price Range for Re-allotment of Treasury Shares

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Linde Plc

United States

7/25/2022

Annual

4/28/2022

LIN

G5494J103

CUSIP

16

Shareholder Proposal Regarding Simple Majority Vote

ShrHoldr

Against

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

2

Elect Blair Levinsky

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

3

Elect Ernie Ortiz

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

4

Elect Mark Wellings

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

5

Elect Elizabeth Breen

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

6

Elect John Kanellitsas

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

7

Elect Robert Tichio

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

8

Elect Tamara Brown

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Louisiana-Pacific Corporation

United States

4/28/2023

Annual

3/1/2023

LPX

546347105

CUSIP

1

Elect Jose A. Bayardo

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Louisiana-Pacific Corporation

United States

4/28/2023

Annual

3/1/2023

LPX

546347105

CUSIP

2

Elect Stephen E. Macadam

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Louisiana-Pacific Corporation

United States

4/28/2023

Annual

3/1/2023

LPX

546347105

CUSIP

3

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Louisiana-Pacific Corporation

United States

4/28/2023

Annual

3/1/2023

LPX

546347105

CUSIP

4

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Funds Global Resources Fund

Voted

Louisiana-Pacific Corporation

United States

4/28/2023

Annual

3/1/2023

LPX

546347105

CUSIP

5

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

3

Elect Paul Conibear

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

4

Elect David Dicaire

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

5

Elect Marie Inkster

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

6

Elect Adam Lundin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

7

Elect Catherine McLeod-Seltzer

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

8

Elect Peter J. O'Callaghan

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

9

Elect Eira Thomas

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

11

Amendment to the Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

12

Amendment to the Deferred Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

13

Approval of Unallocated Options Under the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

14

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Luminex Resources Corp.

Canada

12/13/2022

Annual

10/19/2022

LR

55028V103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Luminex Resources Corp.

Canada

12/13/2022

Annual

10/19/2022

LR

55028V103

CINS

2

Elect Marshall Koval

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Luminex Resources Corp.

Canada

12/13/2022

Annual

10/19/2022

LR

55028V103

CINS

3

Elect Lyle Braaten

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Luminex Resources Corp.

Canada

12/13/2022

Annual

10/19/2022

LR

55028V103

CINS

4

Elect Donald Shumka

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Luminex Resources Corp.

Canada

12/13/2022

Annual

10/19/2022

LR

55028V103

CINS

5

Elect David  Farrell

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Luminex Resources Corp.

Canada

12/13/2022

Annual

10/19/2022

LR

55028V103

CINS

6

Elect John H. Wright

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Luminex Resources Corp.

Canada

12/13/2022

Annual

10/19/2022

LR

55028V103

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lynas Rare Earths Limited

Australia

11/29/2022

Annual

11/25/2022

LYC

Q5683J210

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Lynas Rare Earths Limited

Australia

11/29/2022

Annual

11/25/2022

LYC

Q5683J210

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lynas Rare Earths Limited

Australia

11/29/2022

Annual

11/25/2022

LYC

Q5683J210

CINS

3

Re-elect Kathleen M. Conlon

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lynas Rare Earths Limited

Australia

11/29/2022

Annual

11/25/2022

LYC

Q5683J210

CINS

4

Equity Grant (MD/CEO Amanda Lacaze)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Lynas Rare Earths Limited

Australia

11/29/2022

Annual

11/25/2022

LYC

Q5683J210

CINS

5

Approve Increase in NEDs' Fee Cap

Mgmt

N/A

For

U.S. Global Investors Funds Global Resources Fund

Voted

Magna Mining Inc.

Canada

6/9/2023

Mix

5/4/2023

NICU

55925F102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Magna Mining Inc.

Canada

6/9/2023

Mix

5/4/2023

NICU

55925F102

CINS

2

Elect Jason Jessup

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Magna Mining Inc.

Canada

6/9/2023

Mix

5/4/2023

NICU

55925F102

CINS

3

Elect Derrick H. Weyrauch

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Magna Mining Inc.

Canada

6/9/2023

Mix

5/4/2023

NICU

55925F102

CINS

4

Elect Carl DeLuca

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Magna Mining Inc.

Canada

6/9/2023

Mix

5/4/2023

NICU

55925F102

CINS

5

Elect John Seaman

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Magna Mining Inc.

Canada

6/9/2023

Mix

5/4/2023

NICU

55925F102

CINS

6

Elect Vernon Baker

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Magna Mining Inc.

Canada

6/9/2023

Mix

5/4/2023

NICU

55925F102

CINS

7

Elect Jonathan C. Goodman

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Magna Mining Inc.

Canada

6/9/2023

Mix

5/4/2023

NICU

55925F102

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Magna Mining Inc.

Canada

6/9/2023

Mix

5/4/2023

NICU

55925F102

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Magna Mining Inc.

Canada

6/9/2023

Mix

5/4/2023

NICU

55925F102

CINS

10

Restricted Stock Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Magna Mining Inc.

Canada

6/9/2023

Mix

5/4/2023

NICU

55925F102

CINS

11

Approval of RSU Grants

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Magna Mining Inc.

Canada

6/9/2023

Mix

5/4/2023

NICU

55925F102

CINS

12

Amendment of Investor Rights Agreement

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

2

Elect Roy Sebag

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

3

Elect Joshua Crumb

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

4

Elect Andres Finkielsztain

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

5

Elect Sunjoo Moon

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

2

Elect Adrian McArthur

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

3

Elect Gilbert Percy Clark

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

4

Elect Charles Riopel

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

5

Elect John Skinner

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

6

Elect Susanne Sesselmann

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

8

Appointment of UK Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

9

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

10

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

11

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

3

Re-elect Dennis (Dan) C. O'Neill

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

4

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

5

Approve Executive Incentive Plan

Mgmt

N/A

For

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

6

Ratify Placement of Securities (Canaccord Options)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

7

Ratify Placement of Securities (Holcombe Shares)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

8

Ratify Placement of Securities (July Placement)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

9

Ratify Placement of Securities (1st Anniversary Shares)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

10

Ratify Placement of Securities (Earn-In Shares)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

11

Ratify Placement of Securities (Officers & KMP - Performance Rights)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

12

Equity Grant (NED Beng Teik Kuan - Performance Rights)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

13

Equity Grant (NED Allan Buckler - Performance Rights)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

14

Equity Grant (NED Dennis O'Neill - Performance Rights)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

15

Equity Grant (MD James Brown - Performance Rights)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Morella Corporation Ltd

Australia

11/25/2022

Annual

11/23/2022

1MC

Q0268Q226

CINS

16

Amendments to Constitution

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

2

Elect Paul Matysek

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

3

Elect Dan Blondal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

4

Elect Lyle Brown

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

5

Elect Joseph Guy

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

6

Elect Gordon M. Kukec

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

7

Elect Carla Matheson

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

8

Elect Lisa Skakun

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

3

Elect Paul Matysek

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

4

Elect Dan Blondal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

5

Elect Lyle Brown

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

6

Elect Joseph Guy

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

7

Elect Gordon M. Kukec

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

8

Elect Carla Matheson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

9

Elect Lisa Skakun

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NanoXplore Inc.

Canada

12/14/2022

Annual

11/10/2022

GRA

63010G100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

NanoXplore Inc.

Canada

12/14/2022

Annual

11/10/2022

GRA

63010G100

CINS

2

Elect Rob Wildeboer

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NanoXplore Inc.

Canada

12/14/2022

Annual

11/10/2022

GRA

63010G100

CINS

3

Elect Benoit Gascon

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NanoXplore Inc.

Canada

12/14/2022

Annual

11/10/2022

GRA

63010G100

CINS

4

Elect Soroush Nazarpour

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NanoXplore Inc.

Canada

12/14/2022

Annual

11/10/2022

GRA

63010G100

CINS

5

Elect Cameron Harris

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NanoXplore Inc.

Canada

12/14/2022

Annual

11/10/2022

GRA

63010G100

CINS

6

Elect Denis Labrecque

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NanoXplore Inc.

Canada

12/14/2022

Annual

11/10/2022

GRA

63010G100

CINS

7

Elect Arinder S. Mahal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NanoXplore Inc.

Canada

12/14/2022

Annual

11/10/2022

GRA

63010G100

CINS

8

Elect Jodie Morgan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NanoXplore Inc.

Canada

12/14/2022

Annual

11/10/2022

GRA

63010G100

CINS

9

Elect Catherine Loubier

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NanoXplore Inc.

Canada

12/14/2022

Annual

11/10/2022

GRA

63010G100

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Neo Performance Materials Inc.

Canada

6/8/2023

Mix

4/26/2023

NEO

64046G106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Neo Performance Materials Inc.

Canada

6/8/2023

Mix

4/26/2023

NEO

64046G106

CINS

2

Elect Claire Kennedy

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Neo Performance Materials Inc.

Canada

6/8/2023

Mix

4/26/2023

NEO

64046G106

CINS

3

Elect Eric Noyrez

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Neo Performance Materials Inc.

Canada

6/8/2023

Mix

4/26/2023

NEO

64046G106

CINS

4

Elect Constantine E. Karayannopoulos

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Neo Performance Materials Inc.

Canada

6/8/2023

Mix

4/26/2023

NEO

64046G106

CINS

5

Elect Yadin Rozov

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Neo Performance Materials Inc.

Canada

6/8/2023

Mix

4/26/2023

NEO

64046G106

CINS

6

Elect Edgar Lee

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Neo Performance Materials Inc.

Canada

6/8/2023

Mix

4/26/2023

NEO

64046G106

CINS

7

Elect Gail Edwards

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Neo Performance Materials Inc.

Canada

6/8/2023

Mix

4/26/2023

NEO

64046G106

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Neo Performance Materials Inc.

Canada

6/8/2023

Mix

4/26/2023

NEO

64046G106

CINS

9

Shareholder Rights Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

6/14/2023

Mix

5/10/2023

NSE

648830107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

6/14/2023

Mix

5/10/2023

NSE

648830107

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

6/14/2023

Mix

5/10/2023

NSE

648830107

CINS

3

Elect Jose Francisco Arata

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

6/14/2023

Mix

5/10/2023

NSE

648830107

CINS

4

Elect Wade Felesky

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

6/14/2023

Mix

5/10/2023

NSE

648830107

CINS

5

Elect Marino Ostos

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

6/14/2023

Mix

5/10/2023

NSE

648830107

CINS

6

Elect Wuilian Mauco

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

6/14/2023

Mix

5/10/2023

NSE

648830107

CINS

7

Elect Greg Bay

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

6/14/2023

Mix

5/10/2023

NSE

648830107

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

6/14/2023

Mix

5/10/2023

NSE

648830107

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

10/21/2022

Mix

9/16/2022

NSE

648830107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

10/21/2022

Mix

9/16/2022

NSE

648830107

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

10/21/2022

Mix

9/16/2022

NSE

648830107

CINS

3

Elect Jose Francisco Arata

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

10/21/2022

Mix

9/16/2022

NSE

648830107

CINS

4

Elect Wade Felesky

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

10/21/2022

Mix

9/16/2022

NSE

648830107

CINS

5

Elect Marino Ostos

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

10/21/2022

Mix

9/16/2022

NSE

648830107

CINS

6

Elect Wuilian Mauco

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

10/21/2022

Mix

9/16/2022

NSE

648830107

CINS

7

Elect Humberto Calderon Berti

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

10/21/2022

Mix

9/16/2022

NSE

648830107

CINS

8

Elect Greg Bay

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

10/21/2022

Mix

9/16/2022

NSE

648830107

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

10/21/2022

Mix

9/16/2022

NSE

648830107

CINS

10

Amendment of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

New Stratus Energy Inc.

Canada

10/21/2022

Mix

9/16/2022

NSE

648830107

CINS

11

Approval of the Restricted Share Unit and Deferred Share Unit Compensation Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

3

Elect Serafino Iacono

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

4

Elect Gordon Keep

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

5

Elect Federico Restrepo-Solano

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

6

Elect Ronald Pantin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

7

Elect D. Jeffrey Harder

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

8

Elect Humberto Calderon Berti

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

10

Amendment to Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NG Energy International Corp.

Canada

11/30/2022

Mix

10/21/2022

GASX

ADPC03424

CINS

11

Approval of the Restricted and Deferred Share Unit Plan

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

65445T102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

65445T102

CINS

2

Elect Bruno Dumais

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

65445T102

CINS

3

Elect Christoph Ebeling

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

65445T102

CINS

4

Elect Julie Lemieux

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

65445T102

CINS

5

Elect Hubert Marleau

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

65445T102

CINS

6

Elect Hubert Vallee

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

65445T102

CINS

7

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

65445T102

CINS

8

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

ADPC03798

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

ADPC03798

CINS

2

Elect Bruno Dumais

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

ADPC03798

CINS

3

Elect Christoph Ebeling

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

ADPC03798

CINS

4

Elect Julie Lemieux

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

ADPC03798

CINS

5

Elect Hubert Marleau

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

ADPC03798

CINS

6

Elect Hubert Vallee

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

ADPC03798

CINS

7

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nio Strategic Metals Inc.

Canada

6/19/2023

Mix

5/11/2023

NIO

ADPC03798

CINS

8

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nomad Royalty Company Ltd.

Canada

8/9/2022

Special

7/5/2022

NSR

65532M606

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Nomad Royalty Company Ltd.

Canada

8/9/2022

Special

7/5/2022

NSR

65532M606

CINS

2

Sandstorm Transaction

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nomad Royalty Company Ltd.

Canada

8/9/2022

Special

7/5/2022

NSR

65532M606

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

3

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

4

Elect Gregory B. Bowes

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

5

Elect W. Campbell Birge

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

6

Elect Donald H. Christie

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

7

Elect Hugues Jacquemin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

8

Elect Frank OBrien-Bernini

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

10

Amendments to Articles Regarding Number of Directors

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

11

Amendment to the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

12

Approval of the Deferred and Restricted Share Unit Plans

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

13

Approval of Loans to Officers

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

NorZinc Ltd.

Canada

12/5/2022

Special

10/26/2022

NZC

66976U104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

NorZinc Ltd.

Canada

12/5/2022

Special

10/26/2022

NZC

66976U104

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

NorZinc Ltd.

Canada

12/5/2022

Special

10/26/2022

NZC

66976U104

CINS

3

RCF Transaction

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Minerals Limited

Australia

1/31/2023

Special

1/29/2023

NVA

Q69170134

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Minerals Limited

Australia

1/31/2023

Special

1/29/2023

NVA

Q69170134

CINS

2

Ratify Placement of Securities (Shares)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Minerals Limited

Australia

1/31/2023

Special

1/29/2023

NVA

Q69170134

CINS

3

Ratify Placement of Securities (Options)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Minerals Limited

Australia

1/31/2023

Special

1/29/2023

NVA

Q69170134

CINS

4

Approve Issue of Securities (Options)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Minerals Limited

Australia

1/31/2023

Special

1/29/2023

NVA

Q69170134

CINS

5

Approve Issue of Securities (Lead Manager Options)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Minerals Limited

Australia

1/31/2023

Special

1/29/2023

NVA

Q69170134

CINS

6

Approve Issue of Securities (Shares and Options to Chair Anna Ladd-Kruger)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Minerals Limited

Australia

1/31/2023

Special

1/29/2023

NVA

Q69170134

CINS

7

Approve Issue of Securities (Shares and Options to Executive Director Louie Simens)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Minerals Limited

Australia

1/31/2023

Special

1/29/2023

NVA

Q69170134

CINS

8

Approve Issue of Securities (Shares and Options to Executive Director Craig Bentley)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Minerals Limited

Australia

1/31/2023

Special

1/29/2023

NVA

Q69170134

CINS

9

Approve Issue of Securities (Shares and Options to CEO Christopher Gerteisen)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Minerals Limited

Australia

1/31/2023

Special

1/29/2023

NVA

Q69170134

CINS

10

Approve Issue of Securities (Shares and Options to NED Rodrigo Pasqua)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Minerals Limited

Australia

1/31/2023

Special

1/29/2023

NVA

Q69170134

CINS

11

Approve Issue of Securities (Shares and Options to NED Avi Gellar)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Minerals Limited

Australia

1/31/2023

Special

1/29/2023

NVA

Q69170134

CINS

12

Approve Issue of Securities (Shares and Options to Unrelated Management)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Minerals Limited

Australia

1/31/2023

Special

1/29/2023

NVA

Q69170134

CINS

13

Approve Issue of Securities (Nebari Gold Fund 1, LP)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Royalty Corp.

Canada

6/28/2023

Annual

5/10/2023

NOVR

669809105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Royalty Corp.

Canada

6/28/2023

Annual

5/10/2023

NOVR

669809105

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Royalty Corp.

Canada

6/28/2023

Annual

5/10/2023

NOVR

669809105

CINS

3

Elect Brett Heath

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Royalty Corp.

Canada

6/28/2023

Annual

5/10/2023

NOVR

669809105

CINS

4

Elect E.B. Tucker

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Royalty Corp.

Canada

6/28/2023

Annual

5/10/2023

NOVR

669809105

CINS

5

Elect Luke Leslie

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Royalty Corp.

Canada

6/28/2023

Annual

5/10/2023

NOVR

669809105

CINS

6

Elect Guy Elliott

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Royalty Corp.

Canada

6/28/2023

Annual

5/10/2023

NOVR

669809105

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nova Royalty Corp.

Canada

6/28/2023

Annual

5/10/2023

NOVR

669809105

CINS

8

Share Compensation Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

3

Elect Matthew Andrews

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

4

Elect Marc C. Henderson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

5

Elect Scott Jobin-Bevans

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

6

Elect Markus Janser

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

7

Elect Campbell Smyth

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

8

Elect Martin Walter

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

10

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nutrien Ltd.

Canada

5/10/2023

Annual

3/20/2023

NTR

67077M108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Nutrien Ltd.

Canada

5/10/2023

Annual

3/20/2023

NTR

67077M108

CINS

2

Elect Christopher M. Burley

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nutrien Ltd.

Canada

5/10/2023

Annual

3/20/2023

NTR

67077M108

CINS

3

Elect Maura J. Clark

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nutrien Ltd.

Canada

5/10/2023

Annual

3/20/2023

NTR

67077M108

CINS

4

Elect Russell K. Girling

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nutrien Ltd.

Canada

5/10/2023

Annual

3/20/2023

NTR

67077M108

CINS

5

Elect Michael J. Hennigan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nutrien Ltd.

Canada

5/10/2023

Annual

3/20/2023

NTR

67077M108

CINS

6

Elect Miranda C. Hubbs

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nutrien Ltd.

Canada

5/10/2023

Annual

3/20/2023

NTR

67077M108

CINS

7

Elect Raj S. Kushwaha

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nutrien Ltd.

Canada

5/10/2023

Annual

3/20/2023

NTR

67077M108

CINS

8

Elect Alice D. Laberge

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nutrien Ltd.

Canada

5/10/2023

Annual

3/20/2023

NTR

67077M108

CINS

9

Elect Consuelo E. Madere

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nutrien Ltd.

Canada

5/10/2023

Annual

3/20/2023

NTR

67077M108

CINS

10

Elect Keith G. Martell

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nutrien Ltd.

Canada

5/10/2023

Annual

3/20/2023

NTR

67077M108

CINS

11

Elect Aaron W. Regent

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nutrien Ltd.

Canada

5/10/2023

Annual

3/20/2023

NTR

67077M108

CINS

12

Elect Kenneth Seitz

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nutrien Ltd.

Canada

5/10/2023

Annual

3/20/2023

NTR

67077M108

CINS

13

Elect Nelson Luiz Costa Silva

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nutrien Ltd.

Canada

5/10/2023

Annual

3/20/2023

NTR

67077M108

CINS

14

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Nutrien Ltd.

Canada

5/10/2023

Annual

3/20/2023

NTR

67077M108

CINS

15

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Occidental Petroleum Corporation

United States

5/5/2023

Annual

3/10/2023

OXY

674599105

CUSIP

1

Elect Vicky A. Bailey

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Occidental Petroleum Corporation

United States

5/5/2023

Annual

3/10/2023

OXY

674599105

CUSIP

2

Elect Andrew Gould

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Occidental Petroleum Corporation

United States

5/5/2023

Annual

3/10/2023

OXY

674599105

CUSIP

3

Elect Carlos M. Gutierrez

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Occidental Petroleum Corporation

United States

5/5/2023

Annual

3/10/2023

OXY

674599105

CUSIP

4

Elect Vicki A. Hollub

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Occidental Petroleum Corporation

United States

5/5/2023

Annual

3/10/2023

OXY

674599105

CUSIP

5

Elect William R. Klesse

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Occidental Petroleum Corporation

United States

5/5/2023

Annual

3/10/2023

OXY

674599105

CUSIP

6

Elect Jack B. Moore

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Occidental Petroleum Corporation

United States

5/5/2023

Annual

3/10/2023

OXY

674599105

CUSIP

7

Elect Claire O'Neill

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Occidental Petroleum Corporation

United States

5/5/2023

Annual

3/10/2023

OXY

674599105

CUSIP

8

Elect Avedick B. Poladian

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Occidental Petroleum Corporation

United States

5/5/2023

Annual

3/10/2023

OXY

674599105

CUSIP

9

Elect Kenneth B. Robinson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Occidental Petroleum Corporation

United States

5/5/2023

Annual

3/10/2023

OXY

674599105

CUSIP

10

Elect Robert M. Shearer

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Occidental Petroleum Corporation

United States

5/5/2023

Annual

3/10/2023

OXY

674599105

CUSIP

11

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Funds Global Resources Fund

Voted

Occidental Petroleum Corporation

United States

5/5/2023

Annual

3/10/2023

OXY

674599105

CUSIP

12

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Occidental Petroleum Corporation

United States

5/5/2023

Annual

3/10/2023

OXY

674599105

CUSIP

13

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Occidental Petroleum Corporation

United States

5/5/2023

Annual

3/10/2023

OXY

674599105

CUSIP

14

Shareholder Proposal Regarding Independent Chair

ShrHoldr

Against

Against

U.S. Global Investors Funds Global Resources Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

2

Elect Paul Benson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

3

Elect Ian M. Reid

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

4

Elect Craig J. Nelsen

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

5

Elect Catherine Gignac

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

6

Elect Sandra M. Dodds

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

7

Elect Alan Pangbourne

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

8

Elect Linda M. Broughton

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

9

Elect Gerard M. Bond

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

11

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

2

Elect Sergey V. Kurzin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

3

Elect Sergei Stefanovich

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

4

Elect David Rhodes

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

5

Elect Mark Corra

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

6

Elect Vladimir Pakhomov

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

8

Adoption of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

9

Divestiture

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Piedmont Lithium Inc.

United States

6/13/2023

Annual

4/18/2023

PLL

72016P105

CUSIP

1

Elect Jeffrey Armstrong

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Piedmont Lithium Inc.

United States

6/13/2023

Annual

4/18/2023

PLL

72016P105

CUSIP

2

Elect Christina M. Alvord

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Piedmont Lithium Inc.

United States

6/13/2023

Annual

4/18/2023

PLL

72016P105

CUSIP

3

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Piedmont Lithium Inc.

United States

6/13/2023

Annual

4/18/2023

PLL

72016P105

CUSIP

4

Advisory Vote on Executive Compensation

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Piedmont Lithium Inc.

United States

6/13/2023

Annual

4/18/2023

PLL

72016P105

CUSIP

5

Equity Grant (President/CEO Keith Philips - Options)

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Piedmont Lithium Inc.

United States

6/13/2023

Annual

4/18/2023

PLL

72016P105

CUSIP

6

Equity Grant (President/CEO Keith Philips - RSUs)

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Piedmont Lithium Inc.

United States

6/13/2023

Annual

4/18/2023

PLL

72016P105

CUSIP

7

Equity Grant (President/CEO Keith Philips - PSUs)

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Piedmont Lithium Inc.

United States

6/13/2023

Annual

4/18/2023

PLL

72016P105

CUSIP

8

Equity Grant (Chair Jeffrey Armstrong - RSUs)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Piedmont Lithium Inc.

United States

6/13/2023

Annual

4/18/2023

PLL

72016P105

CUSIP

9

Equity Grant (NED Christina Alvord - RSUs)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Piedmont Lithium Inc.

United States

6/13/2023

Annual

4/18/2023

PLL

72016P105

CUSIP

10

Equity Grant (NED Jorge Beristain - RSUs)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Piedmont Lithium Inc.

United States

6/13/2023

Annual

4/18/2023

PLL

72016P105

CUSIP

11

Equity Grant (NED Michael Bless - RSUs)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Piedmont Lithium Inc.

United States

6/13/2023

Annual

4/18/2023

PLL

72016P105

CUSIP

12

Equity Grant (NED Claude Demby - RSUs)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PolarX Limited

Australia

7/27/2022

Ordinary

7/25/2022

PXX

Q7688R106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

PolarX Limited

Australia

7/27/2022

Ordinary

7/25/2022

PXX

Q7688R106

CINS

2

Ratify Placement of Securities - December 2021 Placement

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PolarX Limited

Australia

7/27/2022

Ordinary

7/25/2022

PXX

Q7688R106

CINS

3

Ratify Placement of Securities - June 2022 Placement Shares

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PolarX Limited

Australia

7/27/2022

Ordinary

7/25/2022

PXX

Q7688R106

CINS

4

Ratify Placement of Securities - June 2022 Placement Options

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PolarX Limited

Australia

7/27/2022

Ordinary

7/25/2022

PXX

Q7688R106

CINS

5

Approve Issue of Securities (Peak Asset Management)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PolarX Limited

Australia

11/18/2022

Annual

11/16/2022

PXX

Q7688R106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

PolarX Limited

Australia

11/18/2022

Annual

11/16/2022

PXX

Q7688R106

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds Global Resources Fund

Voted

PolarX Limited

Australia

11/18/2022

Annual

11/16/2022

PXX

Q7688R106

CINS

3

Re-elect Robert G. Boaz

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PolarX Limited

Australia

11/18/2022

Annual

11/16/2022

PXX

Q7688R106

CINS

4

Re-elect Charles (Frazer) F. Tabeart

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PolarX Limited

Australia

11/18/2022

Annual

11/16/2022

PXX

Q7688R106

CINS

5

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PolarX Limited

Australia

11/18/2022

Annual

11/16/2022

PXX

Q7688R106

CINS

6

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

PolarX Limited

Australia

11/18/2022

Annual

11/16/2022

PXX

Q7688R106

CINS

7

Reinsert Proportional Takeover Provisions (Constitution)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PotlatchDeltic Corporation

United States

5/1/2023

Annual

3/10/2023

PCH

737630103

CUSIP

1

Elect Linda M. Breard

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PotlatchDeltic Corporation

United States

5/1/2023

Annual

3/10/2023

PCH

737630103

CUSIP

2

Elect Eric J. Cremers

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PotlatchDeltic Corporation

United States

5/1/2023

Annual

3/10/2023

PCH

737630103

CUSIP

3

Elect James M. DeCosmo

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PotlatchDeltic Corporation

United States

5/1/2023

Annual

3/10/2023

PCH

737630103

CUSIP

4

Elect Lawrence S. Peiros

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PotlatchDeltic Corporation

United States

5/1/2023

Annual

3/10/2023

PCH

737630103

CUSIP

5

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PotlatchDeltic Corporation

United States

5/1/2023

Annual

3/10/2023

PCH

737630103

CUSIP

6

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PotlatchDeltic Corporation

United States

5/1/2023

Annual

3/10/2023

PCH

737630103

CUSIP

7

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Funds Global Resources Fund

Voted

PotlatchDeltic Corporation

United States

5/1/2023

Annual

3/10/2023

PCH

737630103

CUSIP

8

Increase in Authorized Common Stock

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PrairieSky Royalty Ltd.

Canada

4/18/2023

Annual

2/27/2023

PSK

739721108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

PrairieSky Royalty Ltd.

Canada

4/18/2023

Annual

2/27/2023

PSK

739721108

CINS

2

Elect James M. Estey

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PrairieSky Royalty Ltd.

Canada

4/18/2023

Annual

2/27/2023

PSK

739721108

CINS

3

Elect Leanne Bellegarde

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PrairieSky Royalty Ltd.

Canada

4/18/2023

Annual

2/27/2023

PSK

739721108

CINS

4

Elect Anuroop Duggal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PrairieSky Royalty Ltd.

Canada

4/18/2023

Annual

2/27/2023

PSK

739721108

CINS

5

Elect P. Jane Gavan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PrairieSky Royalty Ltd.

Canada

4/18/2023

Annual

2/27/2023

PSK

739721108

CINS

6

Elect Margaret A. McKenzie

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PrairieSky Royalty Ltd.

Canada

4/18/2023

Annual

2/27/2023

PSK

739721108

CINS

7

Elect Andrew M. Philips

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PrairieSky Royalty Ltd.

Canada

4/18/2023

Annual

2/27/2023

PSK

739721108

CINS

8

Elect Sheldon B. Steeves

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PrairieSky Royalty Ltd.

Canada

4/18/2023

Annual

2/27/2023

PSK

739721108

CINS

9

Elect Grant A. Zawalsky

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PrairieSky Royalty Ltd.

Canada

4/18/2023

Annual

2/27/2023

PSK

739721108

CINS

10

Appointment of Auditor and Authority to set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

PrairieSky Royalty Ltd.

Canada

4/18/2023

Annual

2/27/2023

PSK

739721108

CINS

11

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Range Resources Corporation

United States

5/10/2023

Annual

3/17/2023

RRC

75281A109

CUSIP

1

Elect Brenda A. Cline

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Range Resources Corporation

United States

5/10/2023

Annual

3/17/2023

RRC

75281A109

CUSIP

2

Elect Margaret K. Dorman

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Range Resources Corporation

United States

5/10/2023

Annual

3/17/2023

RRC

75281A109

CUSIP

3

Elect James M. Funk

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Range Resources Corporation

United States

5/10/2023

Annual

3/17/2023

RRC

75281A109

CUSIP

4

Elect Steven D. Gray

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Range Resources Corporation

United States

5/10/2023

Annual

3/17/2023

RRC

75281A109

CUSIP

5

Elect Gregory G. Maxwell

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Range Resources Corporation

United States

5/10/2023

Annual

3/17/2023

RRC

75281A109

CUSIP

6

Elect Reginal W. Spiller

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Range Resources Corporation

United States

5/10/2023

Annual

3/17/2023

RRC

75281A109

CUSIP

7

Elect Dennis L. Degner

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Range Resources Corporation

United States

5/10/2023

Annual

3/17/2023

RRC

75281A109

CUSIP

8

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Range Resources Corporation

United States

5/10/2023

Annual

3/17/2023

RRC

75281A109

CUSIP

9

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Funds Global Resources Fund

Voted

Range Resources Corporation

United States

5/10/2023

Annual

3/17/2023

RRC

75281A109

CUSIP

10

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Rayonier Inc.

United States

5/18/2023

Annual

3/17/2023

RYN

754907103

CUSIP

1

Elect Dod Fraser

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Rayonier Inc.

United States

5/18/2023

Annual

3/17/2023

RYN

754907103

CUSIP

2

Elect Keith E. Bass

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Rayonier Inc.

United States

5/18/2023

Annual

3/17/2023

RYN

754907103

CUSIP

3

Elect Gregg A. Gonsalves

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Rayonier Inc.

United States

5/18/2023

Annual

3/17/2023

RYN

754907103

CUSIP

4

Elect Scott R. Jones

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Rayonier Inc.

United States

5/18/2023

Annual

3/17/2023

RYN

754907103

CUSIP

5

Elect V. Larkin Martin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Rayonier Inc.

United States

5/18/2023

Annual

3/17/2023

RYN

754907103

CUSIP

6

Elect Meridee A. Moore

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Rayonier Inc.

United States

5/18/2023

Annual

3/17/2023

RYN

754907103

CUSIP

7

Elect Ann C. Nelson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Rayonier Inc.

United States

5/18/2023

Annual

3/17/2023

RYN

754907103

CUSIP

8

Elect David L. Nunes

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Rayonier Inc.

United States

5/18/2023

Annual

3/17/2023

RYN

754907103

CUSIP

9

Elect Matthew J Rivers

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Rayonier Inc.

United States

5/18/2023

Annual

3/17/2023

RYN

754907103

CUSIP

10

Elect Andrew G. Wiltshere

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Rayonier Inc.

United States

5/18/2023

Annual

3/17/2023

RYN

754907103

CUSIP

11

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Rayonier Inc.

United States

5/18/2023

Annual

3/17/2023

RYN

754907103

CUSIP

12

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Funds Global Resources Fund

Voted

Rayonier Inc.

United States

5/18/2023

Annual

3/17/2023

RYN

754907103

CUSIP

13

Approval of the 2023 Stock Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Rayonier Inc.

United States

5/18/2023

Annual

3/17/2023

RYN

754907103

CUSIP

14

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

3

Elect Wayne M. Hubert

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

4

Elect Hugh Agro

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

5

Elect Donald Birak

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

6

Elect Robert Chausse

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

7

Elect Maura Lendon

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

8

Elect Michael W. Mansfield

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

9

Elect Timothy A. Warman

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

11

Amendment to the Share Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

2

Elect Marcus Stone

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

3

Elect Timothy Coughlin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

4

Elect Jonathan Hill

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

5

Elect Ana Gabriela Juarez Marroquin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

6

Elect Roderick Corrie

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

7

Elect Hugh Devlin

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

9

Approval of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Salazar Resources Limited

Canada

2/17/2023

Mix

1/12/2023

SRL

794007104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Salazar Resources Limited

Canada

2/17/2023

Mix

1/12/2023

SRL

794007104

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Salazar Resources Limited

Canada

2/17/2023

Mix

1/12/2023

SRL

794007104

CINS

3

Elect Fredy Salazar

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Salazar Resources Limited

Canada

2/17/2023

Mix

1/12/2023

SRL

794007104

CINS

4

Elect Pablo Acosta

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Salazar Resources Limited

Canada

2/17/2023

Mix

1/12/2023

SRL

794007104

CINS

5

Elect Nick DeMare

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Salazar Resources Limited

Canada

2/17/2023

Mix

1/12/2023

SRL

794007104

CINS

6

Elect Etienne Walter

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Salazar Resources Limited

Canada

2/17/2023

Mix

1/12/2023

SRL

794007104

CINS

7

Elect Merlin Marr-Johnson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Salazar Resources Limited

Canada

2/17/2023

Mix

1/12/2023

SRL

794007104

CINS

8

Elect Mary Gilzean

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Salazar Resources Limited

Canada

2/17/2023

Mix

1/12/2023

SRL

794007104

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Salazar Resources Limited

Canada

2/17/2023

Mix

1/12/2023

SRL

794007104

CINS

10

Amendment to the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Salazar Resources Limited

Canada

2/17/2023

Mix

1/12/2023

SRL

794007104

CINS

11

Amendment to the Restricted Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Schlumberger Limited

United States

4/5/2023

Annual

2/8/2023

SLB

806857108

CUSIP

1

Elect Peter J. Coleman

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Schlumberger Limited

United States

4/5/2023

Annual

2/8/2023

SLB

806857108

CUSIP

2

Elect Patrick de La Chevardière

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Schlumberger Limited

United States

4/5/2023

Annual

2/8/2023

SLB

806857108

CUSIP

3

Elect Miguel M. Galuccio

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Schlumberger Limited

United States

4/5/2023

Annual

2/8/2023

SLB

806857108

CUSIP

4

Elect Olivier Le Peuch

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Schlumberger Limited

United States

4/5/2023

Annual

2/8/2023

SLB

806857108

CUSIP

5

Elect Samuel Georg Friedrich Leupold

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Schlumberger Limited

United States

4/5/2023

Annual

2/8/2023

SLB

806857108

CUSIP

6

Elect Tatiana A. Mitrova

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Schlumberger Limited

United States

4/5/2023

Annual

2/8/2023

SLB

806857108

CUSIP

7

Elect Maria Moræus Hanssen

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Schlumberger Limited

United States

4/5/2023

Annual

2/8/2023

SLB

806857108

CUSIP

8

Elect Vanitha Narayanan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Schlumberger Limited

United States

4/5/2023

Annual

2/8/2023

SLB

806857108

CUSIP

9

Elect Mark G. Papa

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Schlumberger Limited

United States

4/5/2023

Annual

2/8/2023

SLB

806857108

CUSIP

10

Elect Jeffrey W. Sheets

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Schlumberger Limited

United States

4/5/2023

Annual

2/8/2023

SLB

806857108

CUSIP

11

Elect Ulrich Spiesshofer

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Schlumberger Limited

United States

4/5/2023

Annual

2/8/2023

SLB

806857108

CUSIP

12

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Funds Global Resources Fund

Voted

Schlumberger Limited

United States

4/5/2023

Annual

2/8/2023

SLB

806857108

CUSIP

13

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Schlumberger Limited

United States

4/5/2023

Annual

2/8/2023

SLB

806857108

CUSIP

14

Accounts and Reports; Approval of Dividend

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Schlumberger Limited

United States

4/5/2023

Annual

2/8/2023

SLB

806857108

CUSIP

15

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Silver Tiger Metals Inc.

Canada

9/29/2022

Annual

8/25/2022

SLVR

82831T109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Silver Tiger Metals Inc.

Canada

9/29/2022

Annual

8/25/2022

SLVR

82831T109

CINS

2

Elect Wade Anderson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Silver Tiger Metals Inc.

Canada

9/29/2022

Annual

8/25/2022

SLVR

82831T109

CINS

3

Elect Richard Gordon

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Silver Tiger Metals Inc.

Canada

9/29/2022

Annual

8/25/2022

SLVR

82831T109

CINS

4

Elect Glenn Jessome

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Silver Tiger Metals Inc.

Canada

9/29/2022

Annual

8/25/2022

SLVR

82831T109

CINS

5

Elect Lila Marie Bensoja-Arras

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Silver Tiger Metals Inc.

Canada

9/29/2022

Annual

8/25/2022

SLVR

82831T109

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Silver Tiger Metals Inc.

Canada

9/29/2022

Annual

8/25/2022

SLVR

82831T109

CINS

7

Amendment to the Omnibus Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

3

Elect Jose M. Garcia Jimenez

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

4

Elect Sebastian Wahl

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

5

Elect Michael Hoffman

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

6

Elect Darryl S. Cardey

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

7

Elect Francis Johnstone

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

9

Amendment to the Share Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

10

Amendment to the Restricted Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

11

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

12

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Sovereign Metals Limited

Australia

3/17/2023

Ordinary

3/15/2023

SVM

Q86015106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Sovereign Metals Limited

Australia

3/17/2023

Ordinary

3/15/2023

SVM

Q86015106

CINS

2

Approve Demerger

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Sovereign Metals Limited

Australia

11/18/2022

Annual

11/16/2022

SVM

Q86015106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Sovereign Metals Limited

Australia

11/18/2022

Annual

11/16/2022

SVM

Q86015106

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds Global Resources Fund

Voted

Sovereign Metals Limited

Australia

11/18/2022

Annual

11/16/2022

SVM

Q86015106

CINS

3

Re-elect Benjamin Stoikovich

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Sovereign Metals Limited

Australia

11/18/2022

Annual

11/16/2022

SVM

Q86015106

CINS

4

Elect Nigel Jones

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Sovereign Metals Limited

Australia

11/18/2022

Annual

11/16/2022

SVM

Q86015106

CINS

5

Approve Amendments to the Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Sovereign Metals Limited

Australia

11/18/2022

Annual

11/16/2022

SVM

Q86015106

CINS

6

Equity Grant - Performance Rights (Non-Executive Chair Benjamin Stoikovich)

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Sovereign Metals Limited

Australia

11/18/2022

Annual

11/16/2022

SVM

Q86015106

CINS

7

Ratify Placement of Securities (Shares)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Sovereign Metals Limited

Australia

11/18/2022

Annual

11/16/2022

SVM

Q86015106

CINS

8

Ratify Placement of Securities (Options)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Sovereign Metals Limited

Australia

11/18/2022

Annual

11/16/2022

SVM

Q86015106

CINS

9

Approve Increase in NEDs' Fee Cap

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Sovereign Metals Limited

Australia

11/18/2022

Annual

11/16/2022

SVM

Q86015106

CINS

10

Adopt New Constitution

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Sovereign Metals Limited

Australia

11/18/2022

Annual

11/16/2022

SVM

Q86015106

CINS

11

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Sovereign Metals Limited

Australia

11/18/2022

Annual

11/16/2022

SVM

Q86015106

CINS

12

Appoint Auditor and Authorise Board to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Standard Lithium Ltd.

United States

4/4/2023

Annual

2/17/2023

SLI

853606101

CUSIP

1

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Standard Lithium Ltd.

United States

4/4/2023

Annual

2/17/2023

SLI

853606101

CUSIP

2

Elect Robert Cross

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Standard Lithium Ltd.

United States

4/4/2023

Annual

2/17/2023

SLI

853606101

CUSIP

3

Elect Dr. Andrew Robinson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Standard Lithium Ltd.

United States

4/4/2023

Annual

2/17/2023

SLI

853606101

CUSIP

4

Elect Robert Mintak

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Standard Lithium Ltd.

United States

4/4/2023

Annual

2/17/2023

SLI

853606101

CUSIP

5

Elect Jeffrey Barber

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Standard Lithium Ltd.

United States

4/4/2023

Annual

2/17/2023

SLI

853606101

CUSIP

6

Elect Anthony Alvaro

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Standard Lithium Ltd.

United States

4/4/2023

Annual

2/17/2023

SLI

853606101

CUSIP

7

Elect Dr. Volker Berl

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Standard Lithium Ltd.

United States

4/4/2023

Annual

2/17/2023

SLI

853606101

CUSIP

8

Elect Claudia D'Orazio

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Standard Lithium Ltd.

United States

4/4/2023

Annual

2/17/2023

SLI

853606101

CUSIP

9

Elect Anca Rusu

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Standard Lithium Ltd.

United States

4/4/2023

Annual

2/17/2023

SLI

853606101

CUSIP

10

Amendment to the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Standard Lithium Ltd.

United States

4/4/2023

Annual

2/17/2023

SLI

853606101

CUSIP

11

Amendment to the Long Term Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Surge Copper Corp.

Canada

9/21/2022

Annual

8/9/2022

SURG

86881M104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Surge Copper Corp.

Canada

9/21/2022

Annual

8/9/2022

SURG

86881M104

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Surge Copper Corp.

Canada

9/21/2022

Annual

8/9/2022

SURG

86881M104

CINS

3

Elect Leif Nilsson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Surge Copper Corp.

Canada

9/21/2022

Annual

8/9/2022

SURG

86881M104

CINS

4

Elect Shane Ebert

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Surge Copper Corp.

Canada

9/21/2022

Annual

8/9/2022

SURG

86881M104

CINS

5

Elect Patrick Glazier

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Surge Copper Corp.

Canada

9/21/2022

Annual

8/9/2022

SURG

86881M104

CINS

6

Elect James Pettit

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Surge Copper Corp.

Canada

9/21/2022

Annual

8/9/2022

SURG

86881M104

CINS

7

Elect Christian Kargl-Simard

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Surge Copper Corp.

Canada

9/21/2022

Annual

8/9/2022

SURG

86881M104

CINS

8

Elect Richard Colterjohn

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Surge Copper Corp.

Canada

9/21/2022

Annual

8/9/2022

SURG

86881M104

CINS

9

Elect John Dorward

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Surge Copper Corp.

Canada

9/21/2022

Annual

8/9/2022

SURG

86881M104

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Surge Copper Corp.

Canada

9/21/2022

Annual

8/9/2022

SURG

86881M104

CINS

11

Approval of the Share Compensation Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Surge Copper Corp.

Canada

9/21/2022

Annual

8/9/2022

SURG

86881M104

CINS

12

Approval of Restricted Share Unit and Deferred Share Unit Grants

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Surge Copper Corp.

Canada

9/21/2022

Annual

8/9/2022

SURG

86881M104

CINS

13

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

1

Elect Cheryl K. Beebe

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

2

Elect Gregory L. Ebel

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

3

Elect Timothy S. Gitzel

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

4

Elect Denise C. Johnson

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

5

Elect Emery N. Koenig

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

6

Elect James C. O'Rourke

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

7

Elect David T. Seaton

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

8

Elect Steven M. Seibert

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

9

Elect Joao Roberto Goncalves Teixeira

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

10

Elect Gretchen H. Watkins

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

11

Elect Kelvin R. Westbrook

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

12

Approval of the 2023 Stock and Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

13

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

14

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

15

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

16

Shareholder Proposal Regarding Right to Call Special Meetings

ShrHoldr

Against

For

U.S. Global Investors Funds Global Resources Fund

Voted

The Mosaic Company

United States

5/25/2023

Annual

3/28/2023

MOS

61945C103

CUSIP

17

Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement

ShrHoldr

Against

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Topaz Energy Corp.

Canada

6/14/2023

Annual

4/28/2023

TPZ

89055A203

CINS

1

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Topaz Energy Corp.

Canada

6/14/2023

Annual

4/28/2023

TPZ

89055A203

CINS

2

Elect Michael L. Rose

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Topaz Energy Corp.

Canada

6/14/2023

Annual

4/28/2023

TPZ

89055A203

CINS

3

Elect Marty Staples

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Topaz Energy Corp.

Canada

6/14/2023

Annual

4/28/2023

TPZ

89055A203

CINS

4

Elect Tanya Causgrove

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Topaz Energy Corp.

Canada

6/14/2023

Annual

4/28/2023

TPZ

89055A203

CINS

5

Elect Jim Davidson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Topaz Energy Corp.

Canada

6/14/2023

Annual

4/28/2023

TPZ

89055A203

CINS

6

Elect John E. Gordon

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Topaz Energy Corp.

Canada

6/14/2023

Annual

4/28/2023

TPZ

89055A203

CINS

7

Elect Darlene Harris

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Topaz Energy Corp.

Canada

6/14/2023

Annual

4/28/2023

TPZ

89055A203

CINS

8

Elect Steve Larke

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Topaz Energy Corp.

Canada

6/14/2023

Annual

4/28/2023

TPZ

89055A203

CINS

9

Elect Brian G. Robinson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Topaz Energy Corp.

Canada

6/14/2023

Annual

4/28/2023

TPZ

89055A203

CINS

10

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Topaz Energy Corp.

Canada

6/14/2023

Annual

4/28/2023

TPZ

89055A203

CINS

11

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Topaz Energy Corp.

Canada

6/14/2023

Annual

4/28/2023

TPZ

89055A203

CINS

12

Approval of Unallocated Options Under the Share Option Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Topaz Energy Corp.

Canada

6/14/2023

Annual

4/28/2023

TPZ

89055A203

CINS

13

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Topaz Energy Corp.

Canada

6/14/2023

Annual

4/28/2023

TPZ

89055A203

CINS

14

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

1

Elect Fred M. Diaz

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

2

Elect H. Paulett Eberhart

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

3

Elect Marie A. Ffolkes

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

4

Elect Joseph W. Gorder

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

5

Elect Kimberly S. Greene

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

6

Elect Deborah P. Majoras

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

7

Elect Eric D. Mullins

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

8

Elect Donald L. Nickles

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

9

Elect Robert A. Profusek

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

10

Elect Randall J. Weisenburger

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

11

Elect Rayford Wilkins Jr.

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

12

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

13

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

14

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

15

Shareholder Proposal Regarding Report on Climate Transition Plan and GHG Targets

ShrHoldr

Against

For

U.S. Global Investors Funds Global Resources Fund

Voted

Valero Energy Corporation

United States

5/9/2023

Annual

3/13/2023

VLO

91913Y100

CUSIP

16

Shareholder Proposal Regarding a Racial Equity Audit

ShrHoldr

Against

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

2

Elect Kyle Floyd

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

3

Elect Rob Sckalor

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

4

Elect Alastair McIntyre

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

5

Elect Donovan Pollitt

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

6

Elect Pascal Attard

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

8

Approval of the Omnibus Long-Term Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

VR Resources Ltd.

Canada

8/29/2022

Annual

7/15/2022

VRR

91831M105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

VR Resources Ltd.

Canada

8/29/2022

Annual

7/15/2022

VRR

91831M105

CINS

2

Board Size

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

VR Resources Ltd.

Canada

8/29/2022

Annual

7/15/2022

VRR

91831M105

CINS

3

Elect Darin W. Wagner

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

VR Resources Ltd.

Canada

8/29/2022

Annual

7/15/2022

VRR

91831M105

CINS

4

Elect Michael Gunning

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

VR Resources Ltd.

Canada

8/29/2022

Annual

7/15/2022

VRR

91831M105

CINS

5

Elect Craig Lindsay

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

VR Resources Ltd.

Canada

8/29/2022

Annual

7/15/2022

VRR

91831M105

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

VR Resources Ltd.

Canada

8/29/2022

Annual

7/15/2022

VRR

91831M105

CINS

7

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Vulcan Energy Resources Limited

Australia

5/29/2023

Annual

5/26/2023

VUL

Q9496S102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Vulcan Energy Resources Limited

Australia

5/29/2023

Annual

5/26/2023

VUL

Q9496S102

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Vulcan Energy Resources Limited

Australia

5/29/2023

Annual

5/26/2023

VUL

Q9496S102

CINS

3

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Vulcan Energy Resources Limited

Australia

5/29/2023

Annual

5/26/2023

VUL

Q9496S102

CINS

4

Re-elect Gavin J. Rezos

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Vulcan Energy Resources Limited

Australia

5/29/2023

Annual

5/26/2023

VUL

Q9496S102

CINS

5

Re-elect Heidi Gron

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Vulcan Energy Resources Limited

Australia

5/29/2023

Annual

5/26/2023

VUL

Q9496S102

CINS

6

Equity Grant (NED Ranya Alkadamani)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Vulcan Energy Resources Limited

Australia

5/29/2023

Annual

5/26/2023

VUL

Q9496S102

CINS

7

Ratify Placement of Securities

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

3

Elect Henry H. (Hank) Ketcham

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

4

Elect Doyle N. Beneby

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

5

Elect Reid E. Carter

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

6

Elect Raymond Ferris

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

7

Elect John N. Floren

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

8

Elect Ellis Ketcham Johnson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

9

Elect Brian G. Kenning

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

10

Elect Marian Lawson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

11

Elect Colleen M. McMorrow

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

12

Elect Janice G. Rennie

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

13

Elect Gillian D. Winckler

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

14

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

15

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

West Fraser Timber Co. Ltd.

Canada

4/18/2023

Mix

2/28/2023

WFG

952845105

CINS

16

Shareholder Rights Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Western Atlas Resources Inc.

Canada

1/6/2023

Annual

12/2/2022

WA

9.58E+111

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Western Atlas Resources Inc.

Canada

1/6/2023

Annual

12/2/2022

WA

9.58E+111

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Western Atlas Resources Inc.

Canada

1/6/2023

Annual

12/2/2022

WA

9.58E+111

CINS

3

Elect Serafino Iacono

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Western Atlas Resources Inc.

Canada

1/6/2023

Annual

12/2/2022

WA

9.58E+111

CINS

4

Elect Fabio Capponi

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Western Atlas Resources Inc.

Canada

1/6/2023

Annual

12/2/2022

WA

9.58E+111

CINS

5

Elect Miguel de la Campa

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Western Atlas Resources Inc.

Canada

1/6/2023

Annual

12/2/2022

WA

9.58E+111

CINS

6

Elect Lombardo Paredes-Arenas

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Western Atlas Resources Inc.

Canada

1/6/2023

Annual

12/2/2022

WA

9.58E+111

CINS

7

Elect Jose Francisco Arata

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Western Atlas Resources Inc.

Canada

1/6/2023

Annual

12/2/2022

WA

9.58E+111

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Western Atlas Resources Inc.

Canada

1/6/2023

Annual

12/2/2022

WA

9.58E+111

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wide Open Agriculture Ltd

Australia

11/29/2022

Annual

11/27/2022

WOA

Q9768W104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Wide Open Agriculture Ltd

Australia

11/29/2022

Annual

11/27/2022

WOA

Q9768W104

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wide Open Agriculture Ltd

Australia

11/29/2022

Annual

11/27/2022

WOA

Q9768W104

CINS

3

Re-elect Stuart McAlpine

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Wide Open Agriculture Ltd

Australia

11/29/2022

Annual

11/27/2022

WOA

Q9768W104

CINS

4

Approve 10% Placement Facility

Mgmt

N/A

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wide Open Agriculture Ltd

Australia

11/29/2022

Annual

11/27/2022

WOA

Q9768W104

CINS

5

Approve Increase in NEDs' Fee Cap

Mgmt

N/A

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wide Open Agriculture Ltd

Australia

11/29/2022

Annual

11/27/2022

WOA

Q9768W104

CINS

6

Renew Employee Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wide Open Agriculture Ltd

Australia

11/29/2022

Annual

11/27/2022

WOA

Q9768W104

CINS

7

Equity Grant (Chair Anthony Maslin)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wide Open Agriculture Ltd

Australia

11/29/2022

Annual

11/27/2022

WOA

Q9768W104

CINS

8

Equity Grant (MD Ben Cole)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wide Open Agriculture Ltd

Australia

11/29/2022

Annual

11/27/2022

WOA

Q9768W104

CINS

9

Equity Grant (NED Stuart McAlpine)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wide Open Agriculture Ltd

Australia

11/29/2022

Annual

11/27/2022

WOA

Q9768W104

CINS

10

Equity Grant (NED Elizabeth Brennan)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wide Open Agriculture Ltd

Australia

11/29/2022

Annual

11/27/2022

WOA

Q9768W104

CINS

11

Equity Grant (NED Ronald Duncan)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wide Open Agriculture Ltd

Australia

11/29/2022

Annual

11/27/2022

WOA

Q9768W104

CINS

12

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Winsome Resources Ltd

Australia

4/19/2023

Ordinary

4/17/2023

WR1

Q97875100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Winsome Resources Ltd

Australia

4/19/2023

Ordinary

4/17/2023

WR1

Q97875100

CINS

2

Ratify Placement of Securities (Peartree Securities - First placement)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Winsome Resources Ltd

Australia

4/19/2023

Ordinary

4/17/2023

WR1

Q97875100

CINS

3

Ratify Placement of Securities (PearTree Securities - Second Placement)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Winsome Resources Ltd

Australia

4/19/2023

Ordinary

4/17/2023

WR1

Q97875100

CINS

4

Ratify Placement of Securities (Listing Rule 7.1)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Winsome Resources Ltd

Australia

4/19/2023

Ordinary

4/17/2023

WR1

Q97875100

CINS

5

Ratify Placement of Securities (Listing Rule 7.1A)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Winsome Resources Ltd

Australia

4/19/2023

Ordinary

4/17/2023

WR1

Q97875100

CINS

6

Elect Stephen Biggins

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Winsome Resources Ltd

Australia

4/19/2023

Ordinary

4/17/2023

WR1

Q97875100

CINS

7

Equity Grant - Performance Rights (Chair Stephen Biggins)

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Winsome Resources Ltd

Australia

4/19/2023

Ordinary

4/17/2023

WR1

Q97875100

CINS

8

Equity Grant - Options (Chair Stephen Biggins)

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Winsome Resources Ltd

Australia

4/19/2023

Ordinary

4/17/2023

WR1

Q97875100

CINS

9

Approve Increase in NEDs' Fee Cap

Mgmt

N/A

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Winsome Resources Ltd

Australia

4/19/2023

Ordinary

4/17/2023

WR1

Q97875100

CINS

10

Ratify Placement of Securities (Glenn Griesbach)

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wolfden Resources Corporation

Canada

6/29/2023

Mix

5/23/2023

WLF

977750108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Wolfden Resources Corporation

Canada

6/29/2023

Mix

5/23/2023

WLF

977750108

CINS

2

Elect Ewan S. Downie

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Wolfden Resources Corporation

Canada

6/29/2023

Mix

5/23/2023

WLF

977750108

CINS

3

Elect Ronald Little

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wolfden Resources Corporation

Canada

6/29/2023

Mix

5/23/2023

WLF

977750108

CINS

4

Elect Ian Atkinson

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wolfden Resources Corporation

Canada

6/29/2023

Mix

5/23/2023

WLF

977750108

CINS

5

Elect Greg V. Etter

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wolfden Resources Corporation

Canada

6/29/2023

Mix

5/23/2023

WLF

977750108

CINS

6

Elect John Seaman

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wolfden Resources Corporation

Canada

6/29/2023

Mix

5/23/2023

WLF

977750108

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Wolfden Resources Corporation

Canada

6/29/2023

Mix

5/23/2023

WLF

977750108

CINS

8

Share Incentive Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Zinc8 Energy Solutions Inc.

Canada

12/8/2022

Mix

10/28/2022

ZAIR

98959U108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Global Resources Fund

Voted

Zinc8 Energy Solutions Inc.

Canada

12/8/2022

Mix

10/28/2022

ZAIR

98959U108

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Zinc8 Energy Solutions Inc.

Canada

12/8/2022

Mix

10/28/2022

ZAIR

98959U108

CINS

3

Elect Ronald MacDonald

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Zinc8 Energy Solutions Inc.

Canada

12/8/2022

Mix

10/28/2022

ZAIR

98959U108

CINS

4

Elect David Hodge

Mgmt

For

Against

U.S. Global Investors Funds Global Resources Fund

Voted

Zinc8 Energy Solutions Inc.

Canada

12/8/2022

Mix

10/28/2022

ZAIR

98959U108

CINS

5

Elect Charn Deol

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Zinc8 Energy Solutions Inc.

Canada

12/8/2022

Mix

10/28/2022

ZAIR

98959U108

CINS

6

Elect Storm Boswick

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Zinc8 Energy Solutions Inc.

Canada

12/8/2022

Mix

10/28/2022

ZAIR

98959U108

CINS

7

Elect Bernard Pinsky

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Zinc8 Energy Solutions Inc.

Canada

12/8/2022

Mix

10/28/2022

ZAIR

98959U108

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Zinc8 Energy Solutions Inc.

Canada

12/8/2022

Mix

10/28/2022

ZAIR

98959U108

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Global Resources Fund

Voted

Abaxx Technologies Inc.

Canada

4/14/2023

Special

3/10/2023

ABXX

00258V100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Abaxx Technologies Inc.

Canada

4/14/2023

Special

3/10/2023

ABXX

00258V100

CINS

2

Share Consolidation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Abaxx Technologies Inc.

Canada

4/14/2023

Special

3/10/2023

ABXX

00258V100

CINS

3

Amendment to the Restricted Stock Unit Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Abaxx Technologies Inc.

Canada

4/14/2023

Special

3/10/2023

ABXX

00258V100

CINS

4

Approval of Restricted Unit Grants

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

3

Elect Joshua Crumb

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

4

Elect Thom McMahon

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

5

Elect Margot Naudie

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

6

Elect Catherine Flax

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

7

Elect W. Scott Leckie

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

8

Elect Cyrus Hiramanek

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aclara Resources Inc.

Canada

5/3/2023

Mix

4/3/2023

ARA

00461M103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aclara Resources Inc.

Canada

5/3/2023

Mix

4/3/2023

ARA

00461M103

CINS

2

Elect Ramon Barua

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aclara Resources Inc.

Canada

5/3/2023

Mix

4/3/2023

ARA

00461M103

CINS

3

Elect Eduardo Hochschild

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aclara Resources Inc.

Canada

5/3/2023

Mix

4/3/2023

ARA

00461M103

CINS

4

Elect Paul Adams

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aclara Resources Inc.

Canada

5/3/2023

Mix

4/3/2023

ARA

00461M103

CINS

5

Elect Ignacio Bustamante

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aclara Resources Inc.

Canada

5/3/2023

Mix

4/3/2023

ARA

00461M103

CINS

6

Elect Catharine Farrow

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aclara Resources Inc.

Canada

5/3/2023

Mix

4/3/2023

ARA

00461M103

CINS

7

Elect Maria Olivia Recart

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aclara Resources Inc.

Canada

5/3/2023

Mix

4/3/2023

ARA

00461M103

CINS

8

Elect Sanjay Sarma

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aclara Resources Inc.

Canada

5/3/2023

Mix

4/3/2023

ARA

00461M103

CINS

9

Elect Nicolas Hochschild

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aclara Resources Inc.

Canada

5/3/2023

Mix

4/3/2023

ARA

00461M103

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aclara Resources Inc.

Canada

5/3/2023

Mix

4/3/2023

ARA

00461M103

CINS

11

Amendment to the Omnibus Long-Term Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Agnico Eagle Mines Limited

United States

4/28/2023

Annual

3/17/2023

AEM

8474108

CUSIP

1.1

Elect Leona Aglukkaq

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Agnico Eagle Mines Limited

United States

4/28/2023

Annual

3/17/2023

AEM

8474108

CUSIP

1.2

Elect Ammar Al-Joundi

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Agnico Eagle Mines Limited

United States

4/28/2023

Annual

3/17/2023

AEM

8474108

CUSIP

1.3

Elect Sean Boyd

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Agnico Eagle Mines Limited

United States

4/28/2023

Annual

3/17/2023

AEM

8474108

CUSIP

1.4

Elect Martine A. Celej

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Agnico Eagle Mines Limited

United States

4/28/2023

Annual

3/17/2023

AEM

8474108

CUSIP

1.5

Elect Robert J. Gemmell

Mgmt

For

Withhold

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Agnico Eagle Mines Limited

United States

4/28/2023

Annual

3/17/2023

AEM

8474108

CUSIP

1.6

Elect Jonathan Gill

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Agnico Eagle Mines Limited

United States

4/28/2023

Annual

3/17/2023

AEM

8474108

CUSIP

1.7

Elect Peter Grosskopf

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Agnico Eagle Mines Limited

United States

4/28/2023

Annual

3/17/2023

AEM

8474108

CUSIP

1.8

Elect Elizabeth Lewis-Gray

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Agnico Eagle Mines Limited

United States

4/28/2023

Annual

3/17/2023

AEM

8474108

CUSIP

1.9

Elect Deborah McCombe

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Agnico Eagle Mines Limited

United States

4/28/2023

Annual

3/17/2023

AEM

8474108

CUSIP

1.1

Elect Jeffrey Parr

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Agnico Eagle Mines Limited

United States

4/28/2023

Annual

3/17/2023

AEM

8474108

CUSIP

1.11

Elect J. Merfyn Roberts

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Agnico Eagle Mines Limited

United States

4/28/2023

Annual

3/17/2023

AEM

8474108

CUSIP

1.12

Elect Jamie C. Sokalsky

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Agnico Eagle Mines Limited

United States

4/28/2023

Annual

3/17/2023

AEM

8474108

CUSIP

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Agnico Eagle Mines Limited

United States

4/28/2023

Annual

3/17/2023

AEM

8474108

CUSIP

3

Advisory Vote on Executive Compensation

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.1

Elect Elaine Ellingham

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.2

Elect David Fleck

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.3

Elect David Gower

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.4

Elect Claire Kennedy

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.5

Elect John A. McCluskey

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.6

Elect Monique Mercier

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.7

Elect Paul J. Murphy

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.8

Elect J. Robert S. Prichard

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.9

Elect Shaun A. Usmar

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

3

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alkane Resources Limited

Australia

11/28/2022

Annual

11/25/2022

ALK

Q02024117

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alkane Resources Limited

Australia

11/28/2022

Annual

11/25/2022

ALK

Q02024117

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alkane Resources Limited

Australia

11/28/2022

Annual

11/25/2022

ALK

Q02024117

CINS

3

Re-elect Ian J. Gandel

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alkane Resources Limited

Australia

11/28/2022

Annual

11/25/2022

ALK

Q02024117

CINS

4

Re-elect David I. Chalmers

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alkane Resources Limited

Australia

11/28/2022

Annual

11/25/2022

ALK

Q02024117

CINS

5

Equity Grant (MD Nicholas Earner) - Performance Rights

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alkane Resources Limited

Australia

11/28/2022

Annual

11/25/2022

ALK

Q02024117

CINS

6

Equity Grant (Technical Director David Ian Chalmers) - Performance Rights

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alkane Resources Limited

Australia

11/28/2022

Annual

11/25/2022

ALK

Q02024117

CINS

7

Equity Grant (MD Nicholas Earner) - Restricted Performance Rights

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alkane Resources Limited

Australia

11/28/2022

Annual

11/25/2022

ALK

Q02024117

CINS

8

Equity Grant (Technical Director David Ian Chalmers) - Restricted Performance Rights

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alkane Resources Limited

Australia

11/28/2022

Annual

11/25/2022

ALK

Q02024117

CINS

9

Approve Performance Rights Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alkane Resources Limited

Australia

11/28/2022

Annual

11/25/2022

ALK

Q02024117

CINS

10

Amendment to Constitution

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alkane Resources Limited

Australia

11/28/2022

Annual

11/25/2022

ALK

Q02024117

CINS

11

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Alkane Resources Limited

Australia

11/28/2022

Annual

11/25/2022

ALK

Q02024117

CINS

12

Renew Proportional Takeover Provisions

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Andean Precious Metals Corp.

Canada

9/8/2022

Mix

7/28/2022

APM

03349X101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Andean Precious Metals Corp.

Canada

9/8/2022

Mix

7/28/2022

APM

03349X101

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Andean Precious Metals Corp.

Canada

9/8/2022

Mix

7/28/2022

APM

03349X101

CINS

3

Elect Alberto Morales

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Andean Precious Metals Corp.

Canada

9/8/2022

Mix

7/28/2022

APM

03349X101

CINS

4

Elect Simon Griffiths

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Andean Precious Metals Corp.

Canada

9/8/2022

Mix

7/28/2022

APM

03349X101

CINS

5

Elect Peter V. Gundy

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Andean Precious Metals Corp.

Canada

9/8/2022

Mix

7/28/2022

APM

03349X101

CINS

6

Elect Grant Angwin

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Andean Precious Metals Corp.

Canada

9/8/2022

Mix

7/28/2022

APM

03349X101

CINS

7

Elect Ramiro Gerardo Villarreal Morales

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Andean Precious Metals Corp.

Canada

9/8/2022

Mix

7/28/2022

APM

03349X101

CINS

8

Elect Felipe Carlos Canales Tijerina

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Andean Precious Metals Corp.

Canada

9/8/2022

Mix

7/28/2022

APM

03349X101

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Andean Precious Metals Corp.

Canada

9/8/2022

Mix

7/28/2022

APM

03349X101

CINS

10

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Andean Precious Metals Corp.

Canada

9/8/2022

Mix

7/28/2022

APM

03349X101

CINS

11

Approval of Omnibus Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

1

Re-elect Alan M. Ferguson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

2

Re-elect Albert H. Garner

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

3

Re-elect Rhidwaan Gasant

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

4

Elect Gillian Doran

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

5

Elect Audit and Risk Committee Member (Alan M. Ferguson)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

6

Elect Audit and Risk Committee Member (Albert H. Garner)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

7

Elect Audit and Risk Committee Member (Rhidwaan Gasant)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

8

Elect Audit and Risk Committee Member (Scott Lawson)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

9

Elect Audit and Risk Committee Member (Jochen E. Tilk)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

10

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

11

General Authority to Issue Shares

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

12

Approve Remuneration Policy

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

13

Approve Remuneration Implementation Report

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

14

Approve NEDs' Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

15

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

16

Authority to Issue Shares for Cash

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

17

Approve Financial Assistance (Sections 44 & 45)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Anglogold Ashanti Limited

United States

5/15/2023

Annual

4/4/2023

ANG

35128206

CUSIP

18

Authorisation of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Argonaut Gold Inc.

Canada

5/5/2023

Mix

3/20/2023

AR

04016A101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Argonaut Gold Inc.

Canada

5/5/2023

Mix

3/20/2023

AR

04016A101

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Argonaut Gold Inc.

Canada

5/5/2023

Mix

3/20/2023

AR

04016A101

CINS

3

Elect James E. Kofman

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Argonaut Gold Inc.

Canada

5/5/2023

Mix

3/20/2023

AR

04016A101

CINS

4

Elect Richard A. Young

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Argonaut Gold Inc.

Canada

5/5/2023

Mix

3/20/2023

AR

04016A101

CINS

5

Elect Ian  Atkinson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Argonaut Gold Inc.

Canada

5/5/2023

Mix

3/20/2023

AR

04016A101

CINS

6

Elect Stephen Lang

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Argonaut Gold Inc.

Canada

5/5/2023

Mix

3/20/2023

AR

04016A101

CINS

7

Elect Dale C. Peniuk

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Argonaut Gold Inc.

Canada

5/5/2023

Mix

3/20/2023

AR

04016A101

CINS

8

Elect Paula Rogers

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Argonaut Gold Inc.

Canada

5/5/2023

Mix

3/20/2023

AR

04016A101

CINS

9

Elect Audra Walsh

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Argonaut Gold Inc.

Canada

5/5/2023

Mix

3/20/2023

AR

04016A101

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Argonaut Gold Inc.

Canada

5/5/2023

Mix

3/20/2023

AR

04016A101

CINS

11

Approval of the Share Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Argonaut Gold Inc.

Canada

5/5/2023

Mix

3/20/2023

AR

04016A101

CINS

12

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aris Gold Corporation

Canada

9/19/2022

Special

8/15/2022

ARIS

04040X101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aris Gold Corporation

Canada

9/19/2022

Special

8/15/2022

ARIS

04040X101

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aris Gold Corporation

Canada

9/19/2022

Special

8/15/2022

ARIS

04040X101

CINS

3

Merger with GCM Mining Corp

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

2

Elect David Laing

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

3

Elect George Ogilvie

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

4

Elect Alan Edwards

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

5

Elect Isabella Bertani

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

6

Elect Mark Palmer

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

7

Elect Sarah A. Strunk

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

2

Elect Yves Grou

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

3

Elect Natacha Garoute

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

4

Elect Jurgen Hambrecht

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

5

Elect Benoit La Salle

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

6

Elect Eloise Martin

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

7

Elect Marc Nolet de Brauwere van Steeland

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

8

Elect Nikolaos Sofronis

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

9

Elect Robert Taub

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

11

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

B2Gold Corp.

United States

6/23/2023

Annual

5/12/2023

BTO

11777Q209

CUSIP

1

Board Size

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

B2Gold Corp.

United States

6/23/2023

Annual

5/12/2023

BTO

11777Q209

CUSIP

2.1

Elect Clive Johnson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

B2Gold Corp.

United States

6/23/2023

Annual

5/12/2023

BTO

11777Q209

CUSIP

2.2

Elect Jerry R. Korpan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

B2Gold Corp.

United States

6/23/2023

Annual

5/12/2023

BTO

11777Q209

CUSIP

2.3

Elect Kevin Bullock

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

B2Gold Corp.

United States

6/23/2023

Annual

5/12/2023

BTO

11777Q209

CUSIP

2.4

Elect George Johnson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

B2Gold Corp.

United States

6/23/2023

Annual

5/12/2023

BTO

11777Q209

CUSIP

2.5

Elect Robin Weisman

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

B2Gold Corp.

United States

6/23/2023

Annual

5/12/2023

BTO

11777Q209

CUSIP

2.6

Elect Liane Kelly

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

B2Gold Corp.

United States

6/23/2023

Annual

5/12/2023

BTO

11777Q209

CUSIP

2.7

Elect Lisa Pankratz

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

B2Gold Corp.

United States

6/23/2023

Annual

5/12/2023

BTO

11777Q209

CUSIP

2.8

Elect Thabile Makgala

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

B2Gold Corp.

United States

6/23/2023

Annual

5/12/2023

BTO

11777Q209

CUSIP

2.9

Elect Kelvin Dushnisky

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

B2Gold Corp.

United States

6/23/2023

Annual

5/12/2023

BTO

11777Q209

CUSIP

3

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

B2Gold Corp.

United States

6/23/2023

Annual

5/12/2023

BTO

11777Q209

CUSIP

4

Amendment to Restricted Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

B2Gold Corp.

United States

6/23/2023

Annual

5/12/2023

BTO

11777Q209

CUSIP

5

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

2

Ratify Placement of Securities (Listing Rule 7.1)

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

3

Ratify Placement of Securities (Listing Rule 7.1A)

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

4

Approve Issue of Securities (Chair Paul Chapman)

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

5

Approve Issue of Securities (NED Philip Crutchfield)

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

6

Approve Issue of Securities (NED Les David)

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

7

Approve Issue of Securities (NED Tony Polglase)

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

8

Ratify Placement of Securities (Duketon Mining Ltd)

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

9

Approve Issue of Securities (White Cliffs Minerals Ltd)

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

11/24/2022

Annual

11/22/2022

BC8

Q1R287103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

11/24/2022

Annual

11/22/2022

BC8

Q1R287103

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

11/24/2022

Annual

11/22/2022

BC8

Q1R287103

CINS

3

Re-elect Tony Polglase

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

11/24/2022

Annual

11/22/2022

BC8

Q1R287103

CINS

4

Approve 10% Placement Facility

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

11/24/2022

Annual

11/22/2022

BC8

Q1R287103

CINS

5

Equity Grant (MD Gareth Solly)

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

11/24/2022

Annual

11/22/2022

BC8

Q1R287103

CINS

6

Amendments to Constitution (Virtual Meetings)

Mgmt

N/A

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Black Cat Syndicate Limited

Australia

11/24/2022

Annual

11/22/2022

BC8

Q1R287103

CINS

7

Renew Proportional Takeover Provisions

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Caledonia Mining Corporation Plc

United States

5/9/2023

Annual

3/15/2023

CMCL

G1757E113

CUSIP

1

Elect Leigh A. Wilson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Caledonia Mining Corporation Plc

United States

5/9/2023

Annual

3/15/2023

CMCL

G1757E113

CUSIP

2

Elect Steven Curtis

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Caledonia Mining Corporation Plc

United States

5/9/2023

Annual

3/15/2023

CMCL

G1757E113

CUSIP

3

Elect Mark Learmonth

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Caledonia Mining Corporation Plc

United States

5/9/2023

Annual

3/15/2023

CMCL

G1757E113

CUSIP

4

Elect John Kelly

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Caledonia Mining Corporation Plc

United States

5/9/2023

Annual

3/15/2023

CMCL

G1757E113

CUSIP

5

Elect Johannes (Johan) A. Holtzhausen

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Caledonia Mining Corporation Plc

United States

5/9/2023

Annual

3/15/2023

CMCL

G1757E113

CUSIP

6

Elect Dana Roets

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Caledonia Mining Corporation Plc

United States

5/9/2023

Annual

3/15/2023

CMCL

G1757E113

CUSIP

7

Elect Nick Clarke

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Caledonia Mining Corporation Plc

United States

5/9/2023

Annual

3/15/2023

CMCL

G1757E113

CUSIP

8

Elect Geralda Wildschutt

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Caledonia Mining Corporation Plc

United States

5/9/2023

Annual

3/15/2023

CMCL

G1757E113

CUSIP

9

Elect Gordon Wylie

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Caledonia Mining Corporation Plc

United States

5/9/2023

Annual

3/15/2023

CMCL

G1757E113

CUSIP

10

Elect Victor Gapare

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Caledonia Mining Corporation Plc

United States

5/9/2023

Annual

3/15/2023

CMCL

G1757E113

CUSIP

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Caledonia Mining Corporation Plc

United States

5/9/2023

Annual

3/15/2023

CMCL

G1757E113

CUSIP

12

Elect Johannes (Johan) A. Holtzhausen

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Caledonia Mining Corporation Plc

United States

5/9/2023

Annual

3/15/2023

CMCL

G1757E113

CUSIP

13

Elect John Kelly

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Caledonia Mining Corporation Plc

United States

5/9/2023

Annual

3/15/2023

CMCL

G1757E113

CUSIP

14

Elect Geralda Wildschutt

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Capital Limited

Bermuda

5/18/2023

Annual

5/16/2023

CAPD

G02241100

CINS

1

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Capital Limited

Bermuda

5/18/2023

Annual

5/16/2023

CAPD

G02241100

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Capital Limited

Bermuda

5/18/2023

Annual

5/16/2023

CAPD

G02241100

CINS

3

Elect Alexander J. Davidson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Capital Limited

Bermuda

5/18/2023

Annual

5/16/2023

CAPD

G02241100

CINS

4

Elect David Abery

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Capital Limited

Bermuda

5/18/2023

Annual

5/16/2023

CAPD

G02241100

CINS

5

Elect Michael Rawlinson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Capital Limited

Bermuda

5/18/2023

Annual

5/16/2023

CAPD

G02241100

CINS

6

Elect Jamie P. Boyton

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Capital Limited

Bermuda

5/18/2023

Annual

5/16/2023

CAPD

G02241100

CINS

7

Elect Peter Stokes

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Capital Limited

Bermuda

5/18/2023

Annual

5/16/2023

CAPD

G02241100

CINS

8

Elect Brian Rudd

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Capital Limited

Bermuda

5/18/2023

Annual

5/16/2023

CAPD

G02241100

CINS

9

Elect Catherine J. Boggs

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Capital Limited

Bermuda

5/18/2023

Annual

5/16/2023

CAPD

G02241100

CINS

10

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Capital Limited

Bermuda

5/18/2023

Annual

5/16/2023

CAPD

G02241100

CINS

11

Authority to Set Auditor's Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Capital Limited

Bermuda

5/18/2023

Annual

5/16/2023

CAPD

G02241100

CINS

12

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Capital Limited

Bermuda

5/18/2023

Annual

5/16/2023

CAPD

G02241100

CINS

13

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Capital Limited

Bermuda

5/18/2023

Annual

5/16/2023

CAPD

G02241100

CINS

14

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Catalyst Metals Ltd

Australia

5/10/2023

Ordinary

5/8/2023

CYL

Q2144G109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Catalyst Metals Ltd

Australia

5/10/2023

Ordinary

5/8/2023

CYL

Q2144G109

CINS

2

Ratify Placement of Securities (Tranche 1 Placement)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Catalyst Metals Ltd

Australia

5/10/2023

Ordinary

5/8/2023

CYL

Q2144G109

CINS

3

Approve Issue of Securities (Chair Stephen Boston)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Catalyst Metals Ltd

Australia

5/10/2023

Ordinary

5/8/2023

CYL

Q2144G109

CINS

4

Approve Issue of Securities (NED James Champion de Crespigny)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Catalyst Metals Ltd

Australia

5/10/2023

Ordinary

5/8/2023

CYL

Q2144G109

CINS

5

Approve Issue of Securities (NED Robin Scrimgeour)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

1

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

2

Final Dividend

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

3

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

4

Increase in NED Fee Cap

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

5

Elect James E. Rutherford

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

6

Elect Martin Horgan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

7

Elect Ross Jerrard

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

8

Elect Sally Eyre

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

9

Elect Marna Cloete

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

10

Elect Catharine Farrow

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

11

Elect Hendrik (Hennie) Johannes Faul

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

12

Elect Ibrahim Fawzy

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

13

Elect Mark Bankes

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

14

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

15

Authority to Set Auditor's Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

16

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

17

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

18

Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centamin Plc

Jersey

5/23/2023

Annual

CEY

G2055Q105

CINS

19

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centerra Gold Inc.

Canada

5/9/2023

Mix

3/24/2023

CG

152006102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centerra Gold Inc.

Canada

5/9/2023

Mix

3/24/2023

CG

152006102

CINS

2

Elect Richard W. Connor

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centerra Gold Inc.

Canada

5/9/2023

Mix

3/24/2023

CG

152006102

CINS

3

Elect Wendy Kei

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centerra Gold Inc.

Canada

5/9/2023

Mix

3/24/2023

CG

152006102

CINS

4

Elect Michael S. Parrett

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centerra Gold Inc.

Canada

5/9/2023

Mix

3/24/2023

CG

152006102

CINS

5

Elect Jacques Perron

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centerra Gold Inc.

Canada

5/9/2023

Mix

3/24/2023

CG

152006102

CINS

6

Elect Sheryl K. Pressler

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centerra Gold Inc.

Canada

5/9/2023

Mix

3/24/2023

CG

152006102

CINS

7

Elect Paul Tomory

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centerra Gold Inc.

Canada

5/9/2023

Mix

3/24/2023

CG

152006102

CINS

8

Elect Paul N. Wright

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centerra Gold Inc.

Canada

5/9/2023

Mix

3/24/2023

CG

152006102

CINS

9

Elect Susan Yurkovich

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centerra Gold Inc.

Canada

5/9/2023

Mix

3/24/2023

CG

152006102

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centerra Gold Inc.

Canada

5/9/2023

Mix

3/24/2023

CG

152006102

CINS

11

Approval of Omnibus Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Centerra Gold Inc.

Canada

5/9/2023

Mix

3/24/2023

CG

152006102

CINS

12

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Chrysos Corporation Ltd

Australia

11/28/2022

Annual

11/25/2022

C79

Q2384D105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Chrysos Corporation Ltd

Australia

11/28/2022

Annual

11/25/2022

C79

Q2384D105

CINS

2

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Chrysos Corporation Ltd

Australia

11/28/2022

Annual

11/25/2022

C79

Q2384D105

CINS

3

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Chrysos Corporation Ltd

Australia

11/28/2022

Annual

11/25/2022

C79

Q2384D105

CINS

4

Re-elect Robert Adamson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Chrysos Corporation Ltd

Australia

11/28/2022

Annual

11/25/2022

C79

Q2384D105

CINS

5

Re-elect Eric Ford

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

DDH1 Limited

Australia

11/4/2022

Annual

11/2/2022

DDH

Q3126S103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

DDH1 Limited

Australia

11/4/2022

Annual

11/2/2022

DDH

Q3126S103

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

DDH1 Limited

Australia

11/4/2022

Annual

11/2/2022

DDH

Q3126S103

CINS

3

Re-elect Andrea Sutton

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

DDH1 Limited

Australia

11/4/2022

Annual

11/2/2022

DDH

Q3126S103

CINS

4

Re-elect Murray Pollock

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

DDH1 Limited

Australia

11/4/2022

Annual

11/2/2022

DDH

Q3126S103

CINS

5

Equity Grant (MD/CEO Sy van Dyk)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

DDH1 Limited

Australia

11/4/2022

Annual

11/2/2022

DDH

Q3126S103

CINS

6

Approve Financial Assistance

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

2

Elect Jaimie Donovan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

3

Elect R. Peter Gillin

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

4

Elect Nicole S. Adshead-Bell

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

5

Elect Kalidas V. Madhavpeddi

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

6

Elect Juanita Montalvo

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

7

Elect David Rae

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

8

Elect Marie-Anne Tawil

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

9

Elect Anthony P. Walsh

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Dundee Precious Metals Inc.

Canada

5/4/2023

Annual

3/17/2023

DPM

265269209

CINS

11

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Eldorado Gold Corporation

United States

6/8/2023

Annual

4/18/2023

ELD

284902509

CUSIP

1

Elect Carissa Browning

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Eldorado Gold Corporation

United States

6/8/2023

Annual

4/18/2023

ELD

284902509

CUSIP

2

Elect George Burns

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Eldorado Gold Corporation

United States

6/8/2023

Annual

4/18/2023

ELD

284902509

CUSIP

3

Elect Teresa Conway

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Eldorado Gold Corporation

United States

6/8/2023

Annual

4/18/2023

ELD

284902509

CUSIP

4

Elect Catharine Farrow

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Eldorado Gold Corporation

United States

6/8/2023

Annual

4/18/2023

ELD

284902509

CUSIP

5

Elect Pamela M. Gibson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Eldorado Gold Corporation

United States

6/8/2023

Annual

4/18/2023

ELD

284902509

CUSIP

6

Elect Judith Mosely

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Eldorado Gold Corporation

United States

6/8/2023

Annual

4/18/2023

ELD

284902509

CUSIP

7

Elect Steven P. Reid

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Eldorado Gold Corporation

United States

6/8/2023

Annual

4/18/2023

ELD

284902509

CUSIP

8

Elect Stephen Walker

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Eldorado Gold Corporation

United States

6/8/2023

Annual

4/18/2023

ELD

284902509

CUSIP

9

Elect John Webster

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Eldorado Gold Corporation

United States

6/8/2023

Annual

4/18/2023

ELD

284902509

CUSIP

10

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Eldorado Gold Corporation

United States

6/8/2023

Annual

4/18/2023

ELD

284902509

CUSIP

11

Authority to Set Auditor's Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Eldorado Gold Corporation

United States

6/8/2023

Annual

4/18/2023

ELD

284902509

CUSIP

12

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Emerald Resources NL

Australia

11/24/2022

Annual

11/22/2022

EMR

Q3464L108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Emerald Resources NL

Australia

11/24/2022

Annual

11/22/2022

EMR

Q3464L108

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Emerald Resources NL

Australia

11/24/2022

Annual

11/22/2022

EMR

Q3464L108

CINS

3

Elect Jay Hughes

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Emerald Resources NL

Australia

11/24/2022

Annual

11/22/2022

EMR

Q3464L108

CINS

4

Elect Michael Bowen

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Emerald Resources NL

Australia

11/24/2022

Annual

11/22/2022

EMR

Q3464L108

CINS

5

Re-elect Ross F. Stanley

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Emerald Resources NL

Australia

11/24/2022

Annual

11/22/2022

EMR

Q3464L108

CINS

6

Equity Grant (Executive Director Michael Evans)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Emerald Resources NL

Australia

11/24/2022

Annual

11/22/2022

EMR

Q3464L108

CINS

7

Approve Increase in NEDs' Fee Cap

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Empress Royalty Corp.

Canada

9/28/2022

Mix

8/24/2022

EMPR

292454105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Empress Royalty Corp.

Canada

9/28/2022

Mix

8/24/2022

EMPR

292454105

CINS

2

Elect David Rhodes

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Empress Royalty Corp.

Canada

9/28/2022

Mix

8/24/2022

EMPR

292454105

CINS

3

Elect Alexandra Woodyer Sherron

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Empress Royalty Corp.

Canada

9/28/2022

Mix

8/24/2022

EMPR

292454105

CINS

4

Elect Jeremy Bond

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Empress Royalty Corp.

Canada

9/28/2022

Mix

8/24/2022

EMPR

292454105

CINS

5

Elect Paul Mainwaring

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Empress Royalty Corp.

Canada

9/28/2022

Mix

8/24/2022

EMPR

292454105

CINS

6

Elect George Wesley Roberts

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Empress Royalty Corp.

Canada

9/28/2022

Mix

8/24/2022

EMPR

292454105

CINS

7

Elect Natascha Kiernan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Empress Royalty Corp.

Canada

9/28/2022

Mix

8/24/2022

EMPR

292454105

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Empress Royalty Corp.

Canada

9/28/2022

Mix

8/24/2022

EMPR

292454105

CINS

9

Approval of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Empress Royalty Corp.

Canada

9/28/2022

Mix

8/24/2022

EMPR

292454105

CINS

10

Approval of the Equity Incentive Plan

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

EMX Royalty Corporation

Canada

6/28/2023

Mix

5/12/2023

EMX

26873J107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

EMX Royalty Corporation

Canada

6/28/2023

Mix

5/12/2023

EMX

26873J107

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

EMX Royalty Corporation

Canada

6/28/2023

Mix

5/12/2023

EMX

26873J107

CINS

3

Elect David Cole

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

EMX Royalty Corporation

Canada

6/28/2023

Mix

5/12/2023

EMX

26873J107

CINS

4

Elect Sunny Lowe

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

EMX Royalty Corporation

Canada

6/28/2023

Mix

5/12/2023

EMX

26873J107

CINS

5

Elect Henrik Lundin

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

EMX Royalty Corporation

Canada

6/28/2023

Mix

5/12/2023

EMX

26873J107

CINS

6

Elect Larry M. Okada

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

EMX Royalty Corporation

Canada

6/28/2023

Mix

5/12/2023

EMX

26873J107

CINS

7

Elect Geoff Smith

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

EMX Royalty Corporation

Canada

6/28/2023

Mix

5/12/2023

EMX

26873J107

CINS

8

Elect Michael D. Winn

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

EMX Royalty Corporation

Canada

6/28/2023

Mix

5/12/2023

EMX

26873J107

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

EMX Royalty Corporation

Canada

6/28/2023

Mix

5/12/2023

EMX

26873J107

CINS

10

Ratification of Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

EMX Royalty Corporation

Canada

6/28/2023

Mix

5/12/2023

EMX

26873J107

CINS

11

Amendment to the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

EMX Royalty Corporation

Canada

6/28/2023

Mix

5/12/2023

EMX

26873J107

CINS

12

Amendment to Restricted Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Firefinch Limited

Australia

5/31/2023

Annual

5/29/2023

FFX

Q3917G102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Firefinch Limited

Australia

5/31/2023

Annual

5/29/2023

FFX

Q3917G102

CINS

2

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Firefinch Limited

Australia

5/31/2023

Annual

5/29/2023

FFX

Q3917G102

CINS

3

Re-elect Bradley Gordon

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

1

Elect David Harquail

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

2

Elect Paul Brink

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

3

Elect Tom Albanese

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

4

Elect Derek W. Evans

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

5

Elect Catharine Farrow

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

6

Elect Maureen Jensen

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

7

Elect Jennifer Maki

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

8

Elect Randall Oliphant

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

9

Elect Jacques Perron

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Franco-Nevada Corporation

United States

5/2/2023

Annual

3/14/2023

FNV

351858105

CUSIP

11

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Freeport-McMoRan Inc.

United States

6/6/2023

Annual

4/10/2023

FCX

35671D857

CUSIP

1

Elect David P. Abney

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Freeport-McMoRan Inc.

United States

6/6/2023

Annual

4/10/2023

FCX

35671D857

CUSIP

2

Elect Richard C. Adkerson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Freeport-McMoRan Inc.

United States

6/6/2023

Annual

4/10/2023

FCX

35671D857

CUSIP

3

Elect Marcela E. Donadio

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Freeport-McMoRan Inc.

United States

6/6/2023

Annual

4/10/2023

FCX

35671D857

CUSIP

4

Elect Robert W. Dudley

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Freeport-McMoRan Inc.

United States

6/6/2023

Annual

4/10/2023

FCX

35671D857

CUSIP

5

Elect Hugh Grant

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Freeport-McMoRan Inc.

United States

6/6/2023

Annual

4/10/2023

FCX

35671D857

CUSIP

6

Elect Lydia H. Kennard

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Freeport-McMoRan Inc.

United States

6/6/2023

Annual

4/10/2023

FCX

35671D857

CUSIP

7

Elect Ryan M. Lance

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Freeport-McMoRan Inc.

United States

6/6/2023

Annual

4/10/2023

FCX

35671D857

CUSIP

8

Elect Sara Grootwassink Lewis

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Freeport-McMoRan Inc.

United States

6/6/2023

Annual

4/10/2023

FCX

35671D857

CUSIP

9

Elect Dustan E. McCoy

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Freeport-McMoRan Inc.

United States

6/6/2023

Annual

4/10/2023

FCX

35671D857

CUSIP

10

Elect Kathleen L. Quirk

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Freeport-McMoRan Inc.

United States

6/6/2023

Annual

4/10/2023

FCX

35671D857

CUSIP

11

Elect John J. Stephens

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Freeport-McMoRan Inc.

United States

6/6/2023

Annual

4/10/2023

FCX

35671D857

CUSIP

12

Elect Frances F. Townsend

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Freeport-McMoRan Inc.

United States

6/6/2023

Annual

4/10/2023

FCX

35671D857

CUSIP

13

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Freeport-McMoRan Inc.

United States

6/6/2023

Annual

4/10/2023

FCX

35671D857

CUSIP

14

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Freeport-McMoRan Inc.

United States

6/6/2023

Annual

4/10/2023

FCX

35671D857

CUSIP

15

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

GCM Mining Corp.

Canada

9/19/2022

Special

8/15/2022

GCM

36168L105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

GCM Mining Corp.

Canada

9/19/2022

Special

8/15/2022

GCM

36168L105

CINS

2

Issuance of Shares for Merger with Aris Gold Corp

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

GCM Mining Corp.

Canada

9/19/2022

Special

8/15/2022

GCM

36168L105

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gogold Resources Inc.

Canada

3/23/2023

Annual

2/21/2023

GGD

38045Y102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gogold Resources Inc.

Canada

3/23/2023

Annual

2/21/2023

GGD

38045Y102

CINS

2

Elect John Turner

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gogold Resources Inc.

Canada

3/23/2023

Annual

2/21/2023

GGD

38045Y102

CINS

3

Elect Karen Flores

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gogold Resources Inc.

Canada

3/23/2023

Annual

2/21/2023

GGD

38045Y102

CINS

4

Elect Phillip Gaunce

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gogold Resources Inc.

Canada

3/23/2023

Annual

2/21/2023

GGD

38045Y102

CINS

5

Elect George Waye

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gogold Resources Inc.

Canada

3/23/2023

Annual

2/21/2023

GGD

38045Y102

CINS

6

Elect Terrence Cooper

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gogold Resources Inc.

Canada

3/23/2023

Annual

2/21/2023

GGD

38045Y102

CINS

7

Elect Bradley Langille

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gogold Resources Inc.

Canada

3/23/2023

Annual

2/21/2023

GGD

38045Y102

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gogold Resources Inc.

Canada

3/23/2023

Annual

2/21/2023

GGD

38045Y102

CINS

9

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

1

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

2

Elect Martin Preece

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

3

Re-elect Yunus G.H. Suleman

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

4

Re-elect Terence P. Goodlace

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

5

Re-elect Philisiwe G. Sibiya

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

6

Elect Audit Committee Chair (Philisiwe Sibiya)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

7

Elect Audit Committee Member (Alhassan Andani)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

8

Elect Audit Committee Member (Peter J. Bacchus)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

9

General Authority to Issue Shares

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

10

Approve Remuneration Policy

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

11

Approve Remuneration Implementation Report

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

12

Authority to Issue Shares for Cash

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

13

Approve NEDs' Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

14

Approve NEDs' Fees (Board Chair)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

15

Approve NEDs' Fees (Lead Independent Director)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

16

Approve NEDs' Fees (Board Member)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

17

Approve NEDs' Fees (Audit Committee Chair)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

18

Approve NEDs' Fees (Other Committees Chairs)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

19

Approve NEDs' Fees (Audit Committee Member)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

20

Approve NEDs' Fees (Other Committees Members)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

21

Approve NEDs' Fees (Ad-Hoc Committee Chair)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

22

Approve NEDs' Fees (Ad-Hoc Committee Member)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

23

Approve Financial Assistance (Sections 44 & 45)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Fields Limited

United States

5/24/2023

Annual

4/18/2023

GFI

38059T106

CUSIP

24

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Resource Corporation

United States

6/15/2023

Annual

4/17/2023

GORO

38068T105

CUSIP

1.1

Elect Alex G. Morrison

Mgmt

For

Withhold

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Resource Corporation

United States

6/15/2023

Annual

4/17/2023

GORO

38068T105

CUSIP

1.2

Elect Allen Palmiere

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Resource Corporation

United States

6/15/2023

Annual

4/17/2023

GORO

38068T105

CUSIP

1.3

Elect Lila Manassa Murphy

Mgmt

For

Withhold

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Resource Corporation

United States

6/15/2023

Annual

4/17/2023

GORO

38068T105

CUSIP

1.4

Elect Joseph Driscoll

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Resource Corporation

United States

6/15/2023

Annual

4/17/2023

GORO

38068T105

CUSIP

1.5

Elect Ron Little

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Resource Corporation

United States

6/15/2023

Annual

4/17/2023

GORO

38068T105

CUSIP

2

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Resource Corporation

United States

6/15/2023

Annual

4/17/2023

GORO

38068T105

CUSIP

3

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Gold Resource Corporation

United States

6/15/2023

Annual

4/17/2023

GORO

38068T105

CUSIP

4

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Harmony Gold Mining Company Limited

United States

11/29/2022

Annual

10/24/2022

HAR

413216300

CUSIP

1

Elect Bongani Nqwababa

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Harmony Gold Mining Company Limited

United States

11/29/2022

Annual

10/24/2022

HAR

413216300

CUSIP

2

Elect Marthinus (Martin) J.L. Prinsloo

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Harmony Gold Mining Company Limited

United States

11/29/2022

Annual

10/24/2022

HAR

413216300

CUSIP

3

Re-elect Given R. Sibiya

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Harmony Gold Mining Company Limited

United States

11/29/2022

Annual

10/24/2022

HAR

413216300

CUSIP

4

Re-elect Mavuso Msimang

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Harmony Gold Mining Company Limited

United States

11/29/2022

Annual

10/24/2022

HAR

413216300

CUSIP

5

Re-elect Audit and Risk Committee Member (John Wetton)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Harmony Gold Mining Company Limited

United States

11/29/2022

Annual

10/24/2022

HAR

413216300

CUSIP

6

Re-elect Audit and Risk Committee Member (Karabo Nondumo)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Harmony Gold Mining Company Limited

United States

11/29/2022

Annual

10/24/2022

HAR

413216300

CUSIP

7

Re-elect Audit and Risk Committee Member (Given Sibiya)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Harmony Gold Mining Company Limited

United States

11/29/2022

Annual

10/24/2022

HAR

413216300

CUSIP

8

Elect Audit and Risk Committee Member (Bongani Nqwababa)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Harmony Gold Mining Company Limited

United States

11/29/2022

Annual

10/24/2022

HAR

413216300

CUSIP

9

Elect Audit and Risk Committee Member (Martin Prinsloo)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Harmony Gold Mining Company Limited

United States

11/29/2022

Annual

10/24/2022

HAR

413216300

CUSIP

10

Appointment of Auditor (FY 2023)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Harmony Gold Mining Company Limited

United States

11/29/2022

Annual

10/24/2022

HAR

413216300

CUSIP

11

Appointment of Auditor (FY 2024)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Harmony Gold Mining Company Limited

United States

11/29/2022

Annual

10/24/2022

HAR

413216300

CUSIP

12

Approve Remuneration Policy

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Harmony Gold Mining Company Limited

United States

11/29/2022

Annual

10/24/2022

HAR

413216300

CUSIP

13

Approve Remuneration Implementation Report

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Harmony Gold Mining Company Limited

United States

11/29/2022

Annual

10/24/2022

HAR

413216300

CUSIP

14

Authority to Issue Shares for Cash

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Harmony Gold Mining Company Limited

United States

11/29/2022

Annual

10/24/2022

HAR

413216300

CUSIP

15

Approve NEDs' Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Hecla Mining Company

United States

5/23/2023

Annual

3/24/2023

HL

422704106

CUSIP

1

Elect Phillips S. Baker, Jr.

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Hecla Mining Company

United States

5/23/2023

Annual

3/24/2023

HL

422704106

CUSIP

2

Elect George R. Johnson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Hecla Mining Company

United States

5/23/2023

Annual

3/24/2023

HL

422704106

CUSIP

3

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Hecla Mining Company

United States

5/23/2023

Annual

3/24/2023

HL

422704106

CUSIP

4

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Hecla Mining Company

United States

5/23/2023

Annual

3/24/2023

HL

422704106

CUSIP

5

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

i-80 Gold Corp.

Canada

5/9/2023

Mix

3/31/2023

IAU

44955L106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

i-80 Gold Corp.

Canada

5/9/2023

Mix

3/31/2023

IAU

44955L106

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

i-80 Gold Corp.

Canada

5/9/2023

Mix

3/31/2023

IAU

44955L106

CINS

3

Elect Ronald W. Clayton

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

i-80 Gold Corp.

Canada

5/9/2023

Mix

3/31/2023

IAU

44955L106

CINS

4

Elect Ewan S. Downie

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

i-80 Gold Corp.

Canada

5/9/2023

Mix

3/31/2023

IAU

44955L106

CINS

5

Elect Eva Bellissimo

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

i-80 Gold Corp.

Canada

5/9/2023

Mix

3/31/2023

IAU

44955L106

CINS

6

Elect John Begeman

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

i-80 Gold Corp.

Canada

5/9/2023

Mix

3/31/2023

IAU

44955L106

CINS

7

Elect John Seaman

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

i-80 Gold Corp.

Canada

5/9/2023

Mix

3/31/2023

IAU

44955L106

CINS

8

Elect Greg Smith

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

i-80 Gold Corp.

Canada

5/9/2023

Mix

3/31/2023

IAU

44955L106

CINS

9

Elect Arthur Einav

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

i-80 Gold Corp.

Canada

5/9/2023

Mix

3/31/2023

IAU

44955L106

CINS

10

Elect Christina McCarthy

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

i-80 Gold Corp.

Canada

5/9/2023

Mix

3/31/2023

IAU

44955L106

CINS

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Imdex Limited

Australia

3/30/2023

Special

3/28/2023

IMD

Q4878M104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Imdex Limited

Australia

3/30/2023

Special

3/28/2023

IMD

Q4878M104

CINS

2

Ratify Issue of Placement Securities

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Imdex Limited

Australia

3/30/2023

Special

3/28/2023

IMD

Q4878M104

CINS

3

Approve Issue of Securities

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Imdex Limited

Australia

3/30/2023

Special

3/28/2023

IMD

Q4878M104

CINS

4

Approve Issue of Securities (Chair Anthony Wooles)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Imdex Limited

Australia

3/30/2023

Special

3/28/2023

IMD

Q4878M104

CINS

5

Approve Issue of Securities (NED Ivan Gusavino)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Imdex Limited

Australia

3/30/2023

Special

3/28/2023

IMD

Q4878M104

CINS

6

Elect Uwa Airhiavbere

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Imdex Limited

Australia

3/30/2023

Special

3/28/2023

IMD

Q4878M104

CINS

7

Approve Financial Assistance

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Imdex Limited

Australia

10/6/2022

Annual

10/4/2022

IMD

Q4878M104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Imdex Limited

Australia

10/6/2022

Annual

10/4/2022

IMD

Q4878M104

CINS

2

Re-elect Sally-Anne G. Layman

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Imdex Limited

Australia

10/6/2022

Annual

10/4/2022

IMD

Q4878M104

CINS

3

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

1

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

2

Re-elect Fholisani (Sydney) Mufamadi

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

3

Re-elect Zacharias (Bernard) Swanepoel

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

4

Re-elect Dawn Earp

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

5

Elect Billy Mawasha

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

6

Elect Mametja Moshe

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

7

Election of Audit and Risk Committee Members (Dawn Earp)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

8

Election of Audit and Risk Committee Members (Peter W. Davey)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

9

Election of Audit and Risk Committee Members (Ralph Havenstein)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

10

Election of Audit and Risk Committee Members (Mametja Moshe)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

11

Election of Audit and Risk Committee Members (Preston E. Speckmann)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

12

Authority to Issue Shares for Cash

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

13

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

14

Approve Remuneration Policy

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

15

Approve Remuneration Implementation Report

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

16

Approve NEDs' Fees (Board Chair)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

17

Approve NEDs' Fees (Lead Independent Director)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

18

Approve NEDs' Fees (Board Member)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

19

Approve NEDs' Fees (Audit and Risk Committee Chair)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

20

Approve NEDs' Fees (Audit and Risk Committee Member)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

21

Approve NEDs' Fees (Social, Transformation and Remuneration Committee Chair)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

22

Approve NEDs' Fees (Social, Transformation and Remuneration Committee Member)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

23

Approve NEDs' Fees (Nominations, Governance and Ethics Committee Chair)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

24

Approve NEDs' Fees (Nominations, Governance and Ethics Committee Member)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

25

Approve NEDs' Fees (Health, Safety and Environment Committee Chair)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

26

Approve NEDs' Fees (Health, Safety and Environment Committee Member)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

27

Approve NEDs' Fees (Strategy and Investment Committee Chair)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

28

Approve NEDs' Fees (Strategy and Investment Committee Member)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

29

Approve NEDs' Fees (Ad Hoc)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Impala Platinum Holdings Limited

South Africa

10/12/2022

Annual

10/7/2022

IMP

S37840113

CINS

30

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

3

Elect Robert M. Friedland

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

4

Elect Yufeng Sun

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

5

Elect Tadeu Carneiro

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

6

Elect Jinghe Chen

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

7

Elect William B. Hayden

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

8

Elect Martie Janse van Rensburg

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

9

Elect Manfu Ma

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

10

Elect Peter G. Meredith

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

11

Elect Phumzile Mlambo-Ngcuka

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

12

Elect Kgalema P. Motlanthe

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

13

Elect Delphine Traore

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

14

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

15

Amendment to the Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

16

Amendment to the Deferred Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

17

Amendment to Previously Granted Stock Options

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

3

Elect Mark Eaton

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

4

Elect Anne E. Giardini

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

5

Elect Saurabh Handa

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

6

Elect Cyndi Laval

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

7

Elect Nan H. Lee

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

8

Elect John D. Lewins

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

9

Elect Graham Wheelock

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

11

Amendment to the Share Compensation Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

12

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.1

Elect Ian  Atkinson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.2

Elect Kerry D. Dyte

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.3

Elect Glenn A. Ives

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.4

Elect Ave G. Lethbridge

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.5

Elect Elizabeth McGregor

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.6

Elect Catherine McLeod-Seltzer

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.7

Elect Kelly J. Osborne

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.8

Elect J. Paul Rollinson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.9

Elect David A. Scott

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

1.1

Elect Michael A, Lewis

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Kinross Gold Corporation

United States

5/10/2023

Annual

3/15/2023

K

496902404

CUSIP

3

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

3

Elect Brendan Borg

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

4

Elect Rick W. Crabb

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

5

Elect Alan Rule

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

6

Approve Employee Awards Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

7

Equity Grant (MD/CEO Simon Hay) - 2023 EAP

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

8

Equity Grant (MD/CEO Simon Hay) - 2023 STIP

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

9

Equity Grant (MD/CEO Simon Hay) - 2022 STIP

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

10

Equity Grant (Options- NED Alan Rule)

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Leo Lithium Limited

Australia

5/18/2023

Annual

5/16/2023

LLL

Q5554A108

CINS

11

Approve Termination Benefits

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

2

Elect Blair Levinsky

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

3

Elect Ernie Ortiz

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

4

Elect Mark Wellings

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

5

Elect Elizabeth Breen

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

6

Elect John Kanellitsas

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

7

Elect Robert Tichio

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

8

Elect Tamara Brown

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lithium Royalty Corp.

Canada

6/12/2023

Annual

5/3/2023

LIRC

53680W105

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

3

Elect Paul Conibear

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

4

Elect David Dicaire

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

5

Elect Marie Inkster

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

6

Elect Adam Lundin

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

7

Elect Catherine McLeod-Seltzer

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

8

Elect Peter J. O'Callaghan

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

9

Elect Eira Thomas

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

11

Amendment to the Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

12

Amendment to the Deferred Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

13

Approval of Unallocated Options Under the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lucara Diamond Corp.

Canada

5/12/2023

Mix

3/15/2023

LUC

54928Q108

CINS

14

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lundin Gold Inc.

Canada

5/15/2023

Annual

3/23/2023

LUG

550371108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lundin Gold Inc.

Canada

5/15/2023

Annual

3/23/2023

LUG

550371108

CINS

2

Elect Carmel Daniele

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lundin Gold Inc.

Canada

5/15/2023

Annual

3/23/2023

LUG

550371108

CINS

3

Elect Gillian Davidson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lundin Gold Inc.

Canada

5/15/2023

Annual

3/23/2023

LUG

550371108

CINS

4

Elect Ian W. Gibbs

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lundin Gold Inc.

Canada

5/15/2023

Annual

3/23/2023

LUG

550371108

CINS

5

Elect Ashley Heppenstall

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lundin Gold Inc.

Canada

5/15/2023

Annual

3/23/2023

LUG

550371108

CINS

6

Elect Ron Hochstein

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lundin Gold Inc.

Canada

5/15/2023

Annual

3/23/2023

LUG

550371108

CINS

7

Elect Craig Jones

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lundin Gold Inc.

Canada

5/15/2023

Annual

3/23/2023

LUG

550371108

CINS

8

Elect Jack Lundin

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lundin Gold Inc.

Canada

5/15/2023

Annual

3/23/2023

LUG

550371108

CINS

9

Elect Angelina Mehta

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lundin Gold Inc.

Canada

5/15/2023

Annual

3/23/2023

LUG

550371108

CINS

10

Elect Jill Terry

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lundin Gold Inc.

Canada

5/15/2023

Annual

3/23/2023

LUG

550371108

CINS

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Lundin Gold Inc.

Canada

5/15/2023

Annual

3/23/2023

LUG

550371108

CINS

12

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mako Mining Corp.

Canada

7/26/2022

Mix

6/7/2022

MKO

56089A103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mako Mining Corp.

Canada

7/26/2022

Mix

6/7/2022

MKO

56089A103

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mako Mining Corp.

Canada

7/26/2022

Mix

6/7/2022

MKO

56089A103

CINS

3

Elect John Hick

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mako Mining Corp.

Canada

7/26/2022

Mix

6/7/2022

MKO

56089A103

CINS

4

Elect Akiba Leisman

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mako Mining Corp.

Canada

7/26/2022

Mix

6/7/2022

MKO

56089A103

CINS

5

Elect John Stevens

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mako Mining Corp.

Canada

7/26/2022

Mix

6/7/2022

MKO

56089A103

CINS

6

Elect Rael Lipson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mako Mining Corp.

Canada

7/26/2022

Mix

6/7/2022

MKO

56089A103

CINS

7

Elect John Pontius

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mako Mining Corp.

Canada

7/26/2022

Mix

6/7/2022

MKO

56089A103

CINS

8

Elect Paul Jacobi

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mako Mining Corp.

Canada

7/26/2022

Mix

6/7/2022

MKO

56089A103

CINS

9

Elect Mario Caron

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mako Mining Corp.

Canada

7/26/2022

Mix

6/7/2022

MKO

56089A103

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mako Mining Corp.

Canada

7/26/2022

Mix

6/7/2022

MKO

56089A103

CINS

11

Share Consolidation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mako Mining Corp.

Canada

7/26/2022

Mix

6/7/2022

MKO

56089A103

CINS

12

Amendment to the Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mako Mining Corp.

Canada

7/26/2022

Mix

6/7/2022

MKO

56089A103

CINS

13

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mandalay Resources Corporation

Canada

5/24/2023

Mix

4/11/2023

MND

562568402

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mandalay Resources Corporation

Canada

5/24/2023

Mix

4/11/2023

MND

562568402

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mandalay Resources Corporation

Canada

5/24/2023

Mix

4/11/2023

MND

562568402

CINS

3

Elect Bradford A. Mills

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mandalay Resources Corporation

Canada

5/24/2023

Mix

4/11/2023

MND

562568402

CINS

4

Elect Abraham Jonker

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mandalay Resources Corporation

Canada

5/24/2023

Mix

4/11/2023

MND

562568402

CINS

5

Elect Amy Freedman

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mandalay Resources Corporation

Canada

5/24/2023

Mix

4/11/2023

MND

562568402

CINS

6

Elect Dominic Duffy

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mandalay Resources Corporation

Canada

5/24/2023

Mix

4/11/2023

MND

562568402

CINS

7

Elect Frazer Bourchier

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mandalay Resources Corporation

Canada

5/24/2023

Mix

4/11/2023

MND

562568402

CINS

8

Elect Julie Galloway

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mandalay Resources Corporation

Canada

5/24/2023

Mix

4/11/2023

MND

562568402

CINS

9

Elect Robert Doyle

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mandalay Resources Corporation

Canada

5/24/2023

Mix

4/11/2023

MND

562568402

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mandalay Resources Corporation

Canada

5/24/2023

Mix

4/11/2023

MND

562568402

CINS

11

Omnibus Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

2

Elect Roy Sebag

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

3

Elect Joshua Crumb

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

4

Elect Andres Finkielsztain

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

5

Elect Sunjoo Moon

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mineros SA

Colombia

3/30/2023

Ordinary

MINEROS

P68068108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mineros SA

Colombia

3/30/2023

Ordinary

MINEROS

P68068108

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mineros SA

Colombia

3/30/2023

Ordinary

MINEROS

P68068108

CINS

3

Agenda

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mineros SA

Colombia

3/30/2023

Ordinary

MINEROS

P68068108

CINS

4

Election of Delegates in Charge of Meeting Minutes

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mineros SA

Colombia

3/30/2023

Ordinary

MINEROS

P68068108

CINS

5

Presentation and Approval of Management Report

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mineros SA

Colombia

3/30/2023

Ordinary

MINEROS

P68068108

CINS

6

Presentation of Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mineros SA

Colombia

3/30/2023

Ordinary

MINEROS

P68068108

CINS

7

Presentation of Auditors' Report

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mineros SA

Colombia

3/30/2023

Ordinary

MINEROS

P68068108

CINS

8

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mineros SA

Colombia

3/30/2023

Ordinary

MINEROS

P68068108

CINS

9

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mineros SA

Colombia

3/30/2023

Ordinary

MINEROS

P68068108

CINS

10

Advisory Vote on the Board

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mineros SA

Colombia

3/30/2023

Ordinary

MINEROS

P68068108

CINS

11

Election of Directors

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mineros SA

Colombia

3/30/2023

Ordinary

MINEROS

P68068108

CINS

12

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mineros SA

Colombia

3/30/2023

Ordinary

MINEROS

P68068108

CINS

13

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Mineros SA

Colombia

3/30/2023

Ordinary

MINEROS

P68068108

CINS

14

Transaction of Other Business

Mgmt

N/A

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Nomad Royalty Company Ltd.

Canada

8/9/2022

Special

7/5/2022

NSR

65532M606

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Nomad Royalty Company Ltd.

Canada

8/9/2022

Special

7/5/2022

NSR

65532M606

CINS

2

Sandstorm Transaction

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Nomad Royalty Company Ltd.

Canada

8/9/2022

Special

7/5/2022

NSR

65532M606

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Northern Star Resources Limited

Australia

11/16/2022

Annual

11/14/2022

NST

Q6951U101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Northern Star Resources Limited

Australia

11/16/2022

Annual

11/14/2022

NST

Q6951U101

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Northern Star Resources Limited

Australia

11/16/2022

Annual

11/14/2022

NST

Q6951U101

CINS

3

Equity Grant (MD/CEO Stuart Tonkin - LTI)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Northern Star Resources Limited

Australia

11/16/2022

Annual

11/14/2022

NST

Q6951U101

CINS

4

Equity Grant (MD/CEO Stuart Tonkin - STI)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Northern Star Resources Limited

Australia

11/16/2022

Annual

11/14/2022

NST

Q6951U101

CINS

5

Equity Grant (MD/CEO Stuart Tonkin - Retention Rights)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Northern Star Resources Limited

Australia

11/16/2022

Annual

11/14/2022

NST

Q6951U101

CINS

6

Equity Grant (MD/CEO Stuart Tonkin - Dividend Equivalent)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Northern Star Resources Limited

Australia

11/16/2022

Annual

11/14/2022

NST

Q6951U101

CINS

7

Re-elect Michael A. Chaney

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Northern Star Resources Limited

Australia

11/16/2022

Annual

11/14/2022

NST

Q6951U101

CINS

8

Re-elect Nicholas (Nick) L. Cernotta

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Northern Star Resources Limited

Australia

11/16/2022

Annual

11/14/2022

NST

Q6951U101

CINS

9

Re-elect John Richards

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Northern Star Resources Limited

Australia

11/16/2022

Annual

11/14/2022

NST

Q6951U101

CINS

10

Elect Marnie Finlayson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

2

Elect Paul Benson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

3

Elect Ian M. Reid

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

4

Elect Craig J. Nelsen

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

5

Elect Catherine Gignac

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

6

Elect Sandra M. Dodds

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

7

Elect Alan Pangbourne

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

8

Elect Linda M. Broughton

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

9

Elect Gerard M. Bond

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

OceanaGold Corporation

Canada

6/15/2023

Mix

5/1/2023

OGC

675222103

CINS

11

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

2

Elect Will Randall

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

3

Re-elect Alan Bye

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

4

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

5

Approve Employee Securities Incentive Plan

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

6

Approve Potential Termination Benefits

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

7

Equity Grant (MD Brett Giroud)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

8

Approve Issue of Securities (10% Placement Facility)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Pantoro Limited

Australia

3/24/2023

Ordinary

3/22/2023

PNR

Q7392G107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Pantoro Limited

Australia

3/24/2023

Ordinary

3/22/2023

PNR

Q7392G107

CINS

2

Approve Issue of Securities (Tranche 2 Placement)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Pantoro Limited

Australia

3/24/2023

Ordinary

3/22/2023

PNR

Q7392G107

CINS

3

Ratify Placement of Securities (Tranche 1 Placement)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Pantoro Limited

Australia

11/28/2022

Annual

11/25/2022

PNR

Q7392G107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Pantoro Limited

Australia

11/28/2022

Annual

11/25/2022

PNR

Q7392G107

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Pantoro Limited

Australia

11/28/2022

Annual

11/25/2022

PNR

Q7392G107

CINS

3

Re-elect Wayne Zekulich

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Pantoro Limited

Australia

11/28/2022

Annual

11/25/2022

PNR

Q7392G107

CINS

4

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Pantoro Limited

Australia

11/28/2022

Annual

11/25/2022

PNR

Q7392G107

CINS

5

Approval Of Incentive Awards Plan

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Pantoro Limited

Australia

11/28/2022

Annual

11/25/2022

PNR

Q7392G107

CINS

6

Ratify Placement of Securities

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Pantoro Limited

Australia

11/28/2022

Annual

11/25/2022

PNR

Q7392G107

CINS

7

Amendment to Constitution (Virtual Meetings)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Pantoro Limited

Australia

11/28/2022

Annual

11/25/2022

PNR

Q7392G107

CINS

8

Approve Issue of Securities (October Placement)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Pantoro Limited

Australia

11/28/2022

Annual

11/25/2022

PNR

Q7392G107

CINS

9

Ratify Placement of Securities (October Placement)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

3

Re-elect Mark Potts

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

4

Re-elect Sabina Shugg

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

5

Equity Grant - LTI (MD/CEO Terence Holohan)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

6

Renew Performance Rights Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

7

Approve Potential Termination Benefits (2023 PRP)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

8

Equity Grant - Special (MD/CEO Terence Holohan)

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

9

Deeds of Indemnity, Insurance and Access

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Resolute Mining Limited

Australia

5/25/2023

Annual

5/23/2023

RSG

Q81068100

CINS

10

Ratify Placement of Securities

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Royal Gold, Inc.

United States

5/25/2023

Annual

3/31/2023

RGLD

780287108

CUSIP

1

Elect Fabiana Chubbs

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Royal Gold, Inc.

United States

5/25/2023

Annual

3/31/2023

RGLD

780287108

CUSIP

2

Elect C. Kevin McArthur

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Royal Gold, Inc.

United States

5/25/2023

Annual

3/31/2023

RGLD

780287108

CUSIP

3

Elect Sybil E. Veenman

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Royal Gold, Inc.

United States

5/25/2023

Annual

3/31/2023

RGLD

780287108

CUSIP

4

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Royal Gold, Inc.

United States

5/25/2023

Annual

3/31/2023

RGLD

780287108

CUSIP

5

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

1 Year

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Royal Gold, Inc.

United States

5/25/2023

Annual

3/31/2023

RGLD

780287108

CUSIP

6

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Royal Gold, Inc.

United States

5/25/2023

Annual

3/31/2023

RGLD

780287108

CUSIP

7

Amendment to Articles to Limit the Liability of Certain Officers

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sailfish Royalty Corp.

Virgin Islands (British)

12/8/2022

Annual

11/1/2022

FISH

G7777C102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sailfish Royalty Corp.

Virgin Islands (British)

12/8/2022

Annual

11/1/2022

FISH

G7777C102

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sailfish Royalty Corp.

Virgin Islands (British)

12/8/2022

Annual

11/1/2022

FISH

G7777C102

CINS

3

Elect Paolo Lostritto

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sailfish Royalty Corp.

Virgin Islands (British)

12/8/2022

Annual

11/1/2022

FISH

G7777C102

CINS

4

Elect Walter Reich

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sailfish Royalty Corp.

Virgin Islands (British)

12/8/2022

Annual

11/1/2022

FISH

G7777C102

CINS

5

Elect Alessandro Palladino

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sailfish Royalty Corp.

Virgin Islands (British)

12/8/2022

Annual

11/1/2022

FISH

G7777C102

CINS

6

Elect Michael Starogiannis

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sailfish Royalty Corp.

Virgin Islands (British)

12/8/2022

Annual

11/1/2022

FISH

G7777C102

CINS

7

Elect Akiba Leisman

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sailfish Royalty Corp.

Virgin Islands (British)

12/8/2022

Annual

11/1/2022

FISH

G7777C102

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sailfish Royalty Corp.

Virgin Islands (British)

12/8/2022

Annual

11/1/2022

FISH

G7777C102

CINS

9

Approval of the New Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Santacruz Silver Mining Ltd.

Canada

12/30/2022

Annual

11/23/2022

SCZ

80280U106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Santacruz Silver Mining Ltd.

Canada

12/30/2022

Annual

11/23/2022

SCZ

80280U106

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Santacruz Silver Mining Ltd.

Canada

12/30/2022

Annual

11/23/2022

SCZ

80280U106

CINS

3

Elect Arturo Prestamo Elizondo

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Santacruz Silver Mining Ltd.

Canada

12/30/2022

Annual

11/23/2022

SCZ

80280U106

CINS

4

Elect Carlos Alberto Silva Ramos

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Santacruz Silver Mining Ltd.

Canada

12/30/2022

Annual

11/23/2022

SCZ

80280U106

CINS

5

Elect Federico Villasenor

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Santacruz Silver Mining Ltd.

Canada

12/30/2022

Annual

11/23/2022

SCZ

80280U106

CINS

6

Elect Roland Lohner

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Santacruz Silver Mining Ltd.

Canada

12/30/2022

Annual

11/23/2022

SCZ

80280U106

CINS

7

Elect Larry Okada

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Santacruz Silver Mining Ltd.

Canada

12/30/2022

Annual

11/23/2022

SCZ

80280U106

CINS

8

Elect Barry Girling

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Santacruz Silver Mining Ltd.

Canada

12/30/2022

Annual

11/23/2022

SCZ

80280U106

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Santacruz Silver Mining Ltd.

Canada

12/30/2022

Annual

11/23/2022

SCZ

80280U106

CINS

10

Approval of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

1

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

2

Re-elect Timothy J. Cumming

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

3

Re-elect Charl A. Keyter

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

4

Re-elect Thabane (Vincent) Maphai

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

5

Re-elect Nkosemntu G. Nika

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

6

Election of Audit Committee Member and Chair (Keith A. Rayner)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

7

Election of Audit Committee Member (Timothy J. Cumming)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

8

Election of Audit Committee Member (Savannah Danson)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

9

Election of Audit Committee Member (Richard (Rick) P. Menell)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

10

Election of Audit Committee Member (Nkosemntu G. Nika)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

11

Election of Audit Committee Member (Susan (Sue) C. van der Merwe)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

12

Election of Audit Committee Member (Sindiswa (Sindi) V. Zilwa)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

13

General Authority to Issue Shares

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

14

Authority to Issue Shares for Cash

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

15

Approve Remuneration Policy

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

16

Approve Remuneration Implementation Report

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

17

Approve NEDs' Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

18

Approve NEDs' Fees (Per Diem Allowance)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

19

Approve Financial Assistance (Section 44 and 45)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Sibanye Stillwater Limited

United States

5/26/2023

Annual

4/24/2023

SSW

82575P107

CUSIP

20

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver Lake Resources Limited

Australia

11/25/2022

Annual

11/23/2022

SLR

Q85014100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver Lake Resources Limited

Australia

11/25/2022

Annual

11/23/2022

SLR

Q85014100

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver Lake Resources Limited

Australia

11/25/2022

Annual

11/23/2022

SLR

Q85014100

CINS

3

Re-elect Kelvin Flynn

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver Lake Resources Limited

Australia

11/25/2022

Annual

11/23/2022

SLR

Q85014100

CINS

4

Ratification of Shares (Harte Gold)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver Lake Resources Limited

Australia

11/25/2022

Annual

11/23/2022

SLR

Q85014100

CINS

5

Ratification of Shares (Appian)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver Lake Resources Limited

Australia

11/25/2022

Annual

11/23/2022

SLR

Q85014100

CINS

6

Equity Grant (MD Luke Tonkin)

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver Lake Resources Limited

Australia

11/25/2022

Annual

11/23/2022

SLR

Q85014100

CINS

7

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver Lake Resources Limited

Australia

11/25/2022

Annual

11/23/2022

SLR

Q85014100

CINS

8

Adoption of Proportional Takeover Provisions

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

3

Elect Jose M. Garcia Jimenez

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

4

Elect Sebastian Wahl

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

5

Elect Michael Hoffman

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

6

Elect Darryl S. Cardey

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

7

Elect Francis Johnstone

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

9

Amendment to the Share Option Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

10

Amendment to the Restricted Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

11

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silver X Mining Corp.

Canada

9/15/2022

Annual

8/9/2022

AGX

828341107

CINS

12

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silvercorp Metals Inc.

United States

9/30/2022

Annual

8/15/2022

SVM

82835P103

CUSIP

1

Board Size

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silvercorp Metals Inc.

United States

9/30/2022

Annual

8/15/2022

SVM

82835P103

CUSIP

2.1

Elect Rui Feng

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silvercorp Metals Inc.

United States

9/30/2022

Annual

8/15/2022

SVM

82835P103

CUSIP

2.2

Elect S. Paul Simpson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silvercorp Metals Inc.

United States

9/30/2022

Annual

8/15/2022

SVM

82835P103

CUSIP

2.3

Elect David Kong

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silvercorp Metals Inc.

United States

9/30/2022

Annual

8/15/2022

SVM

82835P103

CUSIP

2.4

Elect Yikang  Liu

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silvercorp Metals Inc.

United States

9/30/2022

Annual

8/15/2022

SVM

82835P103

CUSIP

2.5

Elect Marina Katusa

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silvercorp Metals Inc.

United States

9/30/2022

Annual

8/15/2022

SVM

82835P103

CUSIP

2.6

Elect Ken Robertson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silvercorp Metals Inc.

United States

9/30/2022

Annual

8/15/2022

SVM

82835P103

CUSIP

3

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Silvercorp Metals Inc.

United States

9/30/2022

Annual

8/15/2022

SVM

82835P103

CUSIP

4

Share-Based Compensation Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Star Royalties Ltd.

Canada

6/20/2023

Mix

5/1/2023

STRR

855169108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Star Royalties Ltd.

Canada

6/20/2023

Mix

5/1/2023

STRR

855169108

CINS

2

Elect Anthony Lesiak

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Star Royalties Ltd.

Canada

6/20/2023

Mix

5/1/2023

STRR

855169108

CINS

3

Elect Alexandre Pernin

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Star Royalties Ltd.

Canada

6/20/2023

Mix

5/1/2023

STRR

855169108

CINS

4

Elect Beatriz Orrantia

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Star Royalties Ltd.

Canada

6/20/2023

Mix

5/1/2023

STRR

855169108

CINS

5

Elect Belinda Labatte

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Star Royalties Ltd.

Canada

6/20/2023

Mix

5/1/2023

STRR

855169108

CINS

6

Elect Jay Layman

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Star Royalties Ltd.

Canada

6/20/2023

Mix

5/1/2023

STRR

855169108

CINS

7

Elect Jinhee Magie

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Star Royalties Ltd.

Canada

6/20/2023

Mix

5/1/2023

STRR

855169108

CINS

8

Elect Kylie Dickson

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Star Royalties Ltd.

Canada

6/20/2023

Mix

5/1/2023

STRR

855169108

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Star Royalties Ltd.

Canada

6/20/2023

Mix

5/1/2023

STRR

855169108

CINS

10

Omnibus Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Superior Gold Inc.

Canada

6/26/2023

Special

5/20/2023

SGI

86816U106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Superior Gold Inc.

Canada

6/26/2023

Special

5/20/2023

SGI

86816U106

CINS

2

Merger/Acquisition

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Superior Gold Inc.

Canada

6/26/2023

Special

5/20/2023

SGI

86816U106

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

2

Elect Richard Howes

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

3

Elect Jody L.M Kuzenko

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

4

Elect Tony S. Giardini

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

5

Elect Jennifer J. Hooper

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

6

Elect Jay C. Kellerman

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

7

Elect Rosalie C. Moore

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

8

Elect Rodrigo Sandoval

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

9

Elect Roy S. Slack

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Torex Gold Resources Inc.

Canada

6/20/2023

Annual

5/4/2023

TXG

891054603

CINS

11

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Triple Flag Precious Metals Corp.

Canada

5/10/2023

Annual

3/21/2023

TFPM

89679M104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Triple Flag Precious Metals Corp.

Canada

5/10/2023

Annual

3/21/2023

TFPM

89679M104

CINS

2

Elect Dawn Whittaker

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Triple Flag Precious Metals Corp.

Canada

5/10/2023

Annual

3/21/2023

TFPM

89679M104

CINS

3

Elect Susan Allen

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Triple Flag Precious Metals Corp.

Canada

5/10/2023

Annual

3/21/2023

TFPM

89679M104

CINS

4

Elect Timothy Baker

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Triple Flag Precious Metals Corp.

Canada

5/10/2023

Annual

3/21/2023

TFPM

89679M104

CINS

5

Elect Peter O'Hagan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Triple Flag Precious Metals Corp.

Canada

5/10/2023

Annual

3/21/2023

TFPM

89679M104

CINS

6

Elect Geoffrey  Burns

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Triple Flag Precious Metals Corp.

Canada

5/10/2023

Annual

3/21/2023

TFPM

89679M104

CINS

7

Elect Mark Cicirelli

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Triple Flag Precious Metals Corp.

Canada

5/10/2023

Annual

3/21/2023

TFPM

89679M104

CINS

8

Elect Blake Rhodes

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Triple Flag Precious Metals Corp.

Canada

5/10/2023

Annual

3/21/2023

TFPM

89679M104

CINS

9

Elect Shaun A. Usmar

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Triple Flag Precious Metals Corp.

Canada

5/10/2023

Annual

3/21/2023

TFPM

89679M104

CINS

10

Elect Elizabeth A. Wademan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Triple Flag Precious Metals Corp.

Canada

5/10/2023

Annual

3/21/2023

TFPM

89679M104

CINS

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Triple Flag Precious Metals Corp.

Canada

5/10/2023

Annual

3/21/2023

TFPM

89679M104

CINS

12

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

2

Elect Kyle Floyd

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

3

Elect Rob Sckalor

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

4

Elect Alastair McIntyre

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

5

Elect Donovan Pollitt

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

6

Elect Pascal Attard

Mgmt

For

Against

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Vox Royalty Corp.

Canada

6/8/2023

Mix

4/19/2023

VOX

92919F103

CINS

8

Approval of the Omnibus Long-Term Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.1

Elect George L. Brack

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.2

Elect John A. Brough

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.3

Elect Jaimie Donovan

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.4

Elect R. Peter Gillin

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.5

Elect Chantal Gosselin

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.6

Elect Jeane Hull

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.7

Elect Glenn A. Ives

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.8

Elect Charles A. Jeannes

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.9

Elect Marilyn Schonberner

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

1.1

Elect Randy V.J. Smallwood

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Wheaton Precious Metals Corp.

United States

5/12/2023

Annual

3/15/2023

WPM

962879102

CUSIP

3

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

Yamana Gold Inc.

United States

1/31/2023

Special

12/14/2022

YRI

98462Y100

CUSIP

1

Pan American/Agnico Transaction

Mgmt

For

For

U.S. Global Investors Funds Gold and Precious Metals Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

5

Approve the Conduct of the Meeting in English with Simultaneous Interpretation to and from Danish

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

6

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

7

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

8

Ratification of Board and Management Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

9

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

10

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

11

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

12

Elect Bernard L. Bot

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

13

Elect Marc Engel

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

14

Elect Arne Karlsson

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

15

Elect Maria Amparo Moraleda Martinez

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

16

Elect Kasper Rorsted

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

17

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

18

Authority to Distribute Extraordinary Dividend

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

19

Remuneration Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

20

Cancellation of Shares

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

21

Amendments to Articles (Company Management Size)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

22

Amendments to Articles (General Meeting and Corporate Language)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

23

Shareholder Proposal Regarding Report on Human Rights

ShrHoldr

Against

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

24

Shareholder Proposal Regarding Inclusion of shipping companies to the OECD Agreement

ShrHoldr

Against

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

25

Shareholder Proposal Regarding Solidarity Contribution Due to Large Profits During Inflation

ShrHoldr

Against

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

26

Shareholder Proposal Regarding the Revocation of Section 10 of the Danish International Shipping Registry Act

ShrHoldr

Against

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

27

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

28

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

29

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

A.P. Moller - Maersk AS

Denmark

3/28/2023

Annual

3/21/2023

MAERSKB

K0514G135

CINS

30

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

4

Opening; Election of Presiding Council

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

5

Presentation of Directors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

6

Presentation of Auditor's Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

7

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

8

Ratification of Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

9

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

10

Approval of Allocation of a Special Fund

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

11

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

12

Election of Directors; Board Term Length

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

13

Directors' Fees

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

14

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

15

Presentation of Report on Charitable Donations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

16

Limit on Charitable Donations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Akbank T.A.S

Turkey

3/28/2023

Annual

3/27/2023

AKBNK

M0300L106

CINS

17

Authority to Carry out Competing Activities or Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Allegro.EU Societe Anonyme

Luxembourg

10/27/2022

Ordinary

10/13/2022

ALE

L0R67D109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Allegro.EU Societe Anonyme

Luxembourg

10/27/2022

Ordinary

10/13/2022

ALE

L0R67D109

CINS

2

Ratify Co-Option of Roy Perticucci

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Allegro.EU Societe Anonyme

Luxembourg

10/27/2022

Ordinary

10/13/2022

ALE

L0R67D109

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Allegro.EU Societe Anonyme

Luxembourg

10/27/2022

Ordinary

10/13/2022

ALE

L0R67D109

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

3

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

4

Use of Reserves to Offset Losses

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

5

Ratification of Board and Auditor's Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

7

Directors' Fees (FY2021)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

8

Directors' Fees (FY2022)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

9

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

10

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

11

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

12

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

13

Elect Vasileios T. Rapanos

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

14

Elect Vassilios E. Psaltis

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

15

Elect Spyros N. Filaretos

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

16

Elect Efthimios O. Vidalis

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

17

Elect Elli M. Andriopoulou

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

18

Elect Aspasia F. Palimeri

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

19

Elect Dimitris C. Tsitsiragos

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

20

Elect Jean L. Cheval

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

21

Elect Carolyn Adele G. Dittmeier

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

22

Elect Richard Paul R. Gildea

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

23

Elect Elanor R. Hardwick

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

24

Elect Shahzad A. Shahbaz

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

25

Elect Johannes Herman Frederik G. Umbgrove

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

26

Approval of Audit Committee Guidelines

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

27

Capital Repayment

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

28

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

29

Board Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

30

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

31

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Alpha Services and Holdings S.A.

Greece

7/22/2022

Ordinary

7/15/2022

ALPHA

X0084L106

CINS

32

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

4

Opening; Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

5

Presentation of Directors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

6

Presentation of Auditor's Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

7

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

8

Ratification of Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

9

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

10

Election of Directors; Board Term Length; Directors' Fees

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

11

Appointment of Auditor

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

12

Presentation of Report on Charitable Donations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

13

Presentation of Report on Guarantees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

14

Presentation of Report on Competing Activities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

15

Authority to Carry out Competing Activities or Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Anadolu Efes Biracilik ve Malt Sanayii A.S

Turkey

4/18/2023

Annual

4/17/2023

AEFES

M10225106

CINS

16

Wishes

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

3

Opening of Meeting; Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

4

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

5

Election of Scrutiny Commission

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

7

Presentation of Management Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

8

Presentation of Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

9

Presentation of Auditor's Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

10

Presentation of Supervisory Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

11

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

12

Ratification of Management Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

13

Ratification of Supervisory Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

14

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

15

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

16

Remuneration Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

17

Supervisory Board Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

18

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

5/30/2023

Annual

5/12/2023

ACP

X02540130

CINS

19

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

6/15/2023

Special

5/30/2023

ACP

X02540130

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

6/15/2023

Special

5/30/2023

ACP

X02540130

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

6/15/2023

Special

5/30/2023

ACP

X02540130

CINS

3

Opening of Meeting

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

6/15/2023

Special

5/30/2023

ACP

X02540130

CINS

4

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

6/15/2023

Special

5/30/2023

ACP

X02540130

CINS

5

Election of Scrutiny Commission

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

6/15/2023

Special

5/30/2023

ACP

X02540130

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

6/15/2023

Special

5/30/2023

ACP

X02540130

CINS

7

Establishment of Reserve Capital Fund

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

6/15/2023

Special

5/30/2023

ACP

X02540130

CINS

8

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Asseco Poland SA

Poland

6/15/2023

Special

5/30/2023

ACP

X02540130

CINS

9

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Banca Transilvania SA

Romania

10/18/2022

Special

10/7/2022

TLV

X0308Q105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Banca Transilvania SA

Romania

10/18/2022

Special

10/7/2022

TLV

X0308Q105

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Banca Transilvania SA

Romania

10/18/2022

Special

10/7/2022

TLV

X0308Q105

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Banca Transilvania SA

Romania

10/18/2022

Special

10/7/2022

TLV

X0308Q105

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Banca Transilvania SA

Romania

10/18/2022

Special

10/7/2022

TLV

X0308Q105

CINS

5

Authority to Issue Bonds

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Banca Transilvania SA

Romania

10/18/2022

Special

10/7/2022

TLV

X0308Q105

CINS

6

Approval of Terms of Bond Offer

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Banca Transilvania SA

Romania

10/18/2022

Special

10/7/2022

TLV

X0308Q105

CINS

7

Authorization of Legal Formalities (Bonds)

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Banca Transilvania SA

Romania

10/18/2022

Special

10/7/2022

TLV

X0308Q105

CINS

8

Approval of Intermediary of Bond Offer

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Banca Transilvania SA

Romania

10/18/2022

Special

10/7/2022

TLV

X0308Q105

CINS

9

Authorization of Legal Formalities (Board of Directors)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Banca Transilvania SA

Romania

10/18/2022

Special

10/7/2022

TLV

X0308Q105

CINS

10

Approval of Registration Date and Ex-Date

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Banca Transilvania SA

Romania

10/18/2022

Special

10/7/2022

TLV

X0308Q105

CINS

11

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

7

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

8

Financial Statements (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

9

Management Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

10

Ratification of Management Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

11

Supervisory Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

12

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

13

Ratification of Supervisory Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

14

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

15

Allocation of Retained Earnings

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

16

Presentation of Information on Amendments to Supervisory Board Regulations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

17

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Handlowy w Warszawie S.A.

Poland

4/26/2023

Annual

4/7/2023

BHW

X05318104

CINS

18

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

7

Presentation of Management Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

8

Presentation of Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

9

Presentation of Financial Statements (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

10

Presentation of Profit Allocation Proposal

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

11

Presentation of Supervisory Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

12

Management Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

13

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

14

Financial Statements (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

15

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

16

Supervisory Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

17

Assessment of Individual and Collective Suitability of the Supervisory Board

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

18

Ratification of Management Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

19

Ratification of Supervisory Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

20

Report on Remuneration Policy Assessment

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

21

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

22

Adequacy Assessment of Supervisory Board Regulations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

23

Presentation of Supervisory Board Report on Assessment of Compliance with Corporate Governance Principles for Supervised Institutions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

24

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

25

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Bank Polska Kasa Opieki SA

Poland

6/6/2023

Annual

5/19/2023

PEO

X0R77T117

CINS

26

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

5

Opening; Election of Presiding Chair; Minutes

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

6

Presentation of Directors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

7

Presentation of Auditors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

8

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

9

Ratification of Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

10

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

11

Election of Directors; Directors' Fees

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

12

Authority to Carry out Competing Activities or Related Party Transactions

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

13

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

14

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

15

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

16

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

BIM Birlesik Magazalar A.S

Turkey

5/16/2023

Annual

5/15/2023

BIMAS

M2014F102

CINS

17

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

4

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

5

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

6

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

7

Election of Scrutiny Commission

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

8

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

9

Presentation of Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

10

Presentation of Non-Financial Reports

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

11

Presentation of Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

12

Presentation of Supervisory Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

13

Management Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

14

Non-Financial Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

15

Non-Financial Report (Group)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

16

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

17

Financial Statements (Group)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

18

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

19

Ratification of Management Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

20

Ratification of Co-Option of Silvia Rodriguez Hueso

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

21

Supervisory Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

22

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

23

Ratification of Supervisory Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

24

Amendments to Articles; Uniform Text of Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Budimex S.A.

Poland

5/18/2023

Annual

5/2/2023

BDX

X0788V103

CINS

25

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

5

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

6

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

7

Vote Counting Device

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

8

Recording Device for Meeting

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

9

Election of Presiding Chair and Individuals to Keep Minutes

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

10

Accounts and Reports (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

11

Auditor's Report (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

12

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

13

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

14

Corporate Governance Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

15

Amendments to Remuneration Policy

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

16

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

17

Amend Article 7.12

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

18

Amend Article 11.2

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

19

Directors' Report on Acquired Treasury Shares

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

20

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

21

Elect Erik Bogsch

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

22

Elect Gabor Orban

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

23

Elect Ilona Hardy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

24

Elect Szilveszter E. Vizi

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

25

Elect Peter Cserhati

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

26

Elect Gabriella Balogh

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

27

Elect Balazs Szepesi

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

28

Elect Nemeth Laszlone

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

29

Elect Ferenc Sallai to the Supervisory Board

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

30

Directors' Fees (Chair and Members)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

31

Directors' Fees (Meeting Fee)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

32

Directors' Fees (Bonus)

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

33

Supervisory Board Fees (Chair and Members)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

34

Supervisory Board Fees (Chair Meeting Fee)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

35

Supervisory Board Fees (Members Meeting Fee)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

36

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

37

Authority to Set Auditor's Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Chemical Works of Gedeon Richter Plc.

Hungary

4/25/2023

Annual

4/13/2023

RICHTER

X3124S107

CINS

38

Shareholder Counterproposal Regarding Allocation of Profits

ShrHoldr

Against

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

6

Election of Voting Commission

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

7

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

8

Presentation of Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

9

Presentation of Accounts and Reports (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

10

Presentation of Supervisory Board Report (Accounts and Reports; Profit Allocation)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

11

Presentation of Supervisory Board Report (Work of the Management Board)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

12

Presentation of Supervisory Board Report (Remuneration Report)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

13

Management Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

14

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

15

Management Board Report (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

16

Financial Statements (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

17

Supervisory Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

18

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

19

Ratification of Management Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

20

Ratification of Supervisory Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

21

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

22

Shareholder Proposal Regarding Amendments to Articles

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

23

Shareholder Proposal Regarding Uniform Text of Articles

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

24

Shareholder Proposal Regarding Changes to Supervisory Board Composition

Mgmt

N/A

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

25

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

26

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Cyfrowy Polsat SA

Poland

6/29/2023

Annual

6/13/2023

CPS

X1809Y100

CINS

27

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

4

Opening; Election of Presiding Chair; Minutes

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

5

Directors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

6

Presentation of Auditors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

7

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

8

Ratification of Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

9

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

10

Directors' Fees

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

11

Election of Directors; Board Size; Board Term Length

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

12

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

13

Authority to Carry Out Competing Activities or Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

14

Authority to Issue Debt Instruments

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

15

Authority to Make Advance Payments of Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

16

Presentation of Report on Charitable Donations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

17

Limit on Charitable Donations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

18

Presentation of Compensation Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

19

Presentation of Report on Guarantees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogan Sirketler Grubu Holding A.S.

Turkey

3/30/2023

Annual

3/29/2023

DOHOL

M2810S100

CINS

20

Presentation of Report on Competing Activities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

4

Opening; Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

5

Directors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

6

Presentation of Auditors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

7

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

8

Ratification of Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

9

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

10

Authority to Make Advance Payments of Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

11

Directors' Fees

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

12

Appointment of Auditor

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

13

Amendments to Article 6 Regarding Capital

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

14

Charitable Donations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

15

Limit on Charitable Donations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

16

Presentation of Report on Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

17

Presentation of Report on Guarantees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

18

Presentation of Report on Repurchase of Shares

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

19

Presentation of Report on Competing Activities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

20

Authority to Carry out Competing Activities or Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Dogus Otomotiv Servis ve Ticaret A.S

Turkey

3/28/2023

Annual

3/27/2023

DOAS

M28191100

CINS

21

Wishes; Closing

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Enea SA

Poland

11/18/2022

Special

10/21/2022

ENA

X2232G104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Enea SA

Poland

11/18/2022

Special

10/21/2022

ENA

X2232G104

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Enea SA

Poland

11/18/2022

Special

10/21/2022

ENA

X2232G104

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Enea SA

Poland

11/18/2022

Special

10/21/2022

ENA

X2232G104

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Enea SA

Poland

11/18/2022

Special

10/21/2022

ENA

X2232G104

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Enea SA

Poland

11/18/2022

Special

10/21/2022

ENA

X2232G104

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Enea SA

Poland

11/18/2022

Special

10/21/2022

ENA

X2232G104

CINS

7

Shareholder Proposal Regarding Amendment and Revocation of Resolutions Regarding Remuneration Policy

ShrHoldr

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Enea SA

Poland

11/18/2022

Special

10/21/2022

ENA

X2232G104

CINS

8

Shareholder Proposal Regarding Amendments to Remuneration Policy

ShrHoldr

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Enea SA

Poland

11/18/2022

Special

10/21/2022

ENA

X2232G104

CINS

9

Shareholder Proposal Regarding Changes to Supervisory Board Composition

ShrHoldr

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Enea SA

Poland

11/18/2022

Special

10/21/2022

ENA

X2232G104

CINS

10

Coverage of Meeting Costs

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Enea SA

Poland

11/18/2022

Special

10/21/2022

ENA

X2232G104

CINS

11

Closing of Meeting

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Enea SA

Poland

11/18/2022

Special

10/21/2022

ENA

X2232G104

CINS

12

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Eurobank Ergasias Services and Holdings S.A.

Greece

7/21/2022

Ordinary

7/15/2022

EUROB

X2321W101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Eurobank Ergasias Services and Holdings S.A.

Greece

7/21/2022

Ordinary

7/15/2022

EUROB

X2321W101

CINS

2

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Eurobank Ergasias Services and Holdings S.A.

Greece

7/21/2022

Ordinary

7/15/2022

EUROB

X2321W101

CINS

3

Use of Reserves to Offset Losses

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Eurobank Ergasias Services and Holdings S.A.

Greece

7/21/2022

Ordinary

7/15/2022

EUROB

X2321W101

CINS

4

Ratification of Board and Auditor's Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Eurobank Ergasias Services and Holdings S.A.

Greece

7/21/2022

Ordinary

7/15/2022

EUROB

X2321W101

CINS

5

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Eurobank Ergasias Services and Holdings S.A.

Greece

7/21/2022

Ordinary

7/15/2022

EUROB

X2321W101

CINS

6

Directors' Fees (FY2021 and FY2022)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Eurobank Ergasias Services and Holdings S.A.

Greece

7/21/2022

Ordinary

7/15/2022

EUROB

X2321W101

CINS

7

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Eurobank Ergasias Services and Holdings S.A.

Greece

7/21/2022

Ordinary

7/15/2022

EUROB

X2321W101

CINS

8

Amendments to Suitability Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Eurobank Ergasias Services and Holdings S.A.

Greece

7/21/2022

Ordinary

7/15/2022

EUROB

X2321W101

CINS

9

Audit Committee Guidelines

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Eurobank Ergasias Services and Holdings S.A.

Greece

7/21/2022

Ordinary

7/15/2022

EUROB

X2321W101

CINS

10

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Eurobank Ergasias Services and Holdings S.A.

Greece

7/21/2022

Ordinary

7/15/2022

EUROB

X2321W101

CINS

11

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Eurobank Ergasias Services and Holdings S.A.

Greece

7/21/2022

Ordinary

7/15/2022

EUROB

X2321W101

CINS

12

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Eurobank Ergasias Services and Holdings S.A.

Greece

7/21/2022

Ordinary

7/15/2022

EUROB

X2321W101

CINS

13

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Eurobank Ergasias Services and Holdings S.A.

Greece

7/21/2022

Ordinary

7/15/2022

EUROB

X2321W101

CINS

14

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Ford Otomotiv Sanayi A.S

Turkey

11/28/2022

Special

11/25/2022

FROTO

M7608S105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Ford Otomotiv Sanayi A.S

Turkey

11/28/2022

Special

11/25/2022

FROTO

M7608S105

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Ford Otomotiv Sanayi A.S

Turkey

11/28/2022

Special

11/25/2022

FROTO

M7608S105

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Ford Otomotiv Sanayi A.S

Turkey

11/28/2022

Special

11/25/2022

FROTO

M7608S105

CINS

4

Opening; Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Ford Otomotiv Sanayi A.S

Turkey

11/28/2022

Special

11/25/2022

FROTO

M7608S105

CINS

5

Ratification of Co-Option of Katja Windt

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Ford Otomotiv Sanayi A.S

Turkey

11/28/2022

Special

11/25/2022

FROTO

M7608S105

CINS

6

Dividend from Reserves

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Ford Otomotiv Sanayi A.S

Turkey

11/28/2022

Special

11/25/2022

FROTO

M7608S105

CINS

7

Wishes

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Ford Otomotiv Sanayi A.S

Turkey

11/28/2022

Special

11/25/2022

FROTO

M7608S105

CINS

8

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Grupa Lotos SA

Poland

7/20/2022

Special

7/4/2022

LTS

X32440103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Grupa Lotos SA

Poland

7/20/2022

Special

7/4/2022

LTS

X32440103

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Grupa Lotos SA

Poland

7/20/2022

Special

7/4/2022

LTS

X32440103

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Grupa Lotos SA

Poland

7/20/2022

Special

7/4/2022

LTS

X32440103

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Grupa Lotos SA

Poland

7/20/2022

Special

7/4/2022

LTS

X32440103

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Grupa Lotos SA

Poland

7/20/2022

Special

7/4/2022

LTS

X32440103

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Grupa Lotos SA

Poland

7/20/2022

Special

7/4/2022

LTS

X32440103

CINS

7

Merger

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Grupa Lotos SA

Poland

7/20/2022

Special

7/4/2022

LTS

X32440103

CINS

8

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

4

Opening; Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

5

Presentation of Directors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

6

Presentation of Auditors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

7

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

8

Ratification of Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

9

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

10

Election of Directors; Board Term Length

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

11

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

12

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

13

Presentation of Report on Charitable Donations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

14

Limit on Charitable Donations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

15

Approval of Share Repurchases

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Haci Omer Sabanci Holding A.S

Turkey

3/30/2023

Annual

3/29/2023

SAHOL

M8223R100

CINS

16

Authority to Carry out Competing Activities or Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

5

Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

6

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

7

Ratification of Board and Auditor's Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

8

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

9

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

10

2022 Bonus Plan

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

11

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

12

Amendments to Remuneration Policy

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

13

D&O Insurance Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

14

Cancellation of Shares

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

15

Announcement of Board Appointment of Non-executives Members

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

16

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

17

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

18

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

6/7/2023

Ordinary

6/1/2023

HTO

X3258B102

CINS

19

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

11/1/2022

Special

10/26/2022

HTO

X3258B102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

11/1/2022

Special

10/26/2022

HTO

X3258B102

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

11/1/2022

Special

10/26/2022

HTO

X3258B102

CINS

3

Spin-off

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

11/1/2022

Special

10/26/2022

HTO

X3258B102

CINS

4

Cancellation of Shares

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

11/1/2022

Special

10/26/2022

HTO

X3258B102

CINS

5

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Hellenic Telecommunications Organization S.A

Greece

11/1/2022

Special

10/26/2022

HTO

X3258B102

CINS

6

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

2

Individual Accounts and Reports; Ratification of Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

3

Consolidated Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

4

Report on Non-financial Information

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

5

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

6

Ratify Co-Option and Elect Marta Ortega Perez

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

7

Ratify Co-Option and Elect Oscar Garcia Maceiras

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

8

Elect Pilar Lopez Alvarez

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

9

Elect Rodrigo Echenique Gordillo

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

10

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

11

Amendment to Non-Competition Agreement of Pablo Isla Alvarez de Tejera

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

12

Amendments to Remuneration Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

13

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

14

Authorisation of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

15

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

16

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Industria De Diseno Textil SA

Spain

7/12/2022

Ordinary

7/7/2022

ITX

E6282J125

CINS

17

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jastrzebska Spolka Weglowa SA

Poland

3/16/2023

Special

2/28/2023

JSW

X4038D103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jastrzebska Spolka Weglowa SA

Poland

3/16/2023

Special

2/28/2023

JSW

X4038D103

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jastrzebska Spolka Weglowa SA

Poland

3/16/2023

Special

2/28/2023

JSW

X4038D103

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jastrzebska Spolka Weglowa SA

Poland

3/16/2023

Special

2/28/2023

JSW

X4038D103

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jastrzebska Spolka Weglowa SA

Poland

3/16/2023

Special

2/28/2023

JSW

X4038D103

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jastrzebska Spolka Weglowa SA

Poland

3/16/2023

Special

2/28/2023

JSW

X4038D103

CINS

6

Election of Scrutiny Commission

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jastrzebska Spolka Weglowa SA

Poland

3/16/2023

Special

2/28/2023

JSW

X4038D103

CINS

7

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jastrzebska Spolka Weglowa SA

Poland

3/16/2023

Special

2/28/2023

JSW

X4038D103

CINS

8

Approval of Loan Agreement

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jastrzebska Spolka Weglowa SA

Poland

3/16/2023

Special

2/28/2023

JSW

X4038D103

CINS

9

Presentation of Information on Results of Management Board Recruitment Procedure

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jastrzebska Spolka Weglowa SA

Poland

3/16/2023

Special

2/28/2023

JSW

X4038D103

CINS

10

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jastrzebska Spolka Weglowa SA

Poland

3/16/2023

Special

2/28/2023

JSW

X4038D103

CINS

11

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jumbo S.A.

Greece

3/8/2023

Special

3/2/2023

BELA

X4114P111

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jumbo S.A.

Greece

3/8/2023

Special

3/2/2023

BELA

X4114P111

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jumbo S.A.

Greece

3/8/2023

Special

3/2/2023

BELA

X4114P111

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jumbo S.A.

Greece

3/8/2023

Special

3/2/2023

BELA

X4114P111

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jumbo S.A.

Greece

3/8/2023

Special

3/2/2023

BELA

X4114P111

CINS

5

Special Dividend

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jumbo S.A.

Greece

3/8/2023

Special

3/2/2023

BELA

X4114P111

CINS

6

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Jumbo S.A.

Greece

3/8/2023

Special

3/2/2023

BELA

X4114P111

CINS

7

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

4

Opening; Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

5

Presentation of Directors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

6

Presentation of Auditors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

7

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

8

Ratification of Board Acts

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

9

Charitable Donations

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

10

Directors' Fees

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

11

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

12

Presentation of Report On Competing Activities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

13

Authority to Carry out Competing Activities or Related Party Transactions

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

14

Presentation of Report on Guarantees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

15

Presentation of Report on Transactions Pursuant to Registered Sales Procedure

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

16

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S

Turkey

4/3/2023

Annual

4/2/2023

KRDMD

M8765T100

CINS

17

Closing

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

4

Opening; Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

5

Directors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

6

Presentation of Auditors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

7

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

8

Ratification of Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

9

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

10

Presentation and Ratification of Share Repurchases

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

11

Election of Directors; Board Size; Board Term Length

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

12

Compensation Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

13

Directors' Fees

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

14

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

15

Charitable Donations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

16

Presentation of Report on Guarantees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

17

Authority to Carry out Competing Activities or Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

3/22/2023

Annual

3/21/2023

KCHOL

M63751107

CINS

18

Wishes

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

8/25/2022

Special

8/24/2022

KCHOL

M63751107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

8/25/2022

Special

8/24/2022

KCHOL

M63751107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

8/25/2022

Special

8/24/2022

KCHOL

M63751107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

8/25/2022

Special

8/24/2022

KCHOL

M63751107

CINS

4

Opening; Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

8/25/2022

Special

8/24/2022

KCHOL

M63751107

CINS

5

Presentation of Information Regarding the Partial Demerger Transaction

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

8/25/2022

Special

8/24/2022

KCHOL

M63751107

CINS

6

Approve Partial Demerger Transaction Through the Associates

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Koc Holding A.S

Turkey

8/25/2022

Special

8/24/2022

KCHOL

M63751107

CINS

7

Wishes

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kruk SA

Poland

11/16/2022

Special

10/31/2022

KRU

X4598E103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kruk SA

Poland

11/16/2022

Special

10/31/2022

KRU

X4598E103

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kruk SA

Poland

11/16/2022

Special

10/31/2022

KRU

X4598E103

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kruk SA

Poland

11/16/2022

Special

10/31/2022

KRU

X4598E103

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kruk SA

Poland

11/16/2022

Special

10/31/2022

KRU

X4598E103

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kruk SA

Poland

11/16/2022

Special

10/31/2022

KRU

X4598E103

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kruk SA

Poland

11/16/2022

Special

10/31/2022

KRU

X4598E103

CINS

7

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kruk SA

Poland

11/16/2022

Special

10/31/2022

KRU

X4598E103

CINS

8

Uniform Text of Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kruk SA

Poland

11/16/2022

Special

10/31/2022

KRU

X4598E103

CINS

9

Amendments to Supervisory Board Regulations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kruk SA

Poland

11/16/2022

Special

10/31/2022

KRU

X4598E103

CINS

10

Amendments to Remuneration Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kruk SA

Poland

11/16/2022

Special

10/31/2022

KRU

X4598E103

CINS

11

Adoption of Best Practice for WSE Listed Companies 2021

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kruk SA

Poland

11/16/2022

Special

10/31/2022

KRU

X4598E103

CINS

12

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kruk SA

Poland

11/16/2022

Special

10/31/2022

KRU

X4598E103

CINS

13

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kruk SA

Poland

11/16/2022

Special

10/31/2022

KRU

X4598E103

CINS

14

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Kruk SA

Poland

11/16/2022

Special

10/31/2022

KRU

X4598E103

CINS

15

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

4

Opening; Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

5

Presentation of Directors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

6

Presentation of Auditor's Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

7

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

8

Ratification of Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

9

Dividend Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

10

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

11

Election of Directors; Board Term Length

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

12

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

13

Appointment of Auditor

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

14

Charitable Donations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

15

Approval of Special Donation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

16

Presentation of Report on Guarantees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

17

Presentation of Report on Competing Activities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

18

Authority to Carry out Competing Activities or Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Migros Ticaret A.S

Turkey

4/11/2023

Annual

4/10/2023

MGROS

M7024Q105

CINS

19

Closing

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

5

Vote Collection Method

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

6

Election Individuals to Keep Minutes

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

7

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

8

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

9

Corporate Governance Declaration

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

10

Ratification of Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

12

Presentation of Information on Share Repurchase

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

13

Authority to Repurchase Shares

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

14

Elect Zsolt Tamas Hernadi to the Board of Directors

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

15

Elect Zoltan Aldott

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

16

Elect Andras Lanczi

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

17

Elect Peter Biro

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

18

Appoint Peter Biro to the Audit Committee

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

19

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

20

Amendment to Directors' Incentive Scheme

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

21

Supervisory Board Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

22

Amendments to Remuneration Policy

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

MOL Hungarian Oil And Gas plc

Hungary

4/27/2023

Annual

4/18/2023

MOL

X5S32S129

CINS

23

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Moneta Money Bank

Czech Republic

4/25/2023

Annual

4/18/2023

MONET

X3R0GS100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Moneta Money Bank

Czech Republic

4/25/2023

Annual

4/18/2023

MONET

X3R0GS100

CINS

2

Election of Presiding Chair and Other Meeting Officials

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Moneta Money Bank

Czech Republic

4/25/2023

Annual

4/18/2023

MONET

X3R0GS100

CINS

3

Elect Katerina Jiraskova to the Supervisory Board

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Moneta Money Bank

Czech Republic

4/25/2023

Annual

4/18/2023

MONET

X3R0GS100

CINS

4

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Moneta Money Bank

Czech Republic

4/25/2023

Annual

4/18/2023

MONET

X3R0GS100

CINS

5

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Moneta Money Bank

Czech Republic

4/25/2023

Annual

4/18/2023

MONET

X3R0GS100

CINS

6

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Moneta Money Bank

Czech Republic

4/25/2023

Annual

4/18/2023

MONET

X3R0GS100

CINS

7

Financial Statements (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Moneta Money Bank

Czech Republic

4/25/2023

Annual

4/18/2023

MONET

X3R0GS100

CINS

8

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Moneta Money Bank

Czech Republic

4/25/2023

Annual

4/18/2023

MONET

X3R0GS100

CINS

9

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Moneta Money Bank

Czech Republic

4/25/2023

Annual

4/18/2023

MONET

X3R0GS100

CINS

10

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Moneta Money Bank

Czech Republic

4/25/2023

Annual

4/18/2023

MONET

X3R0GS100

CINS

11

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Moneta Money Bank

Czech Republic

4/25/2023

Annual

4/18/2023

MONET

X3R0GS100

CINS

12

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

3/22/2023

Special

3/16/2023

MOH

X55904100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

3/22/2023

Special

3/16/2023

MOH

X55904100

CINS

2

Equity Grant

Mgmt

For

Abstain

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

3/22/2023

Special

3/16/2023

MOH

X55904100

CINS

3

Long-Term Incentive Plan

Mgmt

For

Abstain

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

3/22/2023

Special

3/16/2023

MOH

X55904100

CINS

4

Stock Option Plan

Mgmt

For

Abstain

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

3/22/2023

Special

3/16/2023

MOH

X55904100

CINS

5

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

3/22/2023

Special

3/16/2023

MOH

X55904100

CINS

6

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

6/7/2023

Ordinary

6/1/2023

MOH

X55904100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

6/7/2023

Ordinary

6/1/2023

MOH

X55904100

CINS

2

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

6/7/2023

Ordinary

6/1/2023

MOH

X55904100

CINS

3

Ratification of Board and Auditor's Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

6/7/2023

Ordinary

6/1/2023

MOH

X55904100

CINS

4

Election of Directors

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

6/7/2023

Ordinary

6/1/2023

MOH

X55904100

CINS

5

Election of Audit Committee Members

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

6/7/2023

Ordinary

6/1/2023

MOH

X55904100

CINS

6

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

6/7/2023

Ordinary

6/1/2023

MOH

X55904100

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

6/7/2023

Ordinary

6/1/2023

MOH

X55904100

CINS

8

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

6/7/2023

Ordinary

6/1/2023

MOH

X55904100

CINS

9

Directors' Fees (Advance Payments)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

6/7/2023

Ordinary

6/1/2023

MOH

X55904100

CINS

10

Special Bonus (Board Members and Senior Executives)

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

6/7/2023

Ordinary

6/1/2023

MOH

X55904100

CINS

11

Special Bonus (Company Personnel)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

6/7/2023

Ordinary

6/1/2023

MOH

X55904100

CINS

12

Creation of Special Reserve

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

6/7/2023

Ordinary

6/1/2023

MOH

X55904100

CINS

13

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

6/7/2023

Ordinary

6/1/2023

MOH

X55904100

CINS

14

Amendments to Remuneration Policy

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Motor Oil (Hellas) Corinth Refineries S.A.

Greece

6/7/2023

Ordinary

6/1/2023

MOH

X55904100

CINS

15

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Mytilineos S.A.

Greece

6/1/2023

Ordinary

5/26/2023

MYTIL

X56014131

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Mytilineos S.A.

Greece

6/1/2023

Ordinary

5/26/2023

MYTIL

X56014131

CINS

2

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Mytilineos S.A.

Greece

6/1/2023

Ordinary

5/26/2023

MYTIL

X56014131

CINS

3

Allocation of Profits/Dividends; Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Mytilineos S.A.

Greece

6/1/2023

Ordinary

5/26/2023

MYTIL

X56014131

CINS

4

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Mytilineos S.A.

Greece

6/1/2023

Ordinary

5/26/2023

MYTIL

X56014131

CINS

5

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Mytilineos S.A.

Greece

6/1/2023

Ordinary

5/26/2023

MYTIL

X56014131

CINS

6

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Mytilineos S.A.

Greece

6/1/2023

Ordinary

5/26/2023

MYTIL

X56014131

CINS

7

Ratification of Board and Auditor's Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Mytilineos S.A.

Greece

6/1/2023

Ordinary

5/26/2023

MYTIL

X56014131

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Mytilineos S.A.

Greece

6/1/2023

Ordinary

5/26/2023

MYTIL

X56014131

CINS

9

Elect Christos Gavalas

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Mytilineos S.A.

Greece

6/1/2023

Ordinary

5/26/2023

MYTIL

X56014131

CINS

10

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Mytilineos S.A.

Greece

6/1/2023

Ordinary

5/26/2023

MYTIL

X56014131

CINS

11

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

2

Directors' and Auditors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

3

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

4

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

5

Ratification of Board and Auditor's Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

7

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

8

Spin-off

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

9

Use of Reserves to Offset Losses

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

10

Board Size; Elect Nassos Zarkalis; Designation of Independent Director

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

11

Approval of Audit Committee Guidelines

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

12

Amendments to Remuneration Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

13

Directors' fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

14

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

15

Amendments to Suitability Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

National Bank of Greece S.A.

Greece

7/28/2022

Ordinary

7/22/2022

ETE

X56533189

CINS

16

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

5

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

6

Financial Statements (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

7

Annual Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

8

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

9

Payment of Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

10

2023 Revenue and Expenditure Budget

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

11

Ratification of Management and Supervisory Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

12

Elect Reinhard Florey to the Supervisory Board

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

13

Elect Katja Tautscher to the Supervisory Board

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

14

Elect Berislav Gaso to the Supervisory Board

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

15

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

16

Supervisory Board Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

17

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

18

Authority to Set Auditor's Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

19

Approval of Ex-Date and Registration Date

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

20

Approval of Payment Date

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

21

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

22

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Ordinary

4/12/2023

SNP

X6000W100

CINS

23

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Special

4/12/2023

SNP

X6000W100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Special

4/12/2023

SNP

X6000W100

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Special

4/12/2023

SNP

X6000W100

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Special

4/12/2023

SNP

X6000W100

CINS

4

Delisting of GDRs from London Stock Exchange

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Special

4/12/2023

SNP

X6000W100

CINS

5

Authorization of Legal Formalities (Delisting of GDRs)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Special

4/12/2023

SNP

X6000W100

CINS

6

Approval of Ex-Date and Registration Date

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Special

4/12/2023

SNP

X6000W100

CINS

7

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Special

4/12/2023

SNP

X6000W100

CINS

8

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

4/26/2023

Special

4/12/2023

SNP

X6000W100

CINS

9

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

7/26/2022

Ordinary

7/15/2022

SNP

X6000W100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

7/26/2022

Ordinary

7/15/2022

SNP

X6000W100

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

7/26/2022

Ordinary

7/15/2022

SNP

X6000W100

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

7/26/2022

Ordinary

7/15/2022

SNP

X6000W100

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

7/26/2022

Ordinary

7/15/2022

SNP

X6000W100

CINS

5

Allocation of a Special Dividend

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

7/26/2022

Ordinary

7/15/2022

SNP

X6000W100

CINS

6

The Payment of Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

7/26/2022

Ordinary

7/15/2022

SNP

X6000W100

CINS

7

Approval of Registration Date and Ex-Date

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

7/26/2022

Ordinary

7/15/2022

SNP

X6000W100

CINS

8

Approval of Payment Date

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

7/26/2022

Ordinary

7/15/2022

SNP

X6000W100

CINS

9

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OMV Petrom SA

Romania

7/26/2022

Ordinary

7/15/2022

SNP

X6000W100

CINS

10

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orange Polska SA

Poland

10/6/2022

Special

9/20/2022

OPL

X5984X100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orange Polska SA

Poland

10/6/2022

Special

9/20/2022

OPL

X5984X100

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orange Polska SA

Poland

10/6/2022

Special

9/20/2022

OPL

X5984X100

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orange Polska SA

Poland

10/6/2022

Special

9/20/2022

OPL

X5984X100

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orange Polska SA

Poland

10/6/2022

Special

9/20/2022

OPL

X5984X100

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orange Polska SA

Poland

10/6/2022

Special

9/20/2022

OPL

X5984X100

CINS

6

Merger by Absorption

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orange Polska SA

Poland

10/6/2022

Special

9/20/2022

OPL

X5984X100

CINS

7

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orange Polska SA

Poland

10/6/2022

Special

9/20/2022

OPL

X5984X100

CINS

8

Unified Text of Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orange Polska SA

Poland

10/6/2022

Special

9/20/2022

OPL

X5984X100

CINS

9

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orange Polska SA

Poland

10/6/2022

Special

9/20/2022

OPL

X5984X100

CINS

10

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

2

Elect Sergey V. Kurzin

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

3

Elect Sergei Stefanovich

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

4

Elect David Rhodes

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

5

Elect Mark Corra

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

6

Elect Vladimir Pakhomov

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

8

Adoption of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

9

Divestiture

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

5

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

6

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

7

Election of Minutes Certifier

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

8

Election of Votes Counting Committee

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

9

Directors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

10

Corporate Governance Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

11

Ratification of Management Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

12

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

13

Remuneration Guidelines

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

14

Elect Antal Kovacs to the Board of Directors

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

15

Elect Antal Tibor Tolnay

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

16

Elect Jozsef Gabor Horvath

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

17

Elect Tamas Gudra

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

18

Elect Olivier Pequeux

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

19

Elect Klara Bella

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

20

Elect Andras  Michnai

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

21

Elect Antal Tibor Tolnay

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

22

Elect Jozsef Gabor Horvath

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

23

Elect Tamas Gudra

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

24

Elect Olivier Pequeux

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

25

Board of Directors, Supervisory Board and Audit Committee Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

OTP Bank

Hungary

4/28/2023

Annual

4/21/2023

OTP

X60746181

CINS

26

Presentation of Information on Share Repurchase; Authority to Repurchase Shares

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

4

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

5

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

6

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

7

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

8

Withdrawal from the Election of Scrutiny Commission

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

9

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

10

Financial Statements (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

11

Management Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

12

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

13

Report on Supervisory Board Activities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

14

Supervisory Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

15

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

16

Ratification of Management and Supervisory Board Acts

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

17

Shareholder Proposal Regarding Changes to Supervisory Board Composition

ShrHoldr

N/A

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

4/28/2023

Annual

4/12/2023

PGE

X6447Z104

CINS

18

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

12/14/2022

Special

11/28/2022

PGE

X6447Z104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

12/14/2022

Special

11/28/2022

PGE

X6447Z104

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

12/14/2022

Special

11/28/2022

PGE

X6447Z104

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

12/14/2022

Special

11/28/2022

PGE

X6447Z104

CINS

4

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

12/14/2022

Special

11/28/2022

PGE

X6447Z104

CINS

5

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

12/14/2022

Special

11/28/2022

PGE

X6447Z104

CINS

6

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

12/14/2022

Special

11/28/2022

PGE

X6447Z104

CINS

7

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

12/14/2022

Special

11/28/2022

PGE

X6447Z104

CINS

8

Resignation from the Election of Scrutiny Commission

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

12/14/2022

Special

11/28/2022

PGE

X6447Z104

CINS

9

Shareholder Proposal Regarding Changes to Supervisory Board Composition

ShrHoldr

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

12/14/2022

Special

11/28/2022

PGE

X6447Z104

CINS

10

Coverage of Meeting Costs

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

PGE Polska Grupa Energetyczna SA

Poland

12/14/2022

Special

11/28/2022

PGE

X6447Z104

CINS

11

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

2

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

3

Ratification of Board and Auditor's Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

4

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

5

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

6

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

7

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

8

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

9

Election of Directors; Designation of Independent Non-Executive Directors

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

10

Approval of Audit Committee Guidelines

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

11

Amendments to Suitability Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

12

Amendments to Remuneration Policy

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

13

Free Allocation of Shares

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

14

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

15

Use of Reserves to Offset Losses

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

16

Board Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

17

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

18

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Piraeus Financial Holdings S.A.

Greece

6/27/2023

Ordinary

6/21/2023

TPEIR

X06397248

CINS

19

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

3/22/2023

Special

3/6/2023

PKN

X6922W204

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

3/22/2023

Special

3/6/2023

PKN

X6922W204

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

3/22/2023

Special

3/6/2023

PKN

X6922W204

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

3/22/2023

Special

3/6/2023

PKN

X6922W204

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

3/22/2023

Special

3/6/2023

PKN

X6922W204

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

3/22/2023

Special

3/6/2023

PKN

X6922W204

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

3/22/2023

Special

3/6/2023

PKN

X6922W204

CINS

7

Election of Scrutiny Commission

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

3/22/2023

Special

3/6/2023

PKN

X6922W204

CINS

8

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

3/22/2023

Special

3/6/2023

PKN

X6922W204

CINS

9

Uniform Text of Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

3/22/2023

Special

3/6/2023

PKN

X6922W204

CINS

10

Merger by Absorption between Parent and Subsidiary

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

3/22/2023

Special

3/6/2023

PKN

X6922W204

CINS

11

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

3/22/2023

Special

3/6/2023

PKN

X6922W204

CINS

12

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

3/22/2023

Special

3/6/2023

PKN

X6922W204

CINS

13

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

7

Election of Scrutiny Commission

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

8

Presentation of Management Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

9

Presentation of Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

10

Presentation of Financial Statements (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

11

Presentation of Supervisory Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

12

Presentation of Report on Selected Operational Expenses

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

13

Management Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

14

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

15

Financial Statements (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

16

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

17

Supervisory Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

18

Ratification of Management Board Acts

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

19

Ratification of Supervisory Board Acts

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

20

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

21

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

22

Uniform Text of Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

23

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

6/21/2023

Annual

6/5/2023

PKN

X6922W204

CINS

24

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

7/21/2022

Special

7/5/2022

PKN

X6922W204

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

7/21/2022

Special

7/5/2022

PKN

X6922W204

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

7/21/2022

Special

7/5/2022

PKN

X6922W204

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

7/21/2022

Special

7/5/2022

PKN

X6922W204

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

7/21/2022

Special

7/5/2022

PKN

X6922W204

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

7/21/2022

Special

7/5/2022

PKN

X6922W204

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

7/21/2022

Special

7/5/2022

PKN

X6922W204

CINS

7

Election of Scrutiny Commission

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

7/21/2022

Special

7/5/2022

PKN

X6922W204

CINS

8

Merger

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

7/21/2022

Special

7/5/2022

PKN

X6922W204

CINS

9

Transfer of an Organised Part of the Company

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

7/21/2022

Special

7/5/2022

PKN

X6922W204

CINS

10

Uniform Text of Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

7/21/2022

Special

7/5/2022

PKN

X6922W204

CINS

11

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

9/28/2022

Special

9/12/2022

PKN

X6922W204

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

9/28/2022

Special

9/12/2022

PKN

X6922W204

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

9/28/2022

Special

9/12/2022

PKN

X6922W204

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

9/28/2022

Special

9/12/2022

PKN

X6922W204

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

9/28/2022

Special

9/12/2022

PKN

X6922W204

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

9/28/2022

Special

9/12/2022

PKN

X6922W204

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

9/28/2022

Special

9/12/2022

PKN

X6922W204

CINS

7

Election of Scrutiny Commission

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

9/28/2022

Special

9/12/2022

PKN

X6922W204

CINS

8

Merger

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

9/28/2022

Special

9/12/2022

PKN

X6922W204

CINS

9

Uniform Text of Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

9/28/2022

Special

9/12/2022

PKN

X6922W204

CINS

10

Establishment of Extraction Facility Liquidation fund

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

9/28/2022

Special

9/12/2022

PKN

X6922W204

CINS

11

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

9/28/2022

Special

9/12/2022

PKN

X6922W204

CINS

12

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Polski Koncern Naftowy Orlen S.A.

Poland

9/28/2022

Special

9/12/2022

PKN

X6922W204

CINS

13

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

7

Presentation of Accounts and Reports and Profit Distribution Proposal

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

8

Presentation of Accounts and Reports (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

9

Presentation of Supervisory Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

10

Presentation of Supervisory Board Report (Remuneration Policy; Corporate Governance)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

11

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

12

Management Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

13

Financial Statements (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

14

Supervisory Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

15

Allocation of Retained Earnings

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

16

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

17

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

18

Ratification of Management Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

19

Ratification of Supervisory Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

20

Adequacy Assessment of Supervisory Board Regulations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

21

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

22

Amendments to Supervisory Board Regulations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

23

Amendments to General Meeting Regulations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

24

Assessment of Individual Suitability of Supervisory Board Members

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

25

Assessment of Collegial Suitability of the Supervisory Board

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

6/21/2023

Annual

6/5/2023

PKO

X6919X108

CINS

26

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

10/18/2022

Special

9/30/2022

PKO

X6919X108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

10/18/2022

Special

9/30/2022

PKO

X6919X108

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

10/18/2022

Special

9/30/2022

PKO

X6919X108

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

10/18/2022

Special

9/30/2022

PKO

X6919X108

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

10/18/2022

Special

9/30/2022

PKO

X6919X108

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

10/18/2022

Special

9/30/2022

PKO

X6919X108

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

10/18/2022

Special

9/30/2022

PKO

X6919X108

CINS

7

Shareholder Proposal Regarding Changes to the Supervisory Board Composition

ShrHoldr

N/A

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

10/18/2022

Special

9/30/2022

PKO

X6919X108

CINS

8

Shareholder Proposal Regarding Approval of Assessment of Collegial Suitability of Supervisory Board Members

ShrHoldr

N/A

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

10/18/2022

Special

9/30/2022

PKO

X6919X108

CINS

9

Shareholder Proposal Regarding Coverage of Meeting Costs

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

10/18/2022

Special

9/30/2022

PKO

X6919X108

CINS

10

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

10/18/2022

Special

9/30/2022

PKO

X6919X108

CINS

11

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechna Kasa Oszczednosci Bank Polski SA

Poland

10/18/2022

Special

9/30/2022

PKO

X6919X108

CINS

12

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

7

Presentation of Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

8

Presentation of Financial Statements (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

9

Presentation of Management Board Report and Report on Non-Financial Information

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

10

Presentation of Supervisory Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

11

Presentation of Management Board Report on Expenditures

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

12

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

13

Financial Statements (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

14

Management Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

15

Supervisory Board Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

16

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

17

Ratification of Management Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

18

Ratification of Supervisory Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

19

Assessment of Individual Suitability of the Supervisory Board

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

20

Amendments to Policy on Assessment of Suitability of Supervisory Board and Audit Committee

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

21

Approval of Suitability of Candidates to the Supervisory Board

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

22

Approval of Collegial Suitability of Supervisory Board

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

23

Changes to Supervisory Board Composition

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

24

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

25

Amendments to Remuneration Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

26

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

27

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

6/7/2023

Annual

5/22/2023

PZU

X6919T107

CINS

28

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

9/1/2022

Special

8/16/2022

PZU

X6919T107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

9/1/2022

Special

8/16/2022

PZU

X6919T107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

9/1/2022

Special

8/16/2022

PZU

X6919T107

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

9/1/2022

Special

8/16/2022

PZU

X6919T107

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

9/1/2022

Special

8/16/2022

PZU

X6919T107

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

9/1/2022

Special

8/16/2022

PZU

X6919T107

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

9/1/2022

Special

8/16/2022

PZU

X6919T107

CINS

7

Shareholder Proposal Regarding Changes to the Supervisory Board Composition

ShrHoldr

N/A

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

9/1/2022

Special

8/16/2022

PZU

X6919T107

CINS

8

Shareholder Proposal Regarding Approval of Assessment of Collegial Suitability of Supervisory Board Members

ShrHoldr

N/A

Abstain

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

9/1/2022

Special

8/16/2022

PZU

X6919T107

CINS

9

Shareholder Proposal Regarding Coverage of Meeting Costs

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

9/1/2022

Special

8/16/2022

PZU

X6919T107

CINS

10

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

9/1/2022

Special

8/16/2022

PZU

X6919T107

CINS

11

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Powszechny Zaklad Ubezpieczen SA

Poland

9/1/2022

Special

8/16/2022

PZU

X6919T107

CINS

12

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

5

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

6

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

7

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

8

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

9

Ratify Roland Busch

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

10

Ratify Cedrik Neike

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

11

Ratify Matthias Rebellius

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

12

Ratify Ralf P. Thomas

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

13

Ratify Judith Wiese

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

14

Ratify Jim Hagemann Snabe

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

15

Ratify Birgit Steinborn

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

16

Ratify Werner Brandt

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

17

Ratify Tobias Baumler

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

18

Ratify Michael Diekmann

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

19

Ratify Andrea Fehrmann

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

20

Ratify Bettina Haller

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

21

Ratify Harald Kern

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

22

Ratify Jurgen Kerner

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

23

Ratify Benoit Potier

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

24

Ratify Hagen Reimer

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

25

Ratify Norbert Reithofer

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

26

Ratify Kasper Rorsted

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

27

Ratify Nemat Shafik

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

28

Ratify Nathalie von Siemens

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

29

Ratify Michael Sigmund

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

30

Ratify Dorothea Simon

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

31

Ratify Grazia Vittadini

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

32

Ratify Matthias Zachert

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

33

Ratify Gunnar Zukunft

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

34

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

35

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

36

Elect Werner Brandt

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

37

Elect Regina E. Dugan

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

38

Elect Keryn Lee James

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

39

Elect Martina Merz

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

40

Elect Benoit Potier

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

41

Elect Nathalie von Siemens

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

42

Elect Matthias Zachert

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

43

Amendments to Articles (Virtual AGM)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

44

Amendments to Articles (Virtual AGM Participation of Supervisory Board Members)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

45

Amendments to Articles (Share Register)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

46

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

47

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

48

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Siemens AG

Germany

2/9/2023

Annual

2/2/2023

SIE

D69671218

CINS

49

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

1/12/2023

Ordinary

1/3/2023

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

1/12/2023

Ordinary

1/3/2023

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

1/12/2023

Ordinary

1/3/2023

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

1/12/2023

Ordinary

1/3/2023

SNG

X8T90R107

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

1/12/2023

Ordinary

1/3/2023

SNG

X8T90R107

CINS

5

Extension of Interim Directors' Mandate

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

1/12/2023

Ordinary

1/3/2023

SNG

X8T90R107

CINS

6

Addendum to the Contract of Mandate

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

1/12/2023

Ordinary

1/3/2023

SNG

X8T90R107

CINS

7

Authorization of Legal Formalities (Addendum)

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

1/12/2023

Ordinary

1/3/2023

SNG

X8T90R107

CINS

8

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

1/30/2023

Ordinary

1/13/2023

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

1/30/2023

Ordinary

1/13/2023

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

1/30/2023

Ordinary

1/13/2023

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

1/30/2023

Ordinary

1/13/2023

SNG

X8T90R107

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

1/30/2023

Ordinary

1/13/2023

SNG

X8T90R107

CINS

5

Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

1/30/2023

Ordinary

1/13/2023

SNG

X8T90R107

CINS

6

Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

1/30/2023

Ordinary

1/13/2023

SNG

X8T90R107

CINS

7

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/20/2023

Ordinary

2/9/2023

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/20/2023

Ordinary

2/9/2023

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/20/2023

Ordinary

2/9/2023

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/20/2023

Ordinary

2/9/2023

SNG

X8T90R107

CINS

4

Revenue and Expenditure Budget 2023

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/20/2023

Ordinary

2/9/2023

SNG

X8T90R107

CINS

5

Presentation of Income and Expense Budget 2023  (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/20/2023

Ordinary

2/9/2023

SNG

X8T90R107

CINS

6

Addendum to Gas Sale Contract

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/20/2023

Ordinary

2/9/2023

SNG

X8T90R107

CINS

7

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/20/2023

Ordinary

2/9/2023

SNG

X8T90R107

CINS

8

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/20/2023

Ordinary

2/9/2023

SNG

X8T90R107

CINS

9

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/27/2023

Ordinary

2/16/2023

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/27/2023

Ordinary

2/16/2023

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/27/2023

Ordinary

2/16/2023

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/27/2023

Ordinary

2/16/2023

SNG

X8T90R107

CINS

4

Ratification of Gas Sale Contract

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/27/2023

Ordinary

2/16/2023

SNG

X8T90R107

CINS

5

Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/27/2023

Ordinary

2/16/2023

SNG

X8T90R107

CINS

6

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

2/27/2023

Ordinary

2/16/2023

SNG

X8T90R107

CINS

7

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

5

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

6

Elect Dan Dragos Dragan

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

7

Elect Aristotel Marius Jude

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

8

Elect Cezar Batog

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

9

Elect Virgil Marius Metea

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

10

Elect Nicolae Bogdan Simescu

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

11

Elect Botond Balazs

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

12

Elect Gheorghe Silvian Sorici

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

13

Elect Peter A.M. Jensen

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

14

Interim Directors' Board Term Length

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

15

Interim Directors' Fees

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

16

Approval of Interim Directors' Mandate Contract

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

17

Authorization of Legal Formalities (Mandate Contracts)

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

18

Remove Dan Dragos Dragan

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

19

Remove Aristotel Marius Jude

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

20

Remove Cezar Batog

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

21

Remove Virgil Marius Metea

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

22

Remove Nicolae Bogdan Simescu

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

23

Remove Botond Balazs

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

24

Remove Gheorghe Silvian Sorici

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

25

Shareholder Proposal Regarding Election of Directors

Mgmt

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

26

Shareholder Proposal Regarding Board Term Length

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

27

Shareholder Proposal Regarding Directors' Fees

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

28

Shareholder Proposal Regarding Approval of Directors' Mandate Contracts

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

29

Shareholder Proposal Regarding Authorization of Legal Formalities (Mandate Contracts)

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

3/14/2023

Ordinary

3/3/2023

SNG

X8T90R107

CINS

30

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/20/2023

Ordinary

4/7/2023

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/20/2023

Ordinary

4/7/2023

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/20/2023

Ordinary

4/7/2023

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/20/2023

Ordinary

4/7/2023

SNG

X8T90R107

CINS

4

Addendum to Credit Facility Agreement Limit

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/20/2023

Ordinary

4/7/2023

SNG

X8T90R107

CINS

5

Issuance of Guarantee Instruments

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/20/2023

Ordinary

4/7/2023

SNG

X8T90R107

CINS

6

Authorization of Legal Formalities (Credit Facility Agreement)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/20/2023

Ordinary

4/7/2023

SNG

X8T90R107

CINS

7

Authorization of Legal Formalities (Guarantee Instruments)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/20/2023

Ordinary

4/7/2023

SNG

X8T90R107

CINS

8

Presentation of Report on Related Party Transactions (January 19, 2023 - March 7, 2023)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/20/2023

Ordinary

4/7/2023

SNG

X8T90R107

CINS

9

Presentation of Report on Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/20/2023

Ordinary

4/7/2023

SNG

X8T90R107

CINS

10

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/20/2023

Ordinary

4/7/2023

SNG

X8T90R107

CINS

11

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

4

Directors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

5

Auditor's Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

6

Auditor's Report (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

7

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

8

Financial Statements (Consolidated)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

9

Allocation of Profits

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

10

2022 Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

11

Allocation of Retained Earnings

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

12

Retained Earnings Dividend

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

13

Total Dividend

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

14

Approval of Payment Date

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

15

Employees' Participation in Profit

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

16

Remuneration Report

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

17

Ratification of Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

18

Report On Payments Made To Governments In 2022

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

19

Approval of Registration Date

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

20

Approval of Ex-Date

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

21

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

4/26/2023

Ordinary

4/13/2023

SNG

X8T90R107

CINS

22

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

5/10/2023

Ordinary

4/28/2023

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

5/10/2023

Ordinary

4/28/2023

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

5/10/2023

Ordinary

4/28/2023

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

5/10/2023

Ordinary

4/28/2023

SNG

X8T90R107

CINS

4

Settlement Agreement

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

5/10/2023

Ordinary

4/28/2023

SNG

X8T90R107

CINS

5

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

5/10/2023

Ordinary

4/28/2023

SNG

X8T90R107

CINS

6

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

5/10/2023

Ordinary

4/28/2023

SNG

X8T90R107

CINS

7

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

7/8/2022

Ordinary

6/29/2022

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

7/8/2022

Ordinary

6/29/2022

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

7/8/2022

Ordinary

6/29/2022

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

7/8/2022

Ordinary

6/29/2022

SNG

X8T90R107

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

7/8/2022

Ordinary

6/29/2022

SNG

X8T90R107

CINS

5

Election of Interim Director

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

7/8/2022

Ordinary

6/29/2022

SNG

X8T90R107

CINS

6

Interim Board Term Length

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

7/8/2022

Ordinary

6/29/2022

SNG

X8T90R107

CINS

7

Interim Directors' Fees

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

7/8/2022

Ordinary

6/29/2022

SNG

X8T90R107

CINS

8

Interim Directors' Employment Agreement

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

7/8/2022

Ordinary

6/29/2022

SNG

X8T90R107

CINS

9

Authorization of Legal Formalities (Director's Agreements)

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

7/8/2022

Ordinary

6/29/2022

SNG

X8T90R107

CINS

10

Extension of Directors' Mandate

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

7/8/2022

Ordinary

6/29/2022

SNG

X8T90R107

CINS

11

Addendum to Directors' Agreement

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

7/8/2022

Ordinary

6/29/2022

SNG

X8T90R107

CINS

12

Authorization of Legal Formalities (Addendum)

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

7/8/2022

Ordinary

6/29/2022

SNG

X8T90R107

CINS

13

Presentation of Information on Company Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

7/8/2022

Ordinary

6/29/2022

SNG

X8T90R107

CINS

14

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/13/2022

Ordinary

9/1/2022

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/13/2022

Ordinary

9/1/2022

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/13/2022

Ordinary

9/1/2022

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/13/2022

Ordinary

9/1/2022

SNG

X8T90R107

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/13/2022

Ordinary

9/1/2022

SNG

X8T90R107

CINS

5

Election of Interim Directors

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/13/2022

Ordinary

9/1/2022

SNG

X8T90R107

CINS

6

Interim Board Term Length

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/13/2022

Ordinary

9/1/2022

SNG

X8T90R107

CINS

7

Interim Directors' Fees

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/13/2022

Ordinary

9/1/2022

SNG

X8T90R107

CINS

8

Interim Directors' Employment Agreement

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/13/2022

Ordinary

9/1/2022

SNG

X8T90R107

CINS

9

Authorization of Legal Formalities (Directors' Agreements)

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/13/2022

Ordinary

9/1/2022

SNG

X8T90R107

CINS

10

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/22/2022

Ordinary

9/8/2022

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/22/2022

Ordinary

9/8/2022

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/22/2022

Ordinary

9/8/2022

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/22/2022

Ordinary

9/8/2022

SNG

X8T90R107

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/22/2022

Ordinary

9/8/2022

SNG

X8T90R107

CINS

5

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/22/2022

Ordinary

9/8/2022

SNG

X8T90R107

CINS

6

Presentation of Interim Directors' Report (1H2022)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/22/2022

Ordinary

9/8/2022

SNG

X8T90R107

CINS

7

Presentation of Information on Company Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/22/2022

Ordinary

9/8/2022

SNG

X8T90R107

CINS

8

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/22/2022

Special

9/8/2022

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/22/2022

Special

9/8/2022

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/22/2022

Special

9/8/2022

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/22/2022

Special

9/8/2022

SNG

X8T90R107

CINS

4

Change of Subsidiary Name

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/22/2022

Special

9/8/2022

SNG

X8T90R107

CINS

5

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/22/2022

Special

9/8/2022

SNG

X8T90R107

CINS

6

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

9/22/2022

Special

9/8/2022

SNG

X8T90R107

CINS

7

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/17/2022

Ordinary

11/7/2022

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/17/2022

Ordinary

11/7/2022

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/17/2022

Ordinary

11/7/2022

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/17/2022

Ordinary

11/7/2022

SNG

X8T90R107

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/17/2022

Ordinary

11/7/2022

SNG

X8T90R107

CINS

5

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/17/2022

Ordinary

11/7/2022

SNG

X8T90R107

CINS

6

Shareholder Proposal Regarding Board of Directors Profile

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/17/2022

Ordinary

11/7/2022

SNG

X8T90R107

CINS

7

Shareholder Proposal Regarding Board of Directors Candidate Profile

ShrHoldr

N/A

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/17/2022

Ordinary

11/7/2022

SNG

X8T90R107

CINS

8

2023-2026 Electricity Sales Strategy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/17/2022

Ordinary

11/7/2022

SNG

X8T90R107

CINS

9

Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/17/2022

Ordinary

11/7/2022

SNG

X8T90R107

CINS

10

Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/17/2022

Ordinary

11/7/2022

SNG

X8T90R107

CINS

11

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/28/2022

Ordinary

11/17/2022

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/28/2022

Ordinary

11/17/2022

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/28/2022

Ordinary

11/17/2022

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/28/2022

Ordinary

11/17/2022

SNG

X8T90R107

CINS

4

Approval of Gas Sale-Purchase Contract

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/28/2022

Ordinary

11/17/2022

SNG

X8T90R107

CINS

5

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/28/2022

Ordinary

11/17/2022

SNG

X8T90R107

CINS

6

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

11/28/2022

Ordinary

11/17/2022

SNG

X8T90R107

CINS

7

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/8/2022

Ordinary

11/25/2022

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/8/2022

Ordinary

11/25/2022

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/8/2022

Ordinary

11/25/2022

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/8/2022

Ordinary

11/25/2022

SNG

X8T90R107

CINS

4

Addendum to Credit Facility Agreement Limit

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/8/2022

Ordinary

11/25/2022

SNG

X8T90R107

CINS

5

Addendum to Credit Facility Agreement Term

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/8/2022

Ordinary

11/25/2022

SNG

X8T90R107

CINS

6

Issuance of Bank Guarantee

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/8/2022

Ordinary

11/25/2022

SNG

X8T90R107

CINS

7

Authorization of Legal Formalities (Credit Facility Agreement)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/8/2022

Ordinary

11/25/2022

SNG

X8T90R107

CINS

8

Authorization of Legal Formalities (Bank Guarantee)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/8/2022

Ordinary

11/25/2022

SNG

X8T90R107

CINS

9

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/8/2022

Ordinary

11/25/2022

SNG

X8T90R107

CINS

10

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/8/2022

Ordinary

11/25/2022

SNG

X8T90R107

CINS

11

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/29/2022

Special

12/16/2022

SNG

X8T90R107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/29/2022

Special

12/16/2022

SNG

X8T90R107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/29/2022

Special

12/16/2022

SNG

X8T90R107

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/29/2022

Special

12/16/2022

SNG

X8T90R107

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/29/2022

Special

12/16/2022

SNG

X8T90R107

CINS

5

Lease Agreements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/29/2022

Special

12/16/2022

SNG

X8T90R107

CINS

6

Authorization of Legal Formalities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

SNGN Romgaz S.A.

Romania

12/29/2022

Special

12/16/2022

SNG

X8T90R107

CINS

7

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tauron Polska Energia SA

Poland

7/13/2022

Special

6/27/2022

TPE

X893AL104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tauron Polska Energia SA

Poland

7/13/2022

Special

6/27/2022

TPE

X893AL104

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tauron Polska Energia SA

Poland

7/13/2022

Special

6/27/2022

TPE

X893AL104

CINS

3

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tauron Polska Energia SA

Poland

7/13/2022

Special

6/27/2022

TPE

X893AL104

CINS

4

Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tauron Polska Energia SA

Poland

7/13/2022

Special

6/27/2022

TPE

X893AL104

CINS

5

Compliance with Rules of Convocation

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tauron Polska Energia SA

Poland

7/13/2022

Special

6/27/2022

TPE

X893AL104

CINS

6

Agenda

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tauron Polska Energia SA

Poland

7/13/2022

Special

6/27/2022

TPE

X893AL104

CINS

7

Voting Method

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tauron Polska Energia SA

Poland

7/13/2022

Special

6/27/2022

TPE

X893AL104

CINS

8

Election of Scrutiny Committee

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tauron Polska Energia SA

Poland

7/13/2022

Special

6/27/2022

TPE

X893AL104

CINS

9

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tauron Polska Energia SA

Poland

7/13/2022

Special

6/27/2022

TPE

X893AL104

CINS

10

Ratification of Management Board Acts

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tauron Polska Energia SA

Poland

7/13/2022

Special

6/27/2022

TPE

X893AL104

CINS

11

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tauron Polska Energia SA

Poland

7/13/2022

Special

6/27/2022

TPE

X893AL104

CINS

12

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

4

Opening; Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

5

Directors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

6

Presentation of Auditors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

7

Financial Statements

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

8

Ratification of Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

9

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

10

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

11

Election of Directors; Board Size; Board Term Length

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

12

Compensation Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

13

Directors' Fees

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

14

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

15

Charitable Donations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

16

Presentation of Report on Guarantees

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

17

Authority to Carry out Competing Activities or Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

3/8/2023

Annual

3/7/2023

TUPRS

M8966X108

CINS

18

Wishes

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

8/25/2022

Special

8/24/2022

TUPRS

M8966X108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

8/25/2022

Special

8/24/2022

TUPRS

M8966X108

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

8/25/2022

Special

8/24/2022

TUPRS

M8966X108

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

8/25/2022

Special

8/24/2022

TUPRS

M8966X108

CINS

4

Opening; Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

8/25/2022

Special

8/24/2022

TUPRS

M8966X108

CINS

5

Presentation of Information Regarding the Partial Demerger Transaction

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

8/25/2022

Special

8/24/2022

TUPRS

M8966X108

CINS

6

Approve Partial Demerger Transaction

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

8/25/2022

Special

8/24/2022

TUPRS

M8966X108

CINS

7

Amendments to Articles 6 (Regarding Capital) and 7 (Assignment of Shares and Establishment of Usufruct of Shares)

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Tupras Turkiye Petrol Rafinerileri A.S

Turkey

8/25/2022

Special

8/24/2022

TUPRS

M8966X108

CINS

8

Wishes

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

4

Opening; Election of Presiding Chair; Minutes

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

5

Presentation of Directors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

6

Presentation of Auditors' Report

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

7

Financial Statements

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

8

Ratification of Board Acts

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

9

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

10

Approval of Allocation of a Special Fund

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

11

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

12

Presentation of Compensation Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

13

Directors' Fees

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

14

Charitable Donations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

15

Authority to Carry out Competing Activities or Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Turkiye Garanti Bankasi A.S

Turkey

4/13/2023

Annual

4/12/2023

GARAN

M4752S106

CINS

16

Presentation of Report on Competing Activities

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

5

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

6

Special Dividend

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

7

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Volkswagen AG

Germany

12/16/2022

Special

11/24/2022

VOW

D94523145

CINS

8

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

4

Opening; Election of Presiding Chair

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

5

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

6

Ratification of Board Acts

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

7

Ratification of Liquidation of Receivables

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

8

Election of Directors; Board Size; Board Term Length

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

9

Compensation Policy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

10

Directors' Fees

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

11

Allocation of Profits/Dividends

Mgmt

For

Against

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

12

Approval of Allocation of a Special Fund

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

13

Authority to Repurchase Shares; Presentation of Report on Repurchase of Shares

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

14

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

15

Charitable Donations

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

16

Presentation of Report on Transition to Low-Carbon Economy

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

17

Authority to Carry out Competing Activities or Related Party Transactions

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Yapi ve Kredi Bankasi A.S

Turkey

3/16/2023

Annual

3/15/2023

YKBNK

M9869G101

CINS

18

Wishes

Mgmt

For

For

U.S. Global Investors Funds Emerging Europe Fund

Voted

Abaxx Technologies Inc.

Canada

4/14/2023

Special

3/10/2023

ABXX

00258V100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Abaxx Technologies Inc.

Canada

4/14/2023

Special

3/10/2023

ABXX

00258V100

CINS

2

Share Consolidation

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Abaxx Technologies Inc.

Canada

4/14/2023

Special

3/10/2023

ABXX

00258V100

CINS

3

Amendment to the Restricted Stock Unit Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Abaxx Technologies Inc.

Canada

4/14/2023

Special

3/10/2023

ABXX

00258V100

CINS

4

Approval of Restricted Unit Grants

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

3

Elect Joshua Crumb

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

4

Elect Thom McMahon

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

5

Elect Margot Naudie

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

6

Elect Catherine Flax

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

7

Elect W. Scott Leckie

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

8

Elect Cyrus Hiramanek

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Abaxx Technologies Inc.

Canada

9/22/2022

Annual

8/10/2022

ABXX

00258V100

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Adamera Minerals Corp.

Canada

6/22/2023

Annual

5/15/2023

ADZ

00547Y105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Adamera Minerals Corp.

Canada

6/22/2023

Annual

5/15/2023

ADZ

00547Y105

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Adamera Minerals Corp.

Canada

6/22/2023

Annual

5/15/2023

ADZ

00547Y105

CINS

3

Elect Mark Kolebaba

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Adamera Minerals Corp.

Canada

6/22/2023

Annual

5/15/2023

ADZ

00547Y105

CINS

4

Elect Yale R. Simpson

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Adamera Minerals Corp.

Canada

6/22/2023

Annual

5/15/2023

ADZ

00547Y105

CINS

5

Elect Christopher E. Herald

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Adamera Minerals Corp.

Canada

6/22/2023

Annual

5/15/2023

ADZ

00547Y105

CINS

6

Elect Alex Adams

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Adamera Minerals Corp.

Canada

6/22/2023

Annual

5/15/2023

ADZ

00547Y105

CINS

7

Elect Mark Jones

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Adamera Minerals Corp.

Canada

6/22/2023

Annual

5/15/2023

ADZ

00547Y105

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Adamera Minerals Corp.

Canada

6/22/2023

Annual

5/15/2023

ADZ

00547Y105

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.1

Elect Elaine Ellingham

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.2

Elect David Fleck

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.3

Elect David Gower

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.4

Elect Claire Kennedy

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.5

Elect John A. McCluskey

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.6

Elect Monique Mercier

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.7

Elect Paul J. Murphy

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.8

Elect J. Robert S. Prichard

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

1.9

Elect Shaun A. Usmar

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Alamos Gold Inc.

United States

5/25/2023

Annual

4/12/2023

AGI

11532108

CUSIP

3

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Allegiant Gold Ltd.

Canada

3/29/2023

Annual

2/22/2023

AUAU

01750B105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Allegiant Gold Ltd.

Canada

3/29/2023

Annual

2/22/2023

AUAU

01750B105

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Allegiant Gold Ltd.

Canada

3/29/2023

Annual

2/22/2023

AUAU

01750B105

CINS

3

Elect Peter Gianulis

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Allegiant Gold Ltd.

Canada

3/29/2023

Annual

2/22/2023

AUAU

01750B105

CINS

4

Elect Shawn Nichols

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Allegiant Gold Ltd.

Canada

3/29/2023

Annual

2/22/2023

AUAU

01750B105

CINS

5

Elect Andy Wallace

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Allegiant Gold Ltd.

Canada

3/29/2023

Annual

2/22/2023

AUAU

01750B105

CINS

6

Elect Gordon Bogden

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Allegiant Gold Ltd.

Canada

3/29/2023

Annual

2/22/2023

AUAU

01750B105

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Allegiant Gold Ltd.

Canada

3/29/2023

Annual

2/22/2023

AUAU

01750B105

CINS

8

Omnibus Incentive Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Allegiant Gold Ltd.

Canada

3/29/2023

Annual

2/22/2023

AUAU

01750B105

CINS

9

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amani Gold Limited

Australia

11/29/2022

Annual

11/25/2022

ANL

Q02876102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amani Gold Limited

Australia

11/29/2022

Annual

11/25/2022

ANL

Q02876102

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amani Gold Limited

Australia

11/29/2022

Annual

11/25/2022

ANL

Q02876102

CINS

3

Elect Burt Li

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amani Gold Limited

Australia

11/29/2022

Annual

11/25/2022

ANL

Q02876102

CINS

4

Re-elect Peter Huljich

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amani Gold Limited

Australia

11/29/2022

Annual

11/25/2022

ANL

Q02876102

CINS

5

Ratify Placement of Securities

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amani Gold Limited

Australia

11/29/2022

Annual

11/25/2022

ANL

Q02876102

CINS

6

Adopt New Constitution

Mgmt

N/A

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amani Gold Limited

Australia

11/29/2022

Annual

11/25/2022

ANL

Q02876102

CINS

7

Approve 10% Placement Facility

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amani Gold Limited

Australia

11/29/2022

Annual

11/25/2022

ANL

Q02876102

CINS

8

Approve Employee Securities Incentive Plan

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amani Gold Limited

Australia

11/29/2022

Annual

11/25/2022

ANL

Q02876102

CINS

9

Equity Grant (NED Peter Huljich)

Mgmt

N/A

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amani Gold Limited

Australia

11/29/2022

Annual

11/25/2022

ANL

Q02876102

CINS

10

Equity Grant (NED Campbell Smyth)

Mgmt

N/A

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amani Gold Limited

Australia

11/29/2022

Annual

11/25/2022

ANL

Q02876102

CINS

11

Equity Grant (CEO Conrad Karageorge)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amani Gold Limited

Australia

11/29/2022

Annual

11/25/2022

ANL

Q02876102

CINS

12

Appointment of Auditor

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amex Exploration Inc.

Canada

5/30/2023

Annual

4/14/2023

AMX

03114B102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amex Exploration Inc.

Canada

5/30/2023

Annual

4/14/2023

AMX

03114B102

CINS

2

Elect Jacques Trottier

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amex Exploration Inc.

Canada

5/30/2023

Annual

4/14/2023

AMX

03114B102

CINS

3

Elect Pierre Carrier

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amex Exploration Inc.

Canada

5/30/2023

Annual

4/14/2023

AMX

03114B102

CINS

4

Elect Andre Shareck

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amex Exploration Inc.

Canada

5/30/2023

Annual

4/14/2023

AMX

03114B102

CINS

5

Elect Victor Cantore

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amex Exploration Inc.

Canada

5/30/2023

Annual

4/14/2023

AMX

03114B102

CINS

6

Elect Yvon Gelinas

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amex Exploration Inc.

Canada

5/30/2023

Annual

4/14/2023

AMX

03114B102

CINS

7

Elect Luisa Moreno

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amex Exploration Inc.

Canada

5/30/2023

Annual

4/14/2023

AMX

03114B102

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Amex Exploration Inc.

Canada

5/30/2023

Annual

4/14/2023

AMX

03114B102

CINS

9

Security Based Compensation Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Angus Gold Inc.

Canada

8/29/2022

Mix

7/15/2022

GUS

03521T100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Angus Gold Inc.

Canada

8/29/2022

Mix

7/15/2022

GUS

03521T100

CINS

2

Elect Patrick Langlois

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Angus Gold Inc.

Canada

8/29/2022

Mix

7/15/2022

GUS

03521T100

CINS

3

Elect Dennis H. Peterson

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Angus Gold Inc.

Canada

8/29/2022

Mix

7/15/2022

GUS

03521T100

CINS

4

Elect Stephen Burleton

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Angus Gold Inc.

Canada

8/29/2022

Mix

7/15/2022

GUS

03521T100

CINS

5

Elect David Cobbold

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Angus Gold Inc.

Canada

8/29/2022

Mix

7/15/2022

GUS

03521T100

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Angus Gold Inc.

Canada

8/29/2022

Mix

7/15/2022

GUS

03521T100

CINS

7

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Angus Gold Inc.

Canada

8/29/2022

Mix

7/15/2022

GUS

03521T100

CINS

8

Restricted Share Unit Plan Renewal

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Angus Gold Inc.

Canada

8/29/2022

Mix

7/15/2022

GUS

03521T100

CINS

9

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

3

Re-elect George Karageorge

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

4

Approve Issue of Incentive Securities (MD/CEO Pedro Kastellorizos)

Mgmt

N/A

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

5

Approve Issue of Incentive Performance Rights (NED George Karageorge)

Mgmt

N/A

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

6

Approve Issue of Incentive Performance Rights (Chair Peter Michael)

Mgmt

N/A

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

7

Approve Issue of Incentive Performance Rights (NED David Greenwood)

Mgmt

N/A

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

8

Approve Issue of Incentive Performance Rights (Company Secretary Kavi Bekarma)

Mgmt

N/A

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

9

Ratify Prior Issue of Securities

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

10

Ratify Prior Issue of Securities

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

11

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

12

Amendments to Constitution (Virtual Meetings)

Mgmt

N/A

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

13

Approve Issue of Consideration Securities (Copperhead Vendors)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

14

Ratify Prior Issue of Placement Securities - Listing Rule 7.1

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

15

Ratify Prior Issue of Placement Securities - Listing Rule 7.1A

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Argent Minerals Limited

Australia

11/30/2022

Annual

11/28/2022

ARD

Q05017100

CINS

16

Approve Issue of Placement Securities

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aris Gold Corporation

Canada

9/19/2022

Special

8/15/2022

ARIS

04040X101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aris Gold Corporation

Canada

9/19/2022

Special

8/15/2022

ARIS

04040X101

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aris Gold Corporation

Canada

9/19/2022

Special

8/15/2022

ARIS

04040X101

CINS

3

Merger with GCM Mining Corp

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Metals Corp.

Canada

6/27/2023

Mix

5/23/2023

AMC

40518102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Metals Corp.

Canada

6/27/2023

Mix

5/23/2023

AMC

40518102

CINS

2

Elect Paul Reid

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Metals Corp.

Canada

6/27/2023

Mix

5/23/2023

AMC

40518102

CINS

3

Elect Marc Pais

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Metals Corp.

Canada

6/27/2023

Mix

5/23/2023

AMC

40518102

CINS

4

Elect Rickard Vernon

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Metals Corp.

Canada

6/27/2023

Mix

5/23/2023

AMC

40518102

CINS

5

Elect Colin Sutherland

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Metals Corp.

Canada

6/27/2023

Mix

5/23/2023

AMC

40518102

CINS

6

Elect Conor Dooley

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Metals Corp.

Canada

6/27/2023

Mix

5/23/2023

AMC

40518102

CINS

7

Elect Rosa Maria Grace Rojas Espinoza

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Metals Corp.

Canada

6/27/2023

Mix

5/23/2023

AMC

40518102

CINS

8

Elect Katherine Arnold

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Metals Corp.

Canada

6/27/2023

Mix

5/23/2023

AMC

40518102

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Metals Corp.

Canada

6/27/2023

Mix

5/23/2023

AMC

40518102

CINS

10

Adoption of Advance Notice By-Law

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

2

Elect David Laing

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

3

Elect George Ogilvie

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

4

Elect Alan Edwards

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

5

Elect Isabella Bertani

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

6

Elect Mark Palmer

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

7

Elect Sarah A. Strunk

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Arizona Sonoran Copper Company Inc.

Canada

6/21/2023

Annual

5/2/2023

ASCU

04058Q105

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Asante Gold Corporation

Canada

12/21/2022

Mix

11/3/2022

ASE

04341X107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Asante Gold Corporation

Canada

12/21/2022

Mix

11/3/2022

ASE

04341X107

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Asante Gold Corporation

Canada

12/21/2022

Mix

11/3/2022

ASE

04341X107

CINS

3

Elect Douglas MacQuarrie

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Asante Gold Corporation

Canada

12/21/2022

Mix

11/3/2022

ASE

04341X107

CINS

4

Elect Nadia Abdul-Aziz

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Asante Gold Corporation

Canada

12/21/2022

Mix

11/3/2022

ASE

04341X107

CINS

5

Elect Mohammad S A A Alothman

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Asante Gold Corporation

Canada

12/21/2022

Mix

11/3/2022

ASE

04341X107

CINS

6

Elect Bashir Akwasi Ahmed

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Asante Gold Corporation

Canada

12/21/2022

Mix

11/3/2022

ASE

04341X107

CINS

7

Elect Malik Easah

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Asante Gold Corporation

Canada

12/21/2022

Mix

11/3/2022

ASE

04341X107

CINS

8

Elect Alex Heath

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Asante Gold Corporation

Canada

12/21/2022

Mix

11/3/2022

ASE

04341X107

CINS

9

Elect Carsten Korch

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Asante Gold Corporation

Canada

12/21/2022

Mix

11/3/2022

ASE

04341X107

CINS

10

Elect Roger Norwich

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Asante Gold Corporation

Canada

12/21/2022

Mix

11/3/2022

ASE

04341X107

CINS

11

Elect Alexander Smirnov

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Asante Gold Corporation

Canada

12/21/2022

Mix

11/3/2022

ASE

04341X107

CINS

12

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Asante Gold Corporation

Canada

12/21/2022

Mix

11/3/2022

ASE

04341X107

CINS

13

Amendment to the Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Asante Gold Corporation

Canada

12/21/2022

Mix

11/3/2022

ASE

04341X107

CINS

14

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aurion Resources Ltd.

Canada

7/26/2022

Annual

6/21/2022

AU

05156F107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aurion Resources Ltd.

Canada

7/26/2022

Annual

6/21/2022

AU

05156F107

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aurion Resources Ltd.

Canada

7/26/2022

Annual

6/21/2022

AU

05156F107

CINS

3

Elect Matti Talikka

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aurion Resources Ltd.

Canada

7/26/2022

Annual

6/21/2022

AU

05156F107

CINS

4

Elect David Lotan

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aurion Resources Ltd.

Canada

7/26/2022

Annual

6/21/2022

AU

05156F107

CINS

5

Elect Dennis Clarke

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aurion Resources Ltd.

Canada

7/26/2022

Annual

6/21/2022

AU

05156F107

CINS

6

Elect David Loveys

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aurion Resources Ltd.

Canada

7/26/2022

Annual

6/21/2022

AU

05156F107

CINS

7

Elect Kerry Sparkes

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aurion Resources Ltd.

Canada

7/26/2022

Annual

6/21/2022

AU

05156F107

CINS

8

Elect Leily Omoumi

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aurion Resources Ltd.

Canada

7/26/2022

Annual

6/21/2022

AU

05156F107

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aurion Resources Ltd.

Canada

7/26/2022

Annual

6/21/2022

AU

05156F107

CINS

10

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Auteco Minerals Ltd

Australia

11/18/2022

Annual

11/16/2022

AUT

Q1198K107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Auteco Minerals Ltd

Australia

11/18/2022

Annual

11/16/2022

AUT

Q1198K107

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Auteco Minerals Ltd

Australia

11/18/2022

Annual

11/16/2022

AUT

Q1198K107

CINS

3

Re-elect Stephen Parsons

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Auteco Minerals Ltd

Australia

11/18/2022

Annual

11/16/2022

AUT

Q1198K107

CINS

4

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Auteco Minerals Ltd

Australia

11/18/2022

Annual

11/16/2022

AUT

Q1198K107

CINS

5

Ratify Placement of Securities

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Auteco Minerals Ltd

Australia

11/18/2022

Annual

11/16/2022

AUT

Q1198K107

CINS

6

Approve Employee Securities Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Auteco Minerals Ltd

Australia

11/18/2022

Annual

11/16/2022

AUT

Q1198K107

CINS

7

Approve Termination Benefits

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Auteco Minerals Ltd

Australia

11/18/2022

Annual

11/16/2022

AUT

Q1198K107

CINS

8

Deeds of Indemnity, Insurance and Access

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Auteco Minerals Ltd

Australia

11/18/2022

Annual

11/16/2022

AUT

Q1198K107

CINS

9

Adopt New Constitution

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Awale Resources Limited

Canada

11/7/2022

Annual

9/9/2022

ARIC

05455R208

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Awale Resources Limited

Canada

11/7/2022

Annual

9/9/2022

ARIC

05455R208

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Awale Resources Limited

Canada

11/7/2022

Annual

9/9/2022

ARIC

05455R208

CINS

3

Board Size

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Awale Resources Limited

Canada

11/7/2022

Annual

9/9/2022

ARIC

05455R208

CINS

4

Elect Derk Hartman

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Awale Resources Limited

Canada

11/7/2022

Annual

9/9/2022

ARIC

05455R208

CINS

5

Elect Glen Parsons

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Awale Resources Limited

Canada

11/7/2022

Annual

9/9/2022

ARIC

05455R208

CINS

6

Elect Eric Roth

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Awale Resources Limited

Canada

11/7/2022

Annual

9/9/2022

ARIC

05455R208

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Awale Resources Limited

Canada

11/7/2022

Annual

9/9/2022

ARIC

05455R208

CINS

8

Restricted Share Unit Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Awale Resources Limited

Canada

11/7/2022

Annual

9/9/2022

ARIC

05455R208

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Awale Resources Limited

Canada

11/7/2022

Annual

9/9/2022

ARIC

05455R208

CINS

10

Amendment to Stock Option Price

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Awale Resources Limited

Canada

11/7/2022

Annual

9/9/2022

ARIC

05455R208

CINS

11

Colossal Gold Transaction

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

2

Elect Yves Grou

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

3

Elect Natacha Garoute

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

4

Elect Jurgen Hambrecht

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

5

Elect Benoit La Salle

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

6

Elect Eloise Martin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

7

Elect Marc Nolet de Brauwere van Steeland

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

8

Elect Nikolaos Sofronis

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

9

Elect Robert Taub

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Aya Gold & Silver Inc.

Canada

6/15/2023

Annual

5/1/2023

AYA

05466C109

CINS

11

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

3

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

4

Elect Darren Blasutti

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

5

Elect Richard Trotman

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

6

Elect Peter McRae

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

7

Elect Jeffrey O'Neill

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

8

Elect William Wulftange

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barksdale Resources Corp.

Canada

12/8/2022

Annual

10/24/2022

BRO

06766T107

CINS

10

Amendment to Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barsele Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

BME

68892108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barsele Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

BME

68892108

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barsele Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

BME

68892108

CINS

3

Elect Gary Cope

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barsele Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

BME

68892108

CINS

4

Elect N. Ross Wilmot

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barsele Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

BME

68892108

CINS

5

Elect Arthur Freeze

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barsele Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

BME

68892108

CINS

6

Elect Rick Sayers

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barsele Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

BME

68892108

CINS

7

Elect W. Henry White

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barsele Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

BME

68892108

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barsele Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

BME

68892108

CINS

9

Amendment to the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Barsele Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

BME

68892108

CINS

10

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Bellevue Gold Limited

Australia

11/17/2022

Annual

11/15/2022

BGL

Q1422R118

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Bellevue Gold Limited

Australia

11/17/2022

Annual

11/15/2022

BGL

Q1422R118

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Bellevue Gold Limited

Australia

11/17/2022

Annual

11/15/2022

BGL

Q1422R118

CINS

3

Re-elect Kevin M. Tomlinson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Bellevue Gold Limited

Australia

11/17/2022

Annual

11/15/2022

BGL

Q1422R118

CINS

4

Ratify Placement of Securities

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Bellevue Gold Limited

Australia

11/17/2022

Annual

11/15/2022

BGL

Q1422R118

CINS

5

Approve Employee Securities Plan

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Bellevue Gold Limited

Australia

11/17/2022

Annual

11/15/2022

BGL

Q1422R118

CINS

6

Approve Potential Termination Benefits

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Bellevue Gold Limited

Australia

11/17/2022

Annual

11/15/2022

BGL

Q1422R118

CINS

7

Equity Grant (MD Steve Parsons)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Bellevue Gold Limited

Australia

11/17/2022

Annual

11/15/2022

BGL

Q1422R118

CINS

8

Approve increase in NEDs' Fee cap

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Bellevue Gold Limited

Australia

11/17/2022

Annual

11/15/2022

BGL

Q1422R118

CINS

9

Deeds of Indemnity, Insurance and Access

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

2

Ratify Placement of Securities (Listing Rule 7.1)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

3

Ratify Placement of Securities (Listing Rule 7.1A)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

4

Approve Issue of Securities (Chair Paul Chapman)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

5

Approve Issue of Securities (NED Philip Crutchfield)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

6

Approve Issue of Securities (NED Les David)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

7

Approve Issue of Securities (NED Tony Polglase)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

8

Ratify Placement of Securities (Duketon Mining Ltd)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

3/27/2023

Ordinary

3/25/2023

BC8

Q1R287103

CINS

9

Approve Issue of Securities (White Cliffs Minerals Ltd)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

11/24/2022

Annual

11/22/2022

BC8

Q1R287103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

11/24/2022

Annual

11/22/2022

BC8

Q1R287103

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

11/24/2022

Annual

11/22/2022

BC8

Q1R287103

CINS

3

Re-elect Tony Polglase

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

11/24/2022

Annual

11/22/2022

BC8

Q1R287103

CINS

4

Approve 10% Placement Facility

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

11/24/2022

Annual

11/22/2022

BC8

Q1R287103

CINS

5

Equity Grant (MD Gareth Solly)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

11/24/2022

Annual

11/22/2022

BC8

Q1R287103

CINS

6

Amendments to Constitution (Virtual Meetings)

Mgmt

N/A

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Cat Syndicate Limited

Australia

11/24/2022

Annual

11/22/2022

BC8

Q1R287103

CINS

7

Renew Proportional Takeover Provisions

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Dragon Gold Corp.

Canada

10/17/2022

Mix

9/13/2022

BDG

C1026E104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Dragon Gold Corp.

Canada

10/17/2022

Mix

9/13/2022

BDG

C1026E104

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Dragon Gold Corp.

Canada

10/17/2022

Mix

9/13/2022

BDG

C1026E104

CINS

3

Board Size

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Dragon Gold Corp.

Canada

10/17/2022

Mix

9/13/2022

BDG

C1026E104

CINS

4

Re-elect Paul D. Cronin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Dragon Gold Corp.

Canada

10/17/2022

Mix

9/13/2022

BDG

C1026E104

CINS

5

Elect Gabriel Chiappini

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Dragon Gold Corp.

Canada

10/17/2022

Mix

9/13/2022

BDG

C1026E104

CINS

6

Re-elect Alberto Arsenio Lavandeira Adan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Dragon Gold Corp.

Canada

10/17/2022

Mix

9/13/2022

BDG

C1026E104

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Dragon Gold Corp.

Canada

10/17/2022

Mix

9/13/2022

BDG

C1026E104

CINS

8

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Dragon Gold Corp.

Canada

10/17/2022

Mix

9/13/2022

BDG

C1026E104

CINS

9

Ratify Placement of Securities (MD/CEO Gabriel Chiappini  - Performance Rights)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Black Dragon Gold Corp.

Canada

10/17/2022

Mix

9/13/2022

BDG

C1026E104

CINS

10

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

2

Elect Rita Adiani

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

3

Elect Ian Ball

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

4

Elect Cale Moodie

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

5

Elect Gary Thompson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

6

Elect Randall Thompson

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Brixton Metals Corporation

Canada

4/14/2023

Mix

3/10/2023

BBB

11120Q302

CINS

8

Approval of the 2023 Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

C3 Metals Inc.

Canada

3/3/2023

Mix

1/25/2023

CCCM

22945L105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

C3 Metals Inc.

Canada

3/3/2023

Mix

1/25/2023

CCCM

22945L105

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

C3 Metals Inc.

Canada

3/3/2023

Mix

1/25/2023

CCCM

22945L105

CINS

3

Elect Antony Manini

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

C3 Metals Inc.

Canada

3/3/2023

Mix

1/25/2023

CCCM

22945L105

CINS

4

Elect Kimberly Ann Arntson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

C3 Metals Inc.

Canada

3/3/2023

Mix

1/25/2023

CCCM

22945L105

CINS

5

Elect Stephen Hughes

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

C3 Metals Inc.

Canada

3/3/2023

Mix

1/25/2023

CCCM

22945L105

CINS

6

Elect Lulezim (Zimi) Meka

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

C3 Metals Inc.

Canada

3/3/2023

Mix

1/25/2023

CCCM

22945L105

CINS

7

Elect Fernando Pickmann

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

C3 Metals Inc.

Canada

3/3/2023

Mix

1/25/2023

CCCM

22945L105

CINS

8

Elect Yale R. Simpson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

C3 Metals Inc.

Canada

3/3/2023

Mix

1/25/2023

CCCM

22945L105

CINS

9

Elect Daniel Symons

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

C3 Metals Inc.

Canada

3/3/2023

Mix

1/25/2023

CCCM

22945L105

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

C3 Metals Inc.

Canada

3/3/2023

Mix

1/25/2023

CCCM

22945L105

CINS

11

Amendment to Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

C3 Metals Inc.

Canada

3/3/2023

Mix

1/25/2023

CCCM

22945L105

CINS

12

Share Consolidation

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Canex Metals Inc.

Canada

5/26/2023

Mix

4/20/2023

CANX

13751X101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Canex Metals Inc.

Canada

5/26/2023

Mix

4/20/2023

CANX

13751X101

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Canex Metals Inc.

Canada

5/26/2023

Mix

4/20/2023

CANX

13751X101

CINS

3

Elect Jean Pierre Jutras

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Canex Metals Inc.

Canada

5/26/2023

Mix

4/20/2023

CANX

13751X101

CINS

4

Elect Shane Ebert

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Canex Metals Inc.

Canada

5/26/2023

Mix

4/20/2023

CANX

13751X101

CINS

5

Elect Gregory Hanks

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Canex Metals Inc.

Canada

5/26/2023

Mix

4/20/2023

CANX

13751X101

CINS

6

Elect Lesley Hayes

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Canex Metals Inc.

Canada

5/26/2023

Mix

4/20/2023

CANX

13751X101

CINS

7

Elect Blair Schultz

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Canex Metals Inc.

Canada

5/26/2023

Mix

4/20/2023

CANX

13751X101

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Canex Metals Inc.

Canada

5/26/2023

Mix

4/20/2023

CANX

13751X101

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Canex Metals Inc.

Canada

5/26/2023

Mix

4/20/2023

CANX

13751X101

CINS

10

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Capitan Silver Corp.

Canada

6/23/2023

Mix

5/12/2023

CAPT

14055C108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Capitan Silver Corp.

Canada

6/23/2023

Mix

5/12/2023

CAPT

14055C108

CINS

2

Board Size

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Capitan Silver Corp.

Canada

6/23/2023

Mix

5/12/2023

CAPT

14055C108

CINS

3

Elect Alberto Orozco

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Capitan Silver Corp.

Canada

6/23/2023

Mix

5/12/2023

CAPT

14055C108

CINS

4

Elect John-Mark Staude

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Capitan Silver Corp.

Canada

6/23/2023

Mix

5/12/2023

CAPT

14055C108

CINS

5

Elect Arturo Bonillas

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Capitan Silver Corp.

Canada

6/23/2023

Mix

5/12/2023

CAPT

14055C108

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Capitan Silver Corp.

Canada

6/23/2023

Mix

5/12/2023

CAPT

14055C108

CINS

7

Approval of Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cartier Resources Inc.

Canada

5/29/2023

Annual

4/24/2023

ECR

146772108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cartier Resources Inc.

Canada

5/29/2023

Annual

4/24/2023

ECR

146772108

CINS

2

Elect Philippe Cloutier

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cartier Resources Inc.

Canada

5/29/2023

Annual

4/24/2023

ECR

146772108

CINS

3

Elect Jean-Yves Laliberte

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cartier Resources Inc.

Canada

5/29/2023

Annual

4/24/2023

ECR

146772108

CINS

4

Elect Daniel Masse

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cartier Resources Inc.

Canada

5/29/2023

Annual

4/24/2023

ECR

146772108

CINS

5

Elect Mario Jacob

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cartier Resources Inc.

Canada

5/29/2023

Annual

4/24/2023

ECR

146772108

CINS

6

Elect Michel Bouchard

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cartier Resources Inc.

Canada

5/29/2023

Annual

4/24/2023

ECR

146772108

CINS

7

Elect Myrzah Tavares Bello

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cartier Resources Inc.

Canada

5/29/2023

Annual

4/24/2023

ECR

146772108

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cartier Resources Inc.

Canada

5/29/2023

Annual

4/24/2023

ECR

146772108

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cassiar Gold Corp.

Canada

3/22/2023

Mix

2/9/2023

GLDC

148239106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cassiar Gold Corp.

Canada

3/22/2023

Mix

2/9/2023

GLDC

148239106

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cassiar Gold Corp.

Canada

3/22/2023

Mix

2/9/2023

GLDC

148239106

CINS

3

Elect Marco Roque

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cassiar Gold Corp.

Canada

3/22/2023

Mix

2/9/2023

GLDC

148239106

CINS

4

Elect Stephen Letwin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cassiar Gold Corp.

Canada

3/22/2023

Mix

2/9/2023

GLDC

148239106

CINS

5

Elect Christopher Stewart

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cassiar Gold Corp.

Canada

3/22/2023

Mix

2/9/2023

GLDC

148239106

CINS

6

Elect Stephen Robertson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cassiar Gold Corp.

Canada

3/22/2023

Mix

2/9/2023

GLDC

148239106

CINS

7

Elect Michael Wood

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cassiar Gold Corp.

Canada

3/22/2023

Mix

2/9/2023

GLDC

148239106

CINS

8

Elect James Maxwell

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cassiar Gold Corp.

Canada

3/22/2023

Mix

2/9/2023

GLDC

148239106

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cassiar Gold Corp.

Canada

3/22/2023

Mix

2/9/2023

GLDC

148239106

CINS

10

Share Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

3

Elect David Kelley

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

4

Elect Douglas B. Silver

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

5

Elect Darren Devine

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

6

Elect Thomas E. Wharton Jr.

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

7

Elect John E. Black

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

9

Approval of the Share Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chakana Copper Corp.

Canada

11/17/2022

Annual

10/11/2022

PERU

15748D106

CINS

10

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chesser Resources Limited

Australia

11/3/2022

Annual

11/1/2022

CHZ

Q23712104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chesser Resources Limited

Australia

11/3/2022

Annual

11/1/2022

CHZ

Q23712104

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chesser Resources Limited

Australia

11/3/2022

Annual

11/1/2022

CHZ

Q23712104

CINS

3

Re-elect Mark A. Connelly

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chesser Resources Limited

Australia

11/3/2022

Annual

11/1/2022

CHZ

Q23712104

CINS

4

Equity Grant (Chair Mark Connelly)

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chesser Resources Limited

Australia

11/3/2022

Annual

11/1/2022

CHZ

Q23712104

CINS

5

Equity Grant (NED Simon O'Loughlin)

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chesser Resources Limited

Australia

11/3/2022

Annual

11/1/2022

CHZ

Q23712104

CINS

6

Equity Grant (NED Simon Taylor)

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chesser Resources Limited

Australia

11/3/2022

Annual

11/1/2022

CHZ

Q23712104

CINS

7

Equity Grant (NED Robert Greenslade)

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chesser Resources Limited

Australia

11/3/2022

Annual

11/1/2022

CHZ

Q23712104

CINS

8

Equity Grant (MD/CEO Andrew Grove)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Chesser Resources Limited

Australia

11/3/2022

Annual

11/1/2022

CHZ

Q23712104

CINS

9

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

2

Elect James Gallagher

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

3

Elect Abraham  Drost

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

4

Elect MaryAnn Crichton

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

5

Elect Ewan S. Downie

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

6

Elect Dean Chambers

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

7

Elect Shannin Metatawabin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Clean Air Metals Inc.

Canada

7/27/2022

Annual

6/22/2022

AIR

18452Y100

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

2

Elect Ari B. Sussman

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

3

Elect Kenneth G. Thomas

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

4

Elect Ashwath Mehra

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

5

Elect Paul J. Murphy

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

6

Elect Maria Constanza Garcia Botero

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Collective Mining Ltd.

Canada

6/29/2023

Mix

5/23/2023

CNL

19425C100

CINS

8

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Compass Gold Corporation

Canada

8/2/2022

Mix

6/27/2022

CVB

20451T405

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Compass Gold Corporation

Canada

8/2/2022

Mix

6/27/2022

CVB

20451T405

CINS

2

Elect Joseph Conway

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Compass Gold Corporation

Canada

8/2/2022

Mix

6/27/2022

CVB

20451T405

CINS

3

Elect Larry Phillips

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Compass Gold Corporation

Canada

8/2/2022

Mix

6/27/2022

CVB

20451T405

CINS

4

Elect Madani Diallo

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Compass Gold Corporation

Canada

8/2/2022

Mix

6/27/2022

CVB

20451T405

CINS

5

Elect William D. Pugliese

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Compass Gold Corporation

Canada

8/2/2022

Mix

6/27/2022

CVB

20451T405

CINS

6

Elect James Henderson

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Compass Gold Corporation

Canada

8/2/2022

Mix

6/27/2022

CVB

20451T405

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Compass Gold Corporation

Canada

8/2/2022

Mix

6/27/2022

CVB

20451T405

CINS

8

Approval of the 2022 Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Compass Gold Corporation

Canada

8/2/2022

Mix

6/27/2022

CVB

20451T405

CINS

9

Amendment to Articles regarding Board Size

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Contact Gold Corp.

Canada

5/25/2023

Annual

4/12/2023

C

21074F103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Contact Gold Corp.

Canada

5/25/2023

Annual

4/12/2023

C

21074F103

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Contact Gold Corp.

Canada

5/25/2023

Annual

4/12/2023

C

21074F103

CINS

3

Elect Charlie Davies

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Contact Gold Corp.

Canada

5/25/2023

Annual

4/12/2023

C

21074F103

CINS

4

Elect John Dorward

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Contact Gold Corp.

Canada

5/25/2023

Annual

4/12/2023

C

21074F103

CINS

5

Elect Andrew Farncomb

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Contact Gold Corp.

Canada

5/25/2023

Annual

4/12/2023

C

21074F103

CINS

6

Elect Riyaz Lalani

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Contact Gold Corp.

Canada

5/25/2023

Annual

4/12/2023

C

21074F103

CINS

7

Elect Matthew  Lennox-King

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Contact Gold Corp.

Canada

5/25/2023

Annual

4/12/2023

C

21074F103

CINS

8

Elect George Salamis

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Contact Gold Corp.

Canada

5/25/2023

Annual

4/12/2023

C

21074F103

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Contact Gold Corp.

Canada

5/25/2023

Annual

4/12/2023

C

21074F103

CINS

10

Renewal of the Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cordoba Minerals Corp.

Canada

2/8/2023

Special

12/29/2022

CDB

21852Q602

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cordoba Minerals Corp.

Canada

2/8/2023

Special

12/29/2022

CDB

21852Q602

CINS

2

JCHX Mining Management Co., Ltd. Transaction

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

3

Elect William Orchow

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

4

Elect Govind Friedland

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

5

Elect Huaisheng Peng

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

6

Elect Luis Valencia Gonzalez

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

7

Elect Diane Nicolson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

10

Amendment to the Long Term Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Cordoba Minerals Corp.

Canada

9/22/2022

Annual

8/5/2022

CDB

21852Q602

CINS

11

Amendment to the Deferred Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

De Grey Mining Limited

Australia

11/24/2022

Annual

11/22/2022

DEG

Q3147X115

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

De Grey Mining Limited

Australia

11/24/2022

Annual

11/22/2022

DEG

Q3147X115

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

De Grey Mining Limited

Australia

11/24/2022

Annual

11/22/2022

DEG

Q3147X115

CINS

3

Elect Paul Harvey

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

De Grey Mining Limited

Australia

11/24/2022

Annual

11/22/2022

DEG

Q3147X115

CINS

4

Re-elect Andrew F. Beckwith

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

De Grey Mining Limited

Australia

11/24/2022

Annual

11/22/2022

DEG

Q3147X115

CINS

5

Equity Grant (NED Paul Harvey)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

De Grey Mining Limited

Australia

11/24/2022

Annual

11/22/2022

DEG

Q3147X115

CINS

6

Equity Grant (MD Glenn Jardine - ZEPOs)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

De Grey Mining Limited

Australia

11/24/2022

Annual

11/22/2022

DEG

Q3147X115

CINS

7

Equity Grant (Technical Director Andrew Beckwith - ZEPOs)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

De Grey Mining Limited

Australia

11/24/2022

Annual

11/22/2022

DEG

Q3147X115

CINS

8

Ratify Placement of Securities

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

De Grey Mining Limited

Australia

11/24/2022

Annual

11/22/2022

DEG

Q3147X115

CINS

9

Approve Issue of Securities (Chair Simon Lill)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

De Grey Mining Limited

Australia

11/24/2022

Annual

11/22/2022

DEG

Q3147X115

CINS

10

Approve Issue of Securities (NED Peter Hood)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

De Grey Mining Limited

Australia

11/24/2022

Annual

11/22/2022

DEG

Q3147X115

CINS

11

Amendments to Tranche Four of Performance Rights Issued (Former Executive Chair Simon Lill)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

De Grey Mining Limited

Australia

11/24/2022

Annual

11/22/2022

DEG

Q3147X115

CINS

12

Amendments to Tranche Four of Performance Rights Issued (Technical Director Andrew Beckwith)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

De Grey Mining Limited

Australia

11/24/2022

Annual

11/22/2022

DEG

Q3147X115

CINS

13

Amendments to Tranche Four of Performance Rights Issued  (Company Secretary Craig Nelmes)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

De Grey Mining Limited

Australia

11/24/2022

Annual

11/22/2022

DEG

Q3147X115

CINS

14

Amendments to Tranche Four of Performance Rights Issued (Former NED Brett Lambert)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

De Grey Mining Limited

Australia

11/24/2022

Annual

11/22/2022

DEG

Q3147X115

CINS

15

Amendments to Tranche Four of Performance Rights Issued (Former NED Steve Morris)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

6/7/2023

Mix

4/28/2023

DSLV

248233207

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

6/7/2023

Mix

4/28/2023

DSLV

248233207

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

6/7/2023

Mix

4/28/2023

DSLV

248233207

CINS

3

Elect Serafino Iacono

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

6/7/2023

Mix

4/28/2023

DSLV

248233207

CINS

4

Elect Paul Sparkes

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

6/7/2023

Mix

4/28/2023

DSLV

248233207

CINS

5

Elect Francisco Sole

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

6/7/2023

Mix

4/28/2023

DSLV

248233207

CINS

6

Elect Hernan Juan Jose Martinez Torres

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

6/7/2023

Mix

4/28/2023

DSLV

248233207

CINS

7

Elect Federico Restrepo-Solano

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

6/7/2023

Mix

4/28/2023

DSLV

248233207

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

6/7/2023

Mix

4/28/2023

DSLV

248233207

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

10/20/2022

Mix

9/9/2022

DSLV

248233108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

10/20/2022

Mix

9/9/2022

DSLV

248233108

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

10/20/2022

Mix

9/9/2022

DSLV

248233108

CINS

3

Elect Serafino Iacono

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

10/20/2022

Mix

9/9/2022

DSLV

248233108

CINS

4

Elect Lombardo Paredes-Arenas

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

10/20/2022

Mix

9/9/2022

DSLV

248233108

CINS

5

Elect Paul Sparkes

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

10/20/2022

Mix

9/9/2022

DSLV

248233108

CINS

6

Elect Jesus Perez

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

10/20/2022

Mix

9/9/2022

DSLV

248233108

CINS

7

Elect Jerome (Gino) Vitale

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

10/20/2022

Mix

9/9/2022

DSLV

248233108

CINS

8

Elect Francisco Sole

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

10/20/2022

Mix

9/9/2022

DSLV

248233108

CINS

9

Elect Hernan Juan Jose Martinez Torres

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

10/20/2022

Mix

9/9/2022

DSLV

248233108

CINS

10

Elect Federico Restrepo-Solano

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

10/20/2022

Mix

9/9/2022

DSLV

248233108

CINS

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

10/20/2022

Mix

9/9/2022

DSLV

248233108

CINS

12

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Denarius Metals Corp.

Canada

10/20/2022

Mix

9/9/2022

DSLV

248233108

CINS

13

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Desert Gold Ventures Inc.

Canada

3/9/2023

Annual

1/25/2023

DAU

25039N408

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Desert Gold Ventures Inc.

Canada

3/9/2023

Annual

1/25/2023

DAU

25039N408

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Desert Gold Ventures Inc.

Canada

3/9/2023

Annual

1/25/2023

DAU

25039N408

CINS

3

Elect Jared Scharf

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Desert Gold Ventures Inc.

Canada

3/9/2023

Annual

1/25/2023

DAU

25039N408

CINS

4

Elect Sonny Janda

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Desert Gold Ventures Inc.

Canada

3/9/2023

Annual

1/25/2023

DAU

25039N408

CINS

5

Elect Christopher Marsh

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Desert Gold Ventures Inc.

Canada

3/9/2023

Annual

1/25/2023

DAU

25039N408

CINS

6

Elect Don Dudek

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Desert Gold Ventures Inc.

Canada

3/9/2023

Annual

1/25/2023

DAU

25039N408

CINS

7

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Desert Gold Ventures Inc.

Canada

3/9/2023

Annual

1/25/2023

DAU

25039N408

CINS

8

Approval of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Desert Gold Ventures Inc.

Canada

3/9/2023

Annual

1/25/2023

DAU

25039N408

CINS

9

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Dolly Varden Silver Corporation

Canada

6/22/2023

Mix

5/15/2023

DV

256827205

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Dolly Varden Silver Corporation

Canada

6/22/2023

Mix

5/15/2023

DV

256827205

CINS

2

Elect Shawn Khunkhun

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Dolly Varden Silver Corporation

Canada

6/22/2023

Mix

5/15/2023

DV

256827205

CINS

3

Elect James Sabala

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Dolly Varden Silver Corporation

Canada

6/22/2023

Mix

5/15/2023

DV

256827205

CINS

4

Elect Darren Devine

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Dolly Varden Silver Corporation

Canada

6/22/2023

Mix

5/15/2023

DV

256827205

CINS

5

Elect Robert McLeod

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Dolly Varden Silver Corporation

Canada

6/22/2023

Mix

5/15/2023

DV

256827205

CINS

6

Elect Forrester Clark

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Dolly Varden Silver Corporation

Canada

6/22/2023

Mix

5/15/2023

DV

256827205

CINS

7

Elect Michael Henrichsen

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Dolly Varden Silver Corporation

Canada

6/22/2023

Mix

5/15/2023

DV

256827205

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Dolly Varden Silver Corporation

Canada

6/22/2023

Mix

5/15/2023

DV

256827205

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Dolly Varden Silver Corporation

Canada

6/22/2023

Mix

5/15/2023

DV

256827205

CINS

10

Restricted Share Unit Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Dolly Varden Silver Corporation

Canada

6/22/2023

Mix

5/15/2023

DV

256827205

CINS

11

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

E2 Metals Limited

Australia

2/20/2023

Ordinary

2/17/2023

E2M

Q36236109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

E2 Metals Limited

Australia

2/20/2023

Ordinary

2/17/2023

E2M

Q36236109

CINS

2

Approve Issue of Securities (Consideration Shares)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

E2 Metals Limited

Australia

2/20/2023

Ordinary

2/17/2023

E2M

Q36236109

CINS

3

Approve Issue of Securities (Consideration Options)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

E2 Metals Limited

Australia

2/20/2023

Ordinary

2/17/2023

E2M

Q36236109

CINS

4

Change in Company Name

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

E2 Metals Limited

Australia

11/28/2022

Annual

11/25/2022

E2M

Q36236109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

E2 Metals Limited

Australia

11/28/2022

Annual

11/25/2022

E2M

Q36236109

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

E2 Metals Limited

Australia

11/28/2022

Annual

11/25/2022

E2M

Q36236109

CINS

3

Re-elect Peter Mullens

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

E2 Metals Limited

Australia

11/28/2022

Annual

11/25/2022

E2M

Q36236109

CINS

4

Ratify Placement of Securities

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

E2 Metals Limited

Australia

11/28/2022

Annual

11/25/2022

E2M

Q36236109

CINS

5

Renew Employee Incentive Plan

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

E2 Metals Limited

Australia

11/28/2022

Annual

11/25/2022

E2M

Q36236109

CINS

6

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Erdene Resource Development Corporation

Canada

6/22/2023

Mix

5/18/2023

ERD

29480N206

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Erdene Resource Development Corporation

Canada

6/22/2023

Mix

5/18/2023

ERD

29480N206

CINS

2

Elect Peter Akerley

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Erdene Resource Development Corporation

Canada

6/22/2023

Mix

5/18/2023

ERD

29480N206

CINS

3

Elect Anna G. Biolik

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Erdene Resource Development Corporation

Canada

6/22/2023

Mix

5/18/2023

ERD

29480N206

CINS

4

Elect John P. Byrne

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Erdene Resource Development Corporation

Canada

6/22/2023

Mix

5/18/2023

ERD

29480N206

CINS

5

Elect T. Layton Croft

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Erdene Resource Development Corporation

Canada

6/22/2023

Mix

5/18/2023

ERD

29480N206

CINS

6

Elect Kenneth W. MacDonald

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Erdene Resource Development Corporation

Canada

6/22/2023

Mix

5/18/2023

ERD

29480N206

CINS

7

Elect Cameron McRae

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Erdene Resource Development Corporation

Canada

6/22/2023

Mix

5/18/2023

ERD

29480N206

CINS

8

Elect David V. Mosher

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Erdene Resource Development Corporation

Canada

6/22/2023

Mix

5/18/2023

ERD

29480N206

CINS

9

Elect Hedley Widdup

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Erdene Resource Development Corporation

Canada

6/22/2023

Mix

5/18/2023

ERD

29480N206

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Erdene Resource Development Corporation

Canada

6/22/2023

Mix

5/18/2023

ERD

29480N206

CINS

11

Approval of the Omnibus Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Erdene Resource Development Corporation

Canada

6/22/2023

Mix

5/18/2023

ERD

29480N206

CINS

12

Shareholder Rights Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Faraday Copper Corp.

Canada

6/20/2023

Mix

6/15/2023

FDY

ADPC03797

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Faraday Copper Corp.

Canada

6/20/2023

Mix

6/15/2023

FDY

ADPC03797

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Faraday Copper Corp.

Canada

6/20/2023

Mix

6/15/2023

FDY

ADPC03797

CINS

3

Elect Russell Ball

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Faraday Copper Corp.

Canada

6/20/2023

Mix

6/15/2023

FDY

ADPC03797

CINS

4

Elect Paul Harbidge

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Faraday Copper Corp.

Canada

6/20/2023

Mix

6/15/2023

FDY

ADPC03797

CINS

5

Elect Randy Engel

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Faraday Copper Corp.

Canada

6/20/2023

Mix

6/15/2023

FDY

ADPC03797

CINS

6

Elect Robert Doyle

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Faraday Copper Corp.

Canada

6/20/2023

Mix

6/15/2023

FDY

ADPC03797

CINS

7

Elect Audra Walsh

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Faraday Copper Corp.

Canada

6/20/2023

Mix

6/15/2023

FDY

ADPC03797

CINS

8

Elect Katherine Arnold

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Faraday Copper Corp.

Canada

6/20/2023

Mix

6/15/2023

FDY

ADPC03797

CINS

9

Elect Alan Wilson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Faraday Copper Corp.

Canada

6/20/2023

Mix

6/15/2023

FDY

ADPC03797

CINS

10

Elect Arndt Brettschneider

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Faraday Copper Corp.

Canada

6/20/2023

Mix

6/15/2023

FDY

ADPC03797

CINS

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Faraday Copper Corp.

Canada

6/20/2023

Mix

6/15/2023

FDY

ADPC03797

CINS

12

Amendment to the Long-Term Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Faraday Copper Corp.

Canada

6/20/2023

Mix

6/15/2023

FDY

ADPC03797

CINS

13

Amendment to Articles To Remove Alternate Director Provisions

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Felix Gold Ltd

Australia

6/13/2023

Ordinary

6/11/2023

FXG

Q3758K105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Felix Gold Ltd

Australia

6/13/2023

Ordinary

6/11/2023

FXG

Q3758K105

CINS

2

Ratify Placement of Securities

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Felix Gold Ltd

Australia

6/13/2023

Ordinary

6/11/2023

FXG

Q3758K105

CINS

3

Approve Issue of Placement Options (Investor Placement)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Felix Gold Ltd

Australia

6/13/2023

Ordinary

6/11/2023

FXG

Q3758K105

CINS

4

Approve Issue of Placement Options (Advisor Placement)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Felix Gold Ltd

Australia

6/13/2023

Ordinary

6/11/2023

FXG

Q3758K105

CINS

5

Approve Issue of Securities (Director Placement - Chair Ronnie Beevor)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Felix Gold Ltd

Australia

6/13/2023

Ordinary

6/11/2023

FXG

Q3758K105

CINS

6

Approve Issue of Securities (Director Placement - MD/CEO Anthony Reilly)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Felix Gold Ltd

Australia

6/13/2023

Ordinary

6/11/2023

FXG

Q3758K105

CINS

7

Approve Issue of Securities (Director Placement - NED Andrew Browne)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Felix Gold Ltd

Australia

6/13/2023

Ordinary

6/11/2023

FXG

Q3758K105

CINS

8

Equity Grant (MD/CEO Anthony Reilly)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Felix Gold Ltd

Australia

11/29/2022

Annual

11/25/2022

FXG

Q3758K105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Felix Gold Ltd

Australia

11/29/2022

Annual

11/25/2022

FXG

Q3758K105

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Felix Gold Ltd

Australia

11/29/2022

Annual

11/25/2022

FXG

Q3758K105

CINS

3

Re-elect Andrew Browne

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Felix Gold Ltd

Australia

11/29/2022

Annual

11/25/2022

FXG

Q3758K105

CINS

4

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

FireFox Gold Corp.

Canada

12/1/2022

Mix

10/24/2022

FFOX

31816R109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

FireFox Gold Corp.

Canada

12/1/2022

Mix

10/24/2022

FFOX

31816R109

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

FireFox Gold Corp.

Canada

12/1/2022

Mix

10/24/2022

FFOX

31816R109

CINS

3

Elect Carl Lofberg

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

FireFox Gold Corp.

Canada

12/1/2022

Mix

10/24/2022

FFOX

31816R109

CINS

4

Elect Joseph E. Mullin III

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

FireFox Gold Corp.

Canada

12/1/2022

Mix

10/24/2022

FFOX

31816R109

CINS

5

Elect R. Patrick Highsmith

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

FireFox Gold Corp.

Canada

12/1/2022

Mix

10/24/2022

FFOX

31816R109

CINS

6

Elect Andor Lips

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

FireFox Gold Corp.

Canada

12/1/2022

Mix

10/24/2022

FFOX

31816R109

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

FireFox Gold Corp.

Canada

12/1/2022

Mix

10/24/2022

FFOX

31816R109

CINS

8

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Freegold Ventures Limited

Canada

6/30/2023

Annual

5/16/2023

FVL

356455204

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Freegold Ventures Limited

Canada

6/30/2023

Annual

5/16/2023

FVL

356455204

CINS

2

Elect Kristina Walcott

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Freegold Ventures Limited

Canada

6/30/2023

Annual

5/16/2023

FVL

356455204

CINS

3

Elect Alvin Jackson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Freegold Ventures Limited

Canada

6/30/2023

Annual

5/16/2023

FVL

356455204

CINS

4

Elect David Knight

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Freegold Ventures Limited

Canada

6/30/2023

Annual

5/16/2023

FVL

356455204

CINS

5

Elect Garnet Dawson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Freegold Ventures Limited

Canada

6/30/2023

Annual

5/16/2023

FVL

356455204

CINS

6

Elect Ron Ewing

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Freegold Ventures Limited

Canada

6/30/2023

Annual

5/16/2023

FVL

356455204

CINS

7

Elect Glen Dickson

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Freegold Ventures Limited

Canada

6/30/2023

Annual

5/16/2023

FVL

356455204

CINS

8

Elect Reagan Glazier

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Freegold Ventures Limited

Canada

6/30/2023

Annual

5/16/2023

FVL

356455204

CINS

9

Elect Maurice A. Tagami

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Freegold Ventures Limited

Canada

6/30/2023

Annual

5/16/2023

FVL

356455204

CINS

10

Elect Vivienne Artz

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Freegold Ventures Limited

Canada

6/30/2023

Annual

5/16/2023

FVL

356455204

CINS

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Fremont Gold Ltd.

Canada

10/13/2022

Annual

9/7/2022

FRE

35728V207

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Fremont Gold Ltd.

Canada

10/13/2022

Annual

9/7/2022

FRE

35728V207

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Fremont Gold Ltd.

Canada

10/13/2022

Annual

9/7/2022

FRE

35728V207

CINS

3

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Fremont Gold Ltd.

Canada

10/13/2022

Annual

9/7/2022

FRE

35728V207

CINS

4

Elect Dennis J. Moore

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Fremont Gold Ltd.

Canada

10/13/2022

Annual

9/7/2022

FRE

35728V207

CINS

5

Elect Alan Carter

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Fremont Gold Ltd.

Canada

10/13/2022

Annual

9/7/2022

FRE

35728V207

CINS

6

Elect Michael J. Williams

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Fremont Gold Ltd.

Canada

10/13/2022

Annual

9/7/2022

FRE

35728V207

CINS

7

Elect Randall Chatwin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Fremont Gold Ltd.

Canada

10/13/2022

Annual

9/7/2022

FRE

35728V207

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Fremont Gold Ltd.

Canada

10/13/2022

Annual

9/7/2022

FRE

35728V207

CINS

9

Approval of 2022 Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

G2 Goldfields Inc.

Canada

11/24/2022

Mix

10/21/2022

GTWO

36256R105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

G2 Goldfields Inc.

Canada

11/24/2022

Mix

10/21/2022

GTWO

36256R105

CINS

2

Elect J. Patrick Sheridan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

G2 Goldfields Inc.

Canada

11/24/2022

Mix

10/21/2022

GTWO

36256R105

CINS

3

Elect Daniel Noone

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

G2 Goldfields Inc.

Canada

11/24/2022

Mix

10/21/2022

GTWO

36256R105

CINS

4

Elect Bruce Rosenberg

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

G2 Goldfields Inc.

Canada

11/24/2022

Mix

10/21/2022

GTWO

36256R105

CINS

5

Elect Stephen Stow

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

G2 Goldfields Inc.

Canada

11/24/2022

Mix

10/21/2022

GTWO

36256R105

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

G2 Goldfields Inc.

Canada

11/24/2022

Mix

10/21/2022

GTWO

36256R105

CINS

7

Approval of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

G2 Goldfields Inc.

Canada

11/24/2022

Mix

10/21/2022

GTWO

36256R105

CINS

8

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Genesis Metals Corp.

Canada

7/7/2022

Special

5/30/2022

GIS

37186Q407

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Genesis Metals Corp.

Canada

7/7/2022

Special

5/30/2022

GIS

37186Q407

CINS

2

Merger with Northern Superior Resources Inc.

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

GFG Resources Inc.

Canada

11/10/2022

Annual

9/29/2022

GFG

36165F101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

GFG Resources Inc.

Canada

11/10/2022

Annual

9/29/2022

GFG

36165F101

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

GFG Resources Inc.

Canada

11/10/2022

Annual

9/29/2022

GFG

36165F101

CINS

3

Elect Patrick Downey

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

GFG Resources Inc.

Canada

11/10/2022

Annual

9/29/2022

GFG

36165F101

CINS

4

Elect Arnold Klassen

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

GFG Resources Inc.

Canada

11/10/2022

Annual

9/29/2022

GFG

36165F101

CINS

5

Elect Brian R. Booth

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

GFG Resources Inc.

Canada

11/10/2022

Annual

9/29/2022

GFG

36165F101

CINS

6

Elect Lisa K. Riley

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

GFG Resources Inc.

Canada

11/10/2022

Annual

9/29/2022

GFG

36165F101

CINS

7

Elect Brian N. Skanderbeg

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

GFG Resources Inc.

Canada

11/10/2022

Annual

9/29/2022

GFG

36165F101

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

GFG Resources Inc.

Canada

11/10/2022

Annual

9/29/2022

GFG

36165F101

CINS

9

Approval of Amended Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Bull Resources Corp.

Canada

2/21/2023

Annual

1/12/2023

GBRC

380556100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Bull Resources Corp.

Canada

2/21/2023

Annual

1/12/2023

GBRC

380556100

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Bull Resources Corp.

Canada

2/21/2023

Annual

1/12/2023

GBRC

380556100

CINS

3

Elect Craig Parry

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Bull Resources Corp.

Canada

2/21/2023

Annual

1/12/2023

GBRC

380556100

CINS

4

Elect Cherie Leeden

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Bull Resources Corp.

Canada

2/21/2023

Annual

1/12/2023

GBRC

380556100

CINS

5

Elect Vince Sorace

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Bull Resources Corp.

Canada

2/21/2023

Annual

1/12/2023

GBRC

380556100

CINS

6

Elect Michael Cowin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Bull Resources Corp.

Canada

2/21/2023

Annual

1/12/2023

GBRC

380556100

CINS

7

Elect Walter Coles, Jr.

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Bull Resources Corp.

Canada

2/21/2023

Annual

1/12/2023

GBRC

380556100

CINS

8

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Bull Resources Corp.

Canada

2/21/2023

Annual

1/12/2023

GBRC

380556100

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Bull Resources Corp.

Canada

2/21/2023

Annual

1/12/2023

GBRC

380556100

CINS

10

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Terra Resource Corp

Canada

6/14/2023

Mix

5/8/2023

YGT

38076F105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Terra Resource Corp

Canada

6/14/2023

Mix

5/8/2023

YGT

38076F105

CINS

2

Elect Gerald Panneton

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Terra Resource Corp

Canada

6/14/2023

Mix

5/8/2023

YGT

38076F105

CINS

3

Elect Patsie Ducharme

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Terra Resource Corp

Canada

6/14/2023

Mix

5/8/2023

YGT

38076F105

CINS

4

Elect Laurence (Laurie) Gaborit

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Terra Resource Corp

Canada

6/14/2023

Mix

5/8/2023

YGT

38076F105

CINS

5

Elect Hellen Siwanowicz

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Terra Resource Corp

Canada

6/14/2023

Mix

5/8/2023

YGT

38076F105

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold Terra Resource Corp

Canada

6/14/2023

Mix

5/8/2023

YGT

38076F105

CINS

7

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold79 Mines Ltd.

Canada

6/30/2023

Mix

5/23/2023

AUU

380719104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold79 Mines Ltd.

Canada

6/30/2023

Mix

5/23/2023

AUU

380719104

CINS

2

Elect Gary Thompson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold79 Mines Ltd.

Canada

6/30/2023

Mix

5/23/2023

AUU

380719104

CINS

3

Elect Paul Carrelo

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold79 Mines Ltd.

Canada

6/30/2023

Mix

5/23/2023

AUU

380719104

CINS

4

Elect James M. Franklin

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold79 Mines Ltd.

Canada

6/30/2023

Mix

5/23/2023

AUU

380719104

CINS

5

Elect Derek Macpherson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold79 Mines Ltd.

Canada

6/30/2023

Mix

5/23/2023

AUU

380719104

CINS

6

Elect Peter Mercer

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold79 Mines Ltd.

Canada

6/30/2023

Mix

5/23/2023

AUU

380719104

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gold79 Mines Ltd.

Canada

6/30/2023

Mix

5/23/2023

AUU

380719104

CINS

8

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gossan Resources Limited

Canada

9/29/2022

Annual

8/16/2022

GSS

383415106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gossan Resources Limited

Canada

9/29/2022

Annual

8/16/2022

GSS

383415106

CINS

2

Elect Douglas Reeson

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gossan Resources Limited

Canada

9/29/2022

Annual

8/16/2022

GSS

383415106

CINS

3

Elect Samuel Pelaez

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gossan Resources Limited

Canada

9/29/2022

Annual

8/16/2022

GSS

383415106

CINS

4

Elect A. Hamid Mumin

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gossan Resources Limited

Canada

9/29/2022

Annual

8/16/2022

GSS

383415106

CINS

5

Elect MaryAnn Mihychuk

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gossan Resources Limited

Canada

9/29/2022

Annual

8/16/2022

GSS

383415106

CINS

6

Elect George Mannard

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gossan Resources Limited

Canada

9/29/2022

Annual

8/16/2022

GSS

383415106

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Gossan Resources Limited

Canada

9/29/2022

Annual

8/16/2022

GSS

383415106

CINS

8

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Heliostar Metals Ltd.

Canada

12/13/2022

Mix

11/3/2022

HSTR

42328Y102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Heliostar Metals Ltd.

Canada

12/13/2022

Mix

11/3/2022

HSTR

42328Y102

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Heliostar Metals Ltd.

Canada

12/13/2022

Mix

11/3/2022

HSTR

42328Y102

CINS

3

Elect Kenneth Booth

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Heliostar Metals Ltd.

Canada

12/13/2022

Mix

11/3/2022

HSTR

42328Y102

CINS

4

Elect Jacques Vaillancourt

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Heliostar Metals Ltd.

Canada

12/13/2022

Mix

11/3/2022

HSTR

42328Y102

CINS

5

Elect George Ireland

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Heliostar Metals Ltd.

Canada

12/13/2022

Mix

11/3/2022

HSTR

42328Y102

CINS

6

Elect Charles  Funk

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Heliostar Metals Ltd.

Canada

12/13/2022

Mix

11/3/2022

HSTR

42328Y102

CINS

7

Elect Alan Wilson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Heliostar Metals Ltd.

Canada

12/13/2022

Mix

11/3/2022

HSTR

42328Y102

CINS

8

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Heliostar Metals Ltd.

Canada

12/13/2022

Mix

11/3/2022

HSTR

42328Y102

CINS

9

Approval of the Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

5/30/2023

Mix

4/25/2023

HIGH

42984V103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

5/30/2023

Mix

4/25/2023

HIGH

42984V103

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

5/30/2023

Mix

4/25/2023

HIGH

42984V103

CINS

3

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

5/30/2023

Mix

4/25/2023

HIGH

42984V103

CINS

4

Elect Darwin Green

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

5/30/2023

Mix

4/25/2023

HIGH

42984V103

CINS

5

Elect Michael Cinnamond

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

5/30/2023

Mix

4/25/2023

HIGH

42984V103

CINS

6

Elect Lance Miller

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

5/30/2023

Mix

4/25/2023

HIGH

42984V103

CINS

7

Elect Michael Gray

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

5/30/2023

Mix

4/25/2023

HIGH

42984V103

CINS

8

Elect Anne Labelle

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

5/30/2023

Mix

4/25/2023

HIGH

42984V103

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

5/30/2023

Mix

4/25/2023

HIGH

42984V103

CINS

10

Omnibus Share Incentive Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

5/30/2023

Mix

4/25/2023

HIGH

42984V103

CINS

11

Spin-out to a subsidiary

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

5/30/2023

Mix

4/25/2023

HIGH

42984V103

CINS

12

Approval of the Onyx Omnibus Share Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

8/25/2022

Annual

7/6/2022

HIGH

42984V103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

8/25/2022

Annual

7/6/2022

HIGH

42984V103

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

8/25/2022

Annual

7/6/2022

HIGH

42984V103

CINS

3

Elect Darwin Green

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

8/25/2022

Annual

7/6/2022

HIGH

42984V103

CINS

4

Elect Michael Cinnamond

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

8/25/2022

Annual

7/6/2022

HIGH

42984V103

CINS

5

Elect Michael Gray

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

8/25/2022

Annual

7/6/2022

HIGH

42984V103

CINS

6

Elect Lance Miller

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

8/25/2022

Annual

7/6/2022

HIGH

42984V103

CINS

7

Elect Anne Labelle

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

8/25/2022

Annual

7/6/2022

HIGH

42984V103

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

HighGold Mining Inc.

Canada

8/25/2022

Annual

7/6/2022

HIGH

42984V103

CINS

9

Approval of the Omnibus Share Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imdex Limited

Australia

3/30/2023

Special

3/28/2023

IMD

Q4878M104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imdex Limited

Australia

3/30/2023

Special

3/28/2023

IMD

Q4878M104

CINS

2

Ratify Issue of Placement Securities

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imdex Limited

Australia

3/30/2023

Special

3/28/2023

IMD

Q4878M104

CINS

3

Approve Issue of Securities

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imdex Limited

Australia

3/30/2023

Special

3/28/2023

IMD

Q4878M104

CINS

4

Approve Issue of Securities (Chair Anthony Wooles)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imdex Limited

Australia

3/30/2023

Special

3/28/2023

IMD

Q4878M104

CINS

5

Approve Issue of Securities (NED Ivan Gusavino)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imdex Limited

Australia

3/30/2023

Special

3/28/2023

IMD

Q4878M104

CINS

6

Elect Uwa Airhiavbere

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imdex Limited

Australia

3/30/2023

Special

3/28/2023

IMD

Q4878M104

CINS

7

Approve Financial Assistance

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imdex Limited

Australia

10/6/2022

Annual

10/4/2022

IMD

Q4878M104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imdex Limited

Australia

10/6/2022

Annual

10/4/2022

IMD

Q4878M104

CINS

2

Re-elect Sally-Anne G. Layman

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imdex Limited

Australia

10/6/2022

Annual

10/4/2022

IMD

Q4878M104

CINS

3

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imperial Mining Group Ltd.

Canada

5/19/2023

Mix

3/22/2023

IPG

452894108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imperial Mining Group Ltd.

Canada

5/19/2023

Mix

3/22/2023

IPG

452894108

CINS

2

Elect Alan Bureau

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imperial Mining Group Ltd.

Canada

5/19/2023

Mix

3/22/2023

IPG

452894108

CINS

3

Elect Philippe Cloutier

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imperial Mining Group Ltd.

Canada

5/19/2023

Mix

3/22/2023

IPG

452894108

CINS

4

Elect Brooke Delong

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imperial Mining Group Ltd.

Canada

5/19/2023

Mix

3/22/2023

IPG

452894108

CINS

5

Elect Nick Nikolakakis

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imperial Mining Group Ltd.

Canada

5/19/2023

Mix

3/22/2023

IPG

452894108

CINS

6

Elect Jeffrey Swinoga

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imperial Mining Group Ltd.

Canada

5/19/2023

Mix

3/22/2023

IPG

452894108

CINS

7

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imperial Mining Group Ltd.

Canada

5/19/2023

Mix

3/22/2023

IPG

452894108

CINS

8

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Imperial Mining Group Ltd.

Canada

5/19/2023

Mix

3/22/2023

IPG

452894108

CINS

9

Approval of Restricted Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

3

Elect Kerry M. Curtis

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

4

Elect Louis G. Montpellier

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

5

Elect Wayne M. Hubert

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

6

Elect John Murphy

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

InZinc Mining Ltd.

Canada

5/25/2023

Annual

4/17/2023

IZN

46187R108

CINS

8

Amendment to the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

3

Elect Robert M. Friedland

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

4

Elect Yufeng Sun

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

5

Elect Tadeu Carneiro

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

6

Elect Jinghe Chen

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

7

Elect William B. Hayden

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

8

Elect Martie Janse van Rensburg

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

9

Elect Manfu Ma

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

10

Elect Peter G. Meredith

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

11

Elect Phumzile Mlambo-Ngcuka

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

12

Elect Kgalema P. Motlanthe

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

13

Elect Delphine Traore

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

14

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

15

Amendment to the Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

16

Amendment to the Deferred Share Unit Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Ivanhoe Mines Ltd.

Canada

6/22/2023

Mix

5/3/2023

IVN

46579R104

CINS

17

Amendment to Previously Granted Stock Options

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

3

Elect Mark Eaton

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

4

Elect Anne E. Giardini

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

5

Elect Saurabh Handa

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

6

Elect Cyndi Laval

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

7

Elect Nan H. Lee

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

8

Elect John D. Lewins

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

9

Elect Graham Wheelock

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

11

Amendment to the Share Compensation Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

K92 Mining Inc.

Canada

6/29/2023

Mix

5/19/2023

KNT

499113108

CINS

12

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kenorland Minerals Ltd.

Canada

12/2/2022

Mix

10/28/2022

KLD

48978L100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kenorland Minerals Ltd.

Canada

12/2/2022

Mix

10/28/2022

KLD

48978L100

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kenorland Minerals Ltd.

Canada

12/2/2022

Mix

10/28/2022

KLD

48978L100

CINS

3

Elect Zachary Flood

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kenorland Minerals Ltd.

Canada

12/2/2022

Mix

10/28/2022

KLD

48978L100

CINS

4

Elect Jamie Levy

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kenorland Minerals Ltd.

Canada

12/2/2022

Mix

10/28/2022

KLD

48978L100

CINS

5

Elect Rick Trotman

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kenorland Minerals Ltd.

Canada

12/2/2022

Mix

10/28/2022

KLD

48978L100

CINS

6

Elect Jay Sujir

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kenorland Minerals Ltd.

Canada

12/2/2022

Mix

10/28/2022

KLD

48978L100

CINS

7

Elect Jessica Van Den Akker

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kenorland Minerals Ltd.

Canada

12/2/2022

Mix

10/28/2022

KLD

48978L100

CINS

8

Elect Yu Yamato

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kenorland Minerals Ltd.

Canada

12/2/2022

Mix

10/28/2022

KLD

48978L100

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kenorland Minerals Ltd.

Canada

12/2/2022

Mix

10/28/2022

KLD

48978L100

CINS

10

Amendment to the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kesselrun Resources Ltd.

Canada

11/29/2022

Annual

10/25/2022

KES

492537105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kesselrun Resources Ltd.

Canada

11/29/2022

Annual

10/25/2022

KES

492537105

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kesselrun Resources Ltd.

Canada

11/29/2022

Annual

10/25/2022

KES

492537105

CINS

3

Elect Michael Thompson

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kesselrun Resources Ltd.

Canada

11/29/2022

Annual

10/25/2022

KES

492537105

CINS

4

Elect Caitlin Jeffs

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kesselrun Resources Ltd.

Canada

11/29/2022

Annual

10/25/2022

KES

492537105

CINS

5

Elect Joao (John) da Costa

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kesselrun Resources Ltd.

Canada

11/29/2022

Annual

10/25/2022

KES

492537105

CINS

6

Elect Yanika Silina

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kesselrun Resources Ltd.

Canada

11/29/2022

Annual

10/25/2022

KES

492537105

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kesselrun Resources Ltd.

Canada

11/29/2022

Annual

10/25/2022

KES

492537105

CINS

8

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kesselrun Resources Ltd.

Canada

11/29/2022

Annual

10/25/2022

KES

492537105

CINS

9

Approval of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kesselrun Resources Ltd.

Canada

11/29/2022

Annual

10/25/2022

KES

492537105

CINS

10

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Resources Inc.

Canada

3/31/2023

Mix

2/1/2023

NA

50058V107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Resources Inc.

Canada

3/31/2023

Mix

2/1/2023

NA

50058V107

CINS

2

Board Size

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Resources Inc.

Canada

3/31/2023

Mix

2/1/2023

NA

50058V107

CINS

3

Elect James M. McDonald

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Resources Inc.

Canada

3/31/2023

Mix

2/1/2023

NA

50058V107

CINS

4

Elect Rajwant S. Kang

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Resources Inc.

Canada

3/31/2023

Mix

2/1/2023

NA

50058V107

CINS

5

Elect Kenneth E. Berry

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Resources Inc.

Canada

3/31/2023

Mix

2/1/2023

NA

50058V107

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Resources Inc.

Canada

3/31/2023

Mix

2/1/2023

NA

50058V107

CINS

7

Approval of the Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Silver Inc.

Canada

3/15/2023

Mix

2/2/2023

KTN

500583703

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Silver Inc.

Canada

3/15/2023

Mix

2/2/2023

KTN

500583703

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Silver Inc.

Canada

3/15/2023

Mix

2/2/2023

KTN

500583703

CINS

3

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Silver Inc.

Canada

3/15/2023

Mix

2/2/2023

KTN

500583703

CINS

4

Elect Kenneth E. Berry

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Silver Inc.

Canada

3/15/2023

Mix

2/2/2023

KTN

500583703

CINS

5

Elect James M. McDonald

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Silver Inc.

Canada

3/15/2023

Mix

2/2/2023

KTN

500583703

CINS

6

Elect Jon Morda

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Silver Inc.

Canada

3/15/2023

Mix

2/2/2023

KTN

500583703

CINS

7

Elect Antonio Reda

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Silver Inc.

Canada

3/15/2023

Mix

2/2/2023

KTN

500583703

CINS

8

Elect Joseph P. Giuffre

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Silver Inc.

Canada

3/15/2023

Mix

2/2/2023

KTN

500583703

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Silver Inc.

Canada

3/15/2023

Mix

2/2/2023

KTN

500583703

CINS

10

Approval of the Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Silver Inc.

Canada

3/15/2023

Mix

2/2/2023

KTN

500583703

CINS

11

Removal of Preferred Shares

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Kootenay Silver Inc.

Canada

3/15/2023

Mix

2/2/2023

KTN

500583703

CINS

12

Adoption of New Articles

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

KORE Mining Ltd.

Canada

3/15/2023

Mix

2/8/2023

KORE

50067K100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

KORE Mining Ltd.

Canada

3/15/2023

Mix

2/8/2023

KORE

50067K100

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

KORE Mining Ltd.

Canada

3/15/2023

Mix

2/8/2023

KORE

50067K100

CINS

3

Elect James Hynes

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

KORE Mining Ltd.

Canada

3/15/2023

Mix

2/8/2023

KORE

50067K100

CINS

4

Elect Robert J. MacDonald

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

KORE Mining Ltd.

Canada

3/15/2023

Mix

2/8/2023

KORE

50067K100

CINS

5

Elect Harry Pokrandt

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

KORE Mining Ltd.

Canada

3/15/2023

Mix

2/8/2023

KORE

50067K100

CINS

6

Elect Scott Trebilcock

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

KORE Mining Ltd.

Canada

3/15/2023

Mix

2/8/2023

KORE

50067K100

CINS

7

Elect Jay Sujir

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

KORE Mining Ltd.

Canada

3/15/2023

Mix

2/8/2023

KORE

50067K100

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

KORE Mining Ltd.

Canada

3/15/2023

Mix

2/8/2023

KORE

50067K100

CINS

9

Amendment to the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

KORE Mining Ltd.

Canada

3/15/2023

Mix

2/8/2023

KORE

50067K100

CINS

10

Amendment to the Omnibus Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

KORE Mining Ltd.

Canada

3/15/2023

Mix

2/8/2023

KORE

50067K100

CINS

11

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Lion One Metals Limited

Canada

12/15/2022

Mix

10/26/2022

LIO

536216104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Lion One Metals Limited

Canada

12/15/2022

Mix

10/26/2022

LIO

536216104

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Lion One Metals Limited

Canada

12/15/2022

Mix

10/26/2022

LIO

536216104

CINS

3

Elect Walter H. Berukoff

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Lion One Metals Limited

Canada

12/15/2022

Mix

10/26/2022

LIO

536216104

CINS

4

Elect Richard J. Meli

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Lion One Metals Limited

Canada

12/15/2022

Mix

10/26/2022

LIO

536216104

CINS

5

Elect Kevin Puil

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Lion One Metals Limited

Canada

12/15/2022

Mix

10/26/2022

LIO

536216104

CINS

6

Elect David R. Tretbar

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Lion One Metals Limited

Canada

12/15/2022

Mix

10/26/2022

LIO

536216104

CINS

7

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Lion One Metals Limited

Canada

12/15/2022

Mix

10/26/2022

LIO

536216104

CINS

8

Authority to Set Auditor's Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Lion One Metals Limited

Canada

12/15/2022

Mix

10/26/2022

LIO

536216104

CINS

9

Approval of the Omnibus Equity Incentive Compensation Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

6/30/2023

Mix

5/30/2023

LN

54180A106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

6/30/2023

Mix

5/30/2023

LN

54180A106

CINS

2

Elect Kevin R. Baker

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

6/30/2023

Mix

5/30/2023

LN

54180A106

CINS

3

Elect Zhengquan Philip Chen

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

6/30/2023

Mix

5/30/2023

LN

54180A106

CINS

4

Elect Peter N. Cowley

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

6/30/2023

Mix

5/30/2023

LN

54180A106

CINS

5

Elect Arnold T. Kondrat

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

6/30/2023

Mix

5/30/2023

LN

54180A106

CINS

6

Elect Richard J. Lachcik

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

6/30/2023

Mix

5/30/2023

LN

54180A106

CINS

7

Elect William R. Wilson

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

6/30/2023

Mix

5/30/2023

LN

54180A106

CINS

8

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

6/30/2023

Mix

5/30/2023

LN

54180A106

CINS

9

Authority to Set Auditor's Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

6/30/2023

Mix

5/30/2023

LN

54180A106

CINS

10

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

7/19/2022

Mix

5/30/2022

LN

54180A106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

7/19/2022

Mix

5/30/2022

LN

54180A106

CINS

2

Elect Zhengquan Philip Chen

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

7/19/2022

Mix

5/30/2022

LN

54180A106

CINS

3

Elect Peter N. Cowley

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

7/19/2022

Mix

5/30/2022

LN

54180A106

CINS

4

Elect Arnold T. Kondrat

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

7/19/2022

Mix

5/30/2022

LN

54180A106

CINS

5

Elect Richard J. Lachcik

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

7/19/2022

Mix

5/30/2022

LN

54180A106

CINS

6

Elect William R. Wilson

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

7/19/2022

Mix

5/30/2022

LN

54180A106

CINS

7

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Loncor Gold Inc.

Canada

7/19/2022

Mix

5/30/2022

LN

54180A106

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Luminex Resources Corp.

Canada

12/13/2022

Annual

10/19/2022

LR

55028V103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Luminex Resources Corp.

Canada

12/13/2022

Annual

10/19/2022

LR

55028V103

CINS

2

Elect Marshall Koval

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Luminex Resources Corp.

Canada

12/13/2022

Annual

10/19/2022

LR

55028V103

CINS

3

Elect Lyle Braaten

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Luminex Resources Corp.

Canada

12/13/2022

Annual

10/19/2022

LR

55028V103

CINS

4

Elect Donald Shumka

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Luminex Resources Corp.

Canada

12/13/2022

Annual

10/19/2022

LR

55028V103

CINS

5

Elect David  Farrell

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Luminex Resources Corp.

Canada

12/13/2022

Annual

10/19/2022

LR

55028V103

CINS

6

Elect John H. Wright

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Luminex Resources Corp.

Canada

12/13/2022

Annual

10/19/2022

LR

55028V103

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

MacDonald Mines Exploration Ltd.

Canada

8/9/2022

Mix

6/30/2022

BMK

554324400

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

MacDonald Mines Exploration Ltd.

Canada

8/9/2022

Mix

6/30/2022

BMK

554324400

CINS

2

Elect Stuart Adair

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

MacDonald Mines Exploration Ltd.

Canada

8/9/2022

Mix

6/30/2022

BMK

554324400

CINS

3

Elect Gregory Romain

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

MacDonald Mines Exploration Ltd.

Canada

8/9/2022

Mix

6/30/2022

BMK

554324400

CINS

4

Elect Amanda Fullerton

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

MacDonald Mines Exploration Ltd.

Canada

8/9/2022

Mix

6/30/2022

BMK

554324400

CINS

5

Elect Kevin Tanas

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

MacDonald Mines Exploration Ltd.

Canada

8/9/2022

Mix

6/30/2022

BMK

554324400

CINS

6

Elect Steven Butler

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

MacDonald Mines Exploration Ltd.

Canada

8/9/2022

Mix

6/30/2022

BMK

554324400

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

MacDonald Mines Exploration Ltd.

Canada

8/9/2022

Mix

6/30/2022

BMK

554324400

CINS

8

Amendment to the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

MacDonald Mines Exploration Ltd.

Canada

8/9/2022

Mix

6/30/2022

BMK

554324400

CINS

9

Share Consolidation

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Maple Gold Mines Ltd.

Canada

6/22/2023

Mix

5/5/2023

MGM

565127107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Maple Gold Mines Ltd.

Canada

6/22/2023

Mix

5/5/2023

MGM

565127107

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Maple Gold Mines Ltd.

Canada

6/22/2023

Mix

5/5/2023

MGM

565127107

CINS

3

Elect Michelle Roth

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Maple Gold Mines Ltd.

Canada

6/22/2023

Mix

5/5/2023

MGM

565127107

CINS

4

Elect B. Matthew Hornor

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Maple Gold Mines Ltd.

Canada

6/22/2023

Mix

5/5/2023

MGM

565127107

CINS

5

Elect Sean Charland

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Maple Gold Mines Ltd.

Canada

6/22/2023

Mix

5/5/2023

MGM

565127107

CINS

6

Elect Maurice A. Tagami

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Maple Gold Mines Ltd.

Canada

6/22/2023

Mix

5/5/2023

MGM

565127107

CINS

7

Elect Gerald Riverin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Maple Gold Mines Ltd.

Canada

6/22/2023

Mix

5/5/2023

MGM

565127107

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Maple Gold Mines Ltd.

Canada

6/22/2023

Mix

5/5/2023

MGM

565127107

CINS

9

Equity Incentive Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Mawson Gold Limited

Canada

11/8/2022

Annual

9/29/2022

MAW

577789100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Mawson Gold Limited

Canada

11/8/2022

Annual

9/29/2022

MAW

577789100

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Mawson Gold Limited

Canada

11/8/2022

Annual

9/29/2022

MAW

577789100

CINS

3

Elect Michael R. Hudson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Mawson Gold Limited

Canada

11/8/2022

Annual

9/29/2022

MAW

577789100

CINS

4

Elect Ivan Fairhall

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Mawson Gold Limited

Canada

11/8/2022

Annual

9/29/2022

MAW

577789100

CINS

5

Elect Colin MacLean

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Mawson Gold Limited

Canada

11/8/2022

Annual

9/29/2022

MAW

577789100

CINS

6

Elect Noora Ahola

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Mawson Gold Limited

Canada

11/8/2022

Annual

9/29/2022

MAW

577789100

CINS

7

Elect Philip Williams

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Mawson Gold Limited

Canada

11/8/2022

Annual

9/29/2022

MAW

577789100

CINS

8

Elect John W. Jentz

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Mawson Gold Limited

Canada

11/8/2022

Annual

9/29/2022

MAW

577789100

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Max Resource Corp.

Canada

10/11/2022

Mix

9/6/2022

MXR

57772U307

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Max Resource Corp.

Canada

10/11/2022

Mix

9/6/2022

MXR

57772U307

CINS

2

Board Size

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Max Resource Corp.

Canada

10/11/2022

Mix

9/6/2022

MXR

57772U307

CINS

3

Elect Brett Matich

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Max Resource Corp.

Canada

10/11/2022

Mix

9/6/2022

MXR

57772U307

CINS

4

Elect Patrick Frandle

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Max Resource Corp.

Canada

10/11/2022

Mix

9/6/2022

MXR

57772U307

CINS

5

Elect Paul John

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Max Resource Corp.

Canada

10/11/2022

Mix

9/6/2022

MXR

57772U307

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Max Resource Corp.

Canada

10/11/2022

Mix

9/6/2022

MXR

57772U307

CINS

7

Approval of the Omnibus Equity Incentive Compensation Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Max Resource Corp.

Canada

10/11/2022

Mix

9/6/2022

MXR

57772U307

CINS

8

Shareholder Rights Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Max Resource Corp.

Canada

10/11/2022

Mix

9/6/2022

MXR

57772U307

CINS

9

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

McEwen Mining Inc.

United States

6/29/2023

Annual

4/28/2023

MUX

ADPC03790

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

McEwen Mining Inc.

United States

6/29/2023

Annual

4/28/2023

MUX

ADPC03790

CINS

2

Elect Robert R. McEwen

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

McEwen Mining Inc.

United States

6/29/2023

Annual

4/28/2023

MUX

ADPC03790

CINS

3

Elect Allen Ambrose

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

McEwen Mining Inc.

United States

6/29/2023

Annual

4/28/2023

MUX

ADPC03790

CINS

4

Elect Ian Ball

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

McEwen Mining Inc.

United States

6/29/2023

Annual

4/28/2023

MUX

ADPC03790

CINS

5

Elect Richard W. Brissenden

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

McEwen Mining Inc.

United States

6/29/2023

Annual

4/28/2023

MUX

ADPC03790

CINS

6

Elect Robin E. Dunbar

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

McEwen Mining Inc.

United States

6/29/2023

Annual

4/28/2023

MUX

ADPC03790

CINS

7

Elect Merri J. Sanchez

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

McEwen Mining Inc.

United States

6/29/2023

Annual

4/28/2023

MUX

ADPC03790

CINS

8

Elect William M. Shaver

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

McEwen Mining Inc.

United States

6/29/2023

Annual

4/28/2023

MUX

ADPC03790

CINS

9

Issuance of Preferred Stock

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

McEwen Mining Inc.

United States

6/29/2023

Annual

4/28/2023

MUX

ADPC03790

CINS

10

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

McEwen Mining Inc.

United States

6/29/2023

Annual

4/28/2023

MUX

ADPC03790

CINS

11

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

2

Elect Roy Sebag

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

3

Elect Joshua Crumb

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

4

Elect Andres Finkielsztain

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

5

Elect Sunjoo Moon

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Mene Inc.

Canada

7/11/2022

Annual

5/27/2022

MENE

58680T101

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

2

Elect Adrian McArthur

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

3

Elect Gilbert Percy Clark

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

4

Elect Charles Riopel

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

5

Elect John Skinner

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

6

Elect Susanne Sesselmann

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

8

Appointment of UK Auditor

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

9

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

10

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Meridian Mining UK Societas

United Kingdom

6/28/2023

Mix

5/16/2023

MNO

N5626P102

CINS

11

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Meridian Mining UK Societas

United Kingdom

12/30/2022

Ordinary

12/2/2022

MNO

N5626P102

CINS

1

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Meridian Mining UK Societas

United Kingdom

12/30/2022

Ordinary

12/2/2022

MNO

N5626P102

CINS

2

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Meridian Mining UK Societas

United Kingdom

12/30/2022

Ordinary

12/2/2022

MNO

N5626P102

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Metallic Minerals Corp.

Canada

12/15/2022

Annual

10/31/2022

MMG

59126M106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Metallic Minerals Corp.

Canada

12/15/2022

Annual

10/31/2022

MMG

59126M106

CINS

2

Elect Gregory Johnson

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Metallic Minerals Corp.

Canada

12/15/2022

Annual

10/31/2022

MMG

59126M106

CINS

3

Elect Gregor Hamilton

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Metallic Minerals Corp.

Canada

12/15/2022

Annual

10/31/2022

MMG

59126M106

CINS

4

Elect Peter Harris

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Metallic Minerals Corp.

Canada

12/15/2022

Annual

10/31/2022

MMG

59126M106

CINS

5

Elect Doug Warkentin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Metallic Minerals Corp.

Canada

12/15/2022

Annual

10/31/2022

MMG

59126M106

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Metallic Minerals Corp.

Canada

12/15/2022

Annual

10/31/2022

MMG

59126M106

CINS

7

Approval of the Long Term Performance Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Metallic Minerals Corp.

Canada

12/15/2022

Annual

10/31/2022

MMG

59126M106

CINS

8

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Millennial Precious Metals Corp.

Canada

4/26/2023

Special

3/27/2023

MPM

60041N104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Millennial Precious Metals Corp.

Canada

4/26/2023

Special

3/27/2023

MPM

60041N104

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Millennial Precious Metals Corp.

Canada

4/26/2023

Special

3/27/2023

MPM

60041N104

CINS

3

Merger with Integra Resources Corp.

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Minaurum Gold Inc.

Canada

11/18/2022

Annual

10/5/2022

MGG

60252Q101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Minaurum Gold Inc.

Canada

11/18/2022

Annual

10/5/2022

MGG

60252Q101

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Minaurum Gold Inc.

Canada

11/18/2022

Annual

10/5/2022

MGG

60252Q101

CINS

3

Elect Darrell Rader

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Minaurum Gold Inc.

Canada

11/18/2022

Annual

10/5/2022

MGG

60252Q101

CINS

4

Elect Peter Megaw

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Minaurum Gold Inc.

Canada

11/18/2022

Annual

10/5/2022

MGG

60252Q101

CINS

5

Elect David Medilek

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Minaurum Gold Inc.

Canada

11/18/2022

Annual

10/5/2022

MGG

60252Q101

CINS

6

Elect Lawrence W.E. Talbot

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Minaurum Gold Inc.

Canada

11/18/2022

Annual

10/5/2022

MGG

60252Q101

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Minaurum Gold Inc.

Canada

11/18/2022

Annual

10/5/2022

MGG

60252Q101

CINS

8

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Minaurum Gold Inc.

Canada

11/18/2022

Annual

10/5/2022

MGG

60252Q101

CINS

9

Approval of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Moneta Gold Inc.

Canada

6/1/2023

Mix

4/12/2023

ME

60928P107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Moneta Gold Inc.

Canada

6/1/2023

Mix

4/12/2023

ME

60928P107

CINS

2

Elect Sheila Colman

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Moneta Gold Inc.

Canada

6/1/2023

Mix

4/12/2023

ME

60928P107

CINS

3

Elect Rodney Cooper

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Moneta Gold Inc.

Canada

6/1/2023

Mix

4/12/2023

ME

60928P107

CINS

4

Elect Louis Gariepy

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Moneta Gold Inc.

Canada

6/1/2023

Mix

4/12/2023

ME

60928P107

CINS

5

Elect Alexander D. Henry

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Moneta Gold Inc.

Canada

6/1/2023

Mix

4/12/2023

ME

60928P107

CINS

6

Elect Krista Muhr

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Moneta Gold Inc.

Canada

6/1/2023

Mix

4/12/2023

ME

60928P107

CINS

7

Elect Gary V. O'Connor

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Moneta Gold Inc.

Canada

6/1/2023

Mix

4/12/2023

ME

60928P107

CINS

8

Elect Josef Vejvoda

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Moneta Gold Inc.

Canada

6/1/2023

Mix

4/12/2023

ME

60928P107

CINS

9

Elect Blair Zaritsky

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Moneta Gold Inc.

Canada

6/1/2023

Mix

4/12/2023

ME

60928P107

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Moneta Gold Inc.

Canada

6/1/2023

Mix

4/12/2023

ME

60928P107

CINS

11

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Montage Gold Corp.

Canada

5/4/2023

Mix

3/23/2023

MAU

61178L101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Montage Gold Corp.

Canada

5/4/2023

Mix

3/23/2023

MAU

61178L101

CINS

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Montage Gold Corp.

Canada

5/4/2023

Mix

3/23/2023

MAU

61178L101

CINS

3

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Montage Gold Corp.

Canada

5/4/2023

Mix

3/23/2023

MAU

61178L101

CINS

4

Elect Hugh Stuart

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Montage Gold Corp.

Canada

5/4/2023

Mix

3/23/2023

MAU

61178L101

CINS

5

Elect Richard P. Clark

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Montage Gold Corp.

Canada

5/4/2023

Mix

3/23/2023

MAU

61178L101

CINS

6

Elect David Field

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Montage Gold Corp.

Canada

5/4/2023

Mix

3/23/2023

MAU

61178L101

CINS

7

Elect Peter C. Mitchell

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Montage Gold Corp.

Canada

5/4/2023

Mix

3/23/2023

MAU

61178L101

CINS

8

Elect Alessandro Bitelli

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Montage Gold Corp.

Canada

5/4/2023

Mix

3/23/2023

MAU

61178L101

CINS

9

Elect Aleksandra Bukacheva

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Montage Gold Corp.

Canada

5/4/2023

Mix

3/23/2023

MAU

61178L101

CINS

10

Elect Anu Dhir

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Montage Gold Corp.

Canada

5/4/2023

Mix

3/23/2023

MAU

61178L101

CINS

11

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Montage Gold Corp.

Canada

5/4/2023

Mix

3/23/2023

MAU

61178L101

CINS

12

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Musgrave Minerals Limited

Australia

11/8/2022

Annual

11/4/2022

MGV

Q6468V105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Musgrave Minerals Limited

Australia

11/8/2022

Annual

11/4/2022

MGV

Q6468V105

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Musgrave Minerals Limited

Australia

11/8/2022

Annual

11/4/2022

MGV

Q6468V105

CINS

3

Re-elect Graham L. Ascough

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Musgrave Minerals Limited

Australia

11/8/2022

Annual

11/4/2022

MGV

Q6468V105

CINS

4

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Musgrave Minerals Limited

Australia

11/8/2022

Annual

11/4/2022

MGV

Q6468V105

CINS

5

Approve Employee Securities Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Musgrave Minerals Limited

Australia

11/8/2022

Annual

11/4/2022

MGV

Q6468V105

CINS

6

Approve Termination Benefits

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Musgrave Minerals Limited

Australia

11/8/2022

Annual

11/4/2022

MGV

Q6468V105

CINS

7

Equity Grant - Options (Non-Executive Chairman Graham Ascough)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Musgrave Minerals Limited

Australia

11/8/2022

Annual

11/4/2022

MGV

Q6468V105

CINS

8

Equity Grant - Options (MD Robert Waugh)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Musgrave Minerals Limited

Australia

11/8/2022

Annual

11/4/2022

MGV

Q6468V105

CINS

9

Equity Grant - Options (NED Kelly Ross)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Musgrave Minerals Limited

Australia

11/8/2022

Annual

11/4/2022

MGV

Q6468V105

CINS

10

Equity Grant - Options (NED John Percival)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Musgrave Minerals Limited

Australia

11/8/2022

Annual

11/4/2022

MGV

Q6468V105

CINS

11

Equity Grant - Options (NED Brett Lambert)

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

2

Elect Paul Matysek

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

3

Elect Dan Blondal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

4

Elect Lyle Brown

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

5

Elect Joseph Guy

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

6

Elect Gordon M. Kukec

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

7

Elect Carla Matheson

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

8

Elect Lisa Skakun

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

6/29/2023

Annual

5/30/2023

NANO

63010A103

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

3

Elect Paul Matysek

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

4

Elect Dan Blondal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

5

Elect Lyle Brown

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

6

Elect Joseph Guy

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

7

Elect Gordon M. Kukec

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

8

Elect Carla Matheson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

9

Elect Lisa Skakun

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nano One Materials Corp.

Canada

8/2/2022

Annual

6/13/2022

NANO

63010A103

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nomad Royalty Company Ltd.

Canada

8/9/2022

Special

7/5/2022

NSR

65532M606

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nomad Royalty Company Ltd.

Canada

8/9/2022

Special

7/5/2022

NSR

65532M606

CINS

2

Sandstorm Transaction

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nomad Royalty Company Ltd.

Canada

8/9/2022

Special

7/5/2022

NSR

65532M606

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

North Stawell Minerals Limited

Australia

11/16/2022

Annual

11/14/2022

NSM

Q6990V102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

North Stawell Minerals Limited

Australia

11/16/2022

Annual

11/14/2022

NSM

Q6990V102

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

North Stawell Minerals Limited

Australia

11/16/2022

Annual

11/14/2022

NSM

Q6990V102

CINS

3

Elect Alistair H. Waddell

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

North Stawell Minerals Limited

Australia

11/16/2022

Annual

11/14/2022

NSM

Q6990V102

CINS

4

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

3

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

4

Elect Gregory B. Bowes

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

5

Elect W. Campbell Birge

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

6

Elect Donald H. Christie

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

7

Elect Hugues Jacquemin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

8

Elect Frank OBrien-Bernini

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

10

Amendments to Articles Regarding Number of Directors

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

11

Amendment to the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

12

Approval of the Deferred and Restricted Share Unit Plans

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Graphite Corporation

Canada

11/21/2022

Mix

10/4/2022

NGC

66516A105

CINS

13

Approval of Loans to Officers

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Superior Resources Inc.

Canada

9/23/2022

Annual

8/17/2022

SUP

665804308

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Superior Resources Inc.

Canada

9/23/2022

Annual

8/17/2022

SUP

665804308

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Superior Resources Inc.

Canada

9/23/2022

Annual

8/17/2022

SUP

665804308

CINS

3

Elect Francois Perron

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Superior Resources Inc.

Canada

9/23/2022

Annual

8/17/2022

SUP

665804308

CINS

4

Elect Thomas F. Morris

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Superior Resources Inc.

Canada

9/23/2022

Annual

8/17/2022

SUP

665804308

CINS

5

Elect Andrew Farncomb

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Superior Resources Inc.

Canada

9/23/2022

Annual

8/17/2022

SUP

665804308

CINS

6

Elect David Beilhartz

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Superior Resources Inc.

Canada

9/23/2022

Annual

8/17/2022

SUP

665804308

CINS

7

Elect Michael Gentile

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Superior Resources Inc.

Canada

9/23/2022

Annual

8/17/2022

SUP

665804308

CINS

8

Elect Gordon Morrison

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Superior Resources Inc.

Canada

9/23/2022

Annual

8/17/2022

SUP

665804308

CINS

9

Elect David Medilek

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Superior Resources Inc.

Canada

9/23/2022

Annual

8/17/2022

SUP

665804308

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Northern Superior Resources Inc.

Canada

9/23/2022

Annual

8/17/2022

SUP

665804308

CINS

11

Approval of the Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

3

Elect Matthew Andrews

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

4

Elect Marc C. Henderson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

5

Elect Scott Jobin-Bevans

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

6

Elect Markus Janser

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

7

Elect Campbell Smyth

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

8

Elect Martin Walter

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Nubian Resources Ltd.

Canada

5/31/2023

Mix

4/26/2023

NBR

67021Q106

CINS

10

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

NV Gold Corporation

Canada

2/2/2023

Annual

12/7/2022

NVX

67090W208

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

NV Gold Corporation

Canada

2/2/2023

Annual

12/7/2022

NVX

67090W208

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

NV Gold Corporation

Canada

2/2/2023

Annual

12/7/2022

NVX

67090W208

CINS

3

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

NV Gold Corporation

Canada

2/2/2023

Annual

12/7/2022

NVX

67090W208

CINS

4

Elect Howard Golden

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

NV Gold Corporation

Canada

2/2/2023

Annual

12/7/2022

NVX

67090W208

CINS

5

Elect John Kerr

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

NV Gold Corporation

Canada

2/2/2023

Annual

12/7/2022

NVX

67090W208

CINS

6

Elect John Seaberg

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

NV Gold Corporation

Canada

2/2/2023

Annual

12/7/2022

NVX

67090W208

CINS

7

Elect Alfred Stewart

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

NV Gold Corporation

Canada

2/2/2023

Annual

12/7/2022

NVX

67090W208

CINS

8

Elect John E. Watson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

NV Gold Corporation

Canada

2/2/2023

Annual

12/7/2022

NVX

67090W208

CINS

9

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

NV Gold Corporation

Canada

2/2/2023

Annual

12/7/2022

NVX

67090W208

CINS

10

Authority to Set Auditor's Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

NV Gold Corporation

Canada

2/2/2023

Annual

12/7/2022

NVX

67090W208

CINS

11

Amendment to Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

NV Gold Corporation

Canada

2/2/2023

Annual

12/7/2022

NVX

67090W208

CINS

12

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Olive Resource Capital Inc.

Canada

10/7/2022

Mix

8/25/2022

OC

680767100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Olive Resource Capital Inc.

Canada

10/7/2022

Mix

8/25/2022

OC

680767100

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Olive Resource Capital Inc.

Canada

10/7/2022

Mix

8/25/2022

OC

680767100

CINS

3

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Olive Resource Capital Inc.

Canada

10/7/2022

Mix

8/25/2022

OC

680767100

CINS

4

Elect Derek Macpherson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Olive Resource Capital Inc.

Canada

10/7/2022

Mix

8/25/2022

OC

680767100

CINS

5

Elect Samuel Pelaez

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Olive Resource Capital Inc.

Canada

10/7/2022

Mix

8/25/2022

OC

680767100

CINS

6

Elect Jeffrey Singer

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Olive Resource Capital Inc.

Canada

10/7/2022

Mix

8/25/2022

OC

680767100

CINS

7

Elect David Regan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Olive Resource Capital Inc.

Canada

10/7/2022

Mix

8/25/2022

OC

680767100

CINS

8

Elect Evelyn Foo

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Olive Resource Capital Inc.

Canada

10/7/2022

Mix

8/25/2022

OC

680767100

CINS

9

Long-Term Incentive Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Omai Gold Mines Corp.

Canada

11/14/2022

Mix

10/4/2022

OMG

682043104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Omai Gold Mines Corp.

Canada

11/14/2022

Mix

10/4/2022

OMG

682043104

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Omai Gold Mines Corp.

Canada

11/14/2022

Mix

10/4/2022

OMG

682043104

CINS

3

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Omai Gold Mines Corp.

Canada

11/14/2022

Mix

10/4/2022

OMG

682043104

CINS

4

Elect Elaine Ellingham

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Omai Gold Mines Corp.

Canada

11/14/2022

Mix

10/4/2022

OMG

682043104

CINS

5

Elect Renaud Adams

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Omai Gold Mines Corp.

Canada

11/14/2022

Mix

10/4/2022

OMG

682043104

CINS

6

Elect Nadine Miller

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Omai Gold Mines Corp.

Canada

11/14/2022

Mix

10/4/2022

OMG

682043104

CINS

7

Elect Lon Shaver

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Omai Gold Mines Corp.

Canada

11/14/2022

Mix

10/4/2022

OMG

682043104

CINS

8

Elect Don Dudek

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Omai Gold Mines Corp.

Canada

11/14/2022

Mix

10/4/2022

OMG

682043104

CINS

9

Elect John W. Jentz

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Omai Gold Mines Corp.

Canada

11/14/2022

Mix

10/4/2022

OMG

682043104

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Omai Gold Mines Corp.

Canada

11/14/2022

Mix

10/4/2022

OMG

682043104

CINS

11

Amendment to the Incentive Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Omai Gold Mines Corp.

Canada

11/14/2022

Mix

10/4/2022

OMG

682043104

CINS

12

Approval of the Shareholder Rights Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orex Minerals Inc.

Canada

10/26/2022

Mix

9/9/2022

REX

68616X100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orex Minerals Inc.

Canada

10/26/2022

Mix

9/9/2022

REX

68616X100

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orex Minerals Inc.

Canada

10/26/2022

Mix

9/9/2022

REX

68616X100

CINS

3

Elect Bernard Whiting

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orex Minerals Inc.

Canada

10/26/2022

Mix

9/9/2022

REX

68616X100

CINS

4

Elect N. Ross Wilmot

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orex Minerals Inc.

Canada

10/26/2022

Mix

9/9/2022

REX

68616X100

CINS

5

Elect Arthur Freeze

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orex Minerals Inc.

Canada

10/26/2022

Mix

9/9/2022

REX

68616X100

CINS

6

Elect William White

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orex Minerals Inc.

Canada

10/26/2022

Mix

9/9/2022

REX

68616X100

CINS

7

Elect David Gunning

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orex Minerals Inc.

Canada

10/26/2022

Mix

9/9/2022

REX

68616X100

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orex Minerals Inc.

Canada

10/26/2022

Mix

9/9/2022

REX

68616X100

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orex Minerals Inc.

Canada

10/26/2022

Mix

9/9/2022

REX

68616X100

CINS

10

Amendment to the Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

2

Elect Will Randall

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

3

Re-elect Alan Bye

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

4

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

5

Approve Employee Securities Incentive Plan

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

6

Approve Potential Termination Benefits

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

7

Equity Grant (MD Brett Giroud)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orexplore Technologies Ltd

Australia

5/30/2023

Annual

5/26/2023

OXT

Q7160S101

CINS

8

Approve Issue of Securities (10% Placement Facility)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

2

Elect Sergey V. Kurzin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

3

Elect Sergei Stefanovich

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

4

Elect David Rhodes

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

5

Elect Mark Corra

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

6

Elect Vladimir Pakhomov

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

8

Adoption of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Orsu Metals Corporation

Canada

8/26/2022

Mix

7/22/2022

OSU

ADPC03016

CINS

9

Divestiture

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Paramount Gold Nevada Corp.

United States

12/13/2022

Annual

10/17/2022

PZG

69924M109

CUSIP

1

Elect Rudi P. Fronk

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Paramount Gold Nevada Corp.

United States

12/13/2022

Annual

10/17/2022

PZG

69924M109

CUSIP

2

Elect Glen Van Treek

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Paramount Gold Nevada Corp.

United States

12/13/2022

Annual

10/17/2022

PZG

69924M109

CUSIP

3

Elect Rachel Goldman

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Paramount Gold Nevada Corp.

United States

12/13/2022

Annual

10/17/2022

PZG

69924M109

CUSIP

4

Elect Christopher Reynolds

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Paramount Gold Nevada Corp.

United States

12/13/2022

Annual

10/17/2022

PZG

69924M109

CUSIP

5

Elect Eliseo Gonzalez-Urien

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Paramount Gold Nevada Corp.

United States

12/13/2022

Annual

10/17/2022

PZG

69924M109

CUSIP

6

Elect John Carden

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Paramount Gold Nevada Corp.

United States

12/13/2022

Annual

10/17/2022

PZG

69924M109

CUSIP

7

Elect Pierre Pelletier

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Paramount Gold Nevada Corp.

United States

12/13/2022

Annual

10/17/2022

PZG

69924M109

CUSIP

8

Elect Samantha Espley

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Paramount Gold Nevada Corp.

United States

12/13/2022

Annual

10/17/2022

PZG

69924M109

CUSIP

9

Ratification of Auditor

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Platinum Group Metals Ltd.

Canada

2/28/2023

Annual

1/13/2023

PTM

72765Q882

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Platinum Group Metals Ltd.

Canada

2/28/2023

Annual

1/13/2023

PTM

72765Q882

CINS

2

Elect Diana J. Walters

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Platinum Group Metals Ltd.

Canada

2/28/2023

Annual

1/13/2023

PTM

72765Q882

CINS

3

Elect Frank R. Hallam

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Platinum Group Metals Ltd.

Canada

2/28/2023

Annual

1/13/2023

PTM

72765Q882

CINS

4

Elect Timothy D. Marlow

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Platinum Group Metals Ltd.

Canada

2/28/2023

Annual

1/13/2023

PTM

72765Q882

CINS

5

Elect John A. Copelyn

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Platinum Group Metals Ltd.

Canada

2/28/2023

Annual

1/13/2023

PTM

72765Q882

CINS

6

Elect Stuart Harshaw

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Platinum Group Metals Ltd.

Canada

2/28/2023

Annual

1/13/2023

PTM

72765Q882

CINS

7

Elect Paul Mpho Makwana

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Platinum Group Metals Ltd.

Canada

2/28/2023

Annual

1/13/2023

PTM

72765Q882

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Platinum Group Metals Ltd.

Canada

2/28/2023

Annual

1/13/2023

PTM

72765Q882

CINS

9

Share Compensation Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

PolarX Limited

Australia

7/27/2022

Ordinary

7/25/2022

PXX

Q7688R106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

PolarX Limited

Australia

7/27/2022

Ordinary

7/25/2022

PXX

Q7688R106

CINS

2

Ratify Placement of Securities - December 2021 Placement

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

PolarX Limited

Australia

7/27/2022

Ordinary

7/25/2022

PXX

Q7688R106

CINS

3

Ratify Placement of Securities - June 2022 Placement Shares

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

PolarX Limited

Australia

7/27/2022

Ordinary

7/25/2022

PXX

Q7688R106

CINS

4

Ratify Placement of Securities - June 2022 Placement Options

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

PolarX Limited

Australia

7/27/2022

Ordinary

7/25/2022

PXX

Q7688R106

CINS

5

Approve Issue of Securities (Peak Asset Management)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

PolarX Limited

Australia

11/18/2022

Annual

11/16/2022

PXX

Q7688R106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

PolarX Limited

Australia

11/18/2022

Annual

11/16/2022

PXX

Q7688R106

CINS

2

Remuneration Report

Mgmt

N/A

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

PolarX Limited

Australia

11/18/2022

Annual

11/16/2022

PXX

Q7688R106

CINS

3

Re-elect Robert G. Boaz

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

PolarX Limited

Australia

11/18/2022

Annual

11/16/2022

PXX

Q7688R106

CINS

4

Re-elect Charles (Frazer) F. Tabeart

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

PolarX Limited

Australia

11/18/2022

Annual

11/16/2022

PXX

Q7688R106

CINS

5

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

PolarX Limited

Australia

11/18/2022

Annual

11/16/2022

PXX

Q7688R106

CINS

6

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

PolarX Limited

Australia

11/18/2022

Annual

11/16/2022

PXX

Q7688R106

CINS

7

Reinsert Proportional Takeover Provisions (Constitution)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radisson Mining Resources Inc.

Canada

6/15/2023

Annual

5/3/2023

RDS

76125W505

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radisson Mining Resources Inc.

Canada

6/15/2023

Annual

5/3/2023

RDS

76125W505

CINS

2

Elect Denis Lachance

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radisson Mining Resources Inc.

Canada

6/15/2023

Annual

5/3/2023

RDS

76125W505

CINS

3

Elect Denis Bois

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radisson Mining Resources Inc.

Canada

6/15/2023

Annual

5/3/2023

RDS

76125W505

CINS

4

Elect Pierre Beaudoin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radisson Mining Resources Inc.

Canada

6/15/2023

Annual

5/3/2023

RDS

76125W505

CINS

5

Elect Siri C. Genik

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radisson Mining Resources Inc.

Canada

6/15/2023

Annual

5/3/2023

RDS

76125W505

CINS

6

Elect Michael Gentile

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radisson Mining Resources Inc.

Canada

6/15/2023

Annual

5/3/2023

RDS

76125W505

CINS

7

Elect Jeff Swinoga

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radisson Mining Resources Inc.

Canada

6/15/2023

Annual

5/3/2023

RDS

76125W505

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radius Gold Inc.

Canada

12/14/2022

Annual

10/27/2022

RDU

750468100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radius Gold Inc.

Canada

12/14/2022

Annual

10/27/2022

RDU

750468100

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radius Gold Inc.

Canada

12/14/2022

Annual

10/27/2022

RDU

750468100

CINS

3

Elect Bruce Smith

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radius Gold Inc.

Canada

12/14/2022

Annual

10/27/2022

RDU

750468100

CINS

4

Elect Simon Ridgway

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radius Gold Inc.

Canada

12/14/2022

Annual

10/27/2022

RDU

750468100

CINS

5

Elect Mario Szotlender

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radius Gold Inc.

Canada

12/14/2022

Annual

10/27/2022

RDU

750468100

CINS

6

Elect William Katzin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radius Gold Inc.

Canada

12/14/2022

Annual

10/27/2022

RDU

750468100

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radius Gold Inc.

Canada

12/14/2022

Annual

10/27/2022

RDU

750468100

CINS

8

Amendment to the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Radius Gold Inc.

Canada

12/14/2022

Annual

10/27/2022

RDU

750468100

CINS

9

Transaction of Other Business

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Red Pine Exploration Inc.

Canada

1/26/2023

Annual

12/16/2022

RPX

75686Y702

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Red Pine Exploration Inc.

Canada

1/26/2023

Annual

12/16/2022

RPX

75686Y702

CINS

2

Elect Drew Anwyll

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Red Pine Exploration Inc.

Canada

1/26/2023

Annual

12/16/2022

RPX

75686Y702

CINS

3

Elect Andrew Baumen

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Red Pine Exploration Inc.

Canada

1/26/2023

Annual

12/16/2022

RPX

75686Y702

CINS

4

Elect Rachel Goldman

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Red Pine Exploration Inc.

Canada

1/26/2023

Annual

12/16/2022

RPX

75686Y702

CINS

5

Elect Nils F. Engelstad

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Red Pine Exploration Inc.

Canada

1/26/2023

Annual

12/16/2022

RPX

75686Y702

CINS

6

Elect Paul Martin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Red Pine Exploration Inc.

Canada

1/26/2023

Annual

12/16/2022

RPX

75686Y702

CINS

7

Elect Quentin Yarie

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Red Pine Exploration Inc.

Canada

1/26/2023

Annual

12/16/2022

RPX

75686Y702

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reunion Gold Corporation

Canada

6/13/2023

Mix

5/8/2023

RGD

76131P106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reunion Gold Corporation

Canada

6/13/2023

Mix

5/8/2023

RGD

76131P106

CINS

2

Elect Elaine Bennett

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reunion Gold Corporation

Canada

6/13/2023

Mix

5/8/2023

RGD

76131P106

CINS

3

Elect Pierre Chenard

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reunion Gold Corporation

Canada

6/13/2023

Mix

5/8/2023

RGD

76131P106

CINS

4

Elect Richard Cohen

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reunion Gold Corporation

Canada

6/13/2023

Mix

5/8/2023

RGD

76131P106

CINS

5

Elect David Fennell

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reunion Gold Corporation

Canada

6/13/2023

Mix

5/8/2023

RGD

76131P106

CINS

6

Elect Adrian Fleming

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reunion Gold Corporation

Canada

6/13/2023

Mix

5/8/2023

RGD

76131P106

CINS

7

Elect Rejean Gourde

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reunion Gold Corporation

Canada

6/13/2023

Mix

5/8/2023

RGD

76131P106

CINS

8

Elect Richard Howes

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reunion Gold Corporation

Canada

6/13/2023

Mix

5/8/2023

RGD

76131P106

CINS

9

Elect Vijay N.J. Kirpalani

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reunion Gold Corporation

Canada

6/13/2023

Mix

5/8/2023

RGD

76131P106

CINS

10

Elect Frederick Stanford

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reunion Gold Corporation

Canada

6/13/2023

Mix

5/8/2023

RGD

76131P106

CINS

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reunion Gold Corporation

Canada

6/13/2023

Mix

5/8/2023

RGD

76131P106

CINS

12

Share Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reunion Gold Corporation

Canada

6/13/2023

Mix

5/8/2023

RGD

76131P106

CINS

13

Advance Notice By-Law

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reunion Gold Corporation

Canada

6/13/2023

Mix

5/8/2023

RGD

76131P106

CINS

14

Share Consolidation

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

3

Elect Wayne M. Hubert

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

4

Elect Hugh Agro

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

5

Elect Donald Birak

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

6

Elect Robert Chausse

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

7

Elect Maura Lendon

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

8

Elect Michael W. Mansfield

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

9

Elect Timothy A. Warman

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Revival Gold Inc.

Canada

11/22/2022

Mix

10/14/2022

RVG

76151P101

CINS

11

Amendment to the Share Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reyna Silver Corp.

Canada

6/29/2023

Annual

5/15/2023

RSLV

76170Q106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reyna Silver Corp.

Canada

6/29/2023

Annual

5/15/2023

RSLV

76170Q106

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reyna Silver Corp.

Canada

6/29/2023

Annual

5/15/2023

RSLV

76170Q106

CINS

3

Elect Jorge Ramiro Monroy

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reyna Silver Corp.

Canada

6/29/2023

Annual

5/15/2023

RSLV

76170Q106

CINS

4

Elect Michael Wood

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reyna Silver Corp.

Canada

6/29/2023

Annual

5/15/2023

RSLV

76170Q106

CINS

5

Elect Peter R. Jones

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reyna Silver Corp.

Canada

6/29/2023

Annual

5/15/2023

RSLV

76170Q106

CINS

6

Elect Alexander Langer

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reyna Silver Corp.

Canada

6/29/2023

Annual

5/15/2023

RSLV

76170Q106

CINS

7

Elect Evaristo Trevino

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reyna Silver Corp.

Canada

6/29/2023

Annual

5/15/2023

RSLV

76170Q106

CINS

8

Elect Carmen Amezquita

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reyna Silver Corp.

Canada

6/29/2023

Annual

5/15/2023

RSLV

76170Q106

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Reyna Silver Corp.

Canada

6/29/2023

Annual

5/15/2023

RSLV

76170Q106

CINS

10

Long-Term Incentive Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RosCan Gold Corporation

Canada

4/26/2023

Mix

3/16/2023

ROS

77683B107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RosCan Gold Corporation

Canada

4/26/2023

Mix

3/16/2023

ROS

77683B107

CINS

2

Elect Greg Isenor

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RosCan Gold Corporation

Canada

4/26/2023

Mix

3/16/2023

ROS

77683B107

CINS

3

Elect Nana B. Sangmuah

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RosCan Gold Corporation

Canada

4/26/2023

Mix

3/16/2023

ROS

77683B107

CINS

4

Elect Michael Gentile

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RosCan Gold Corporation

Canada

4/26/2023

Mix

3/16/2023

ROS

77683B107

CINS

5

Elect Samuel E. Jonah

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RosCan Gold Corporation

Canada

4/26/2023

Mix

3/16/2023

ROS

77683B107

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RosCan Gold Corporation

Canada

4/26/2023

Mix

3/16/2023

ROS

77683B107

CINS

7

Renewal of the Omnibus Long-Term Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

2

Elect Marcus Stone

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

3

Elect Timothy Coughlin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

4

Elect Jonathan Hill

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

5

Elect Ana Gabriela Juarez Marroquin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

6

Elect Roderick Corrie

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

7

Elect Hugh Devlin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Royal Road Minerals Limited

Jersey

8/31/2022

Mix

7/27/2022

RYR

G76828105

CINS

9

Approval of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RTG Mining Inc.

Virgin Islands (British)

5/31/2023

Annual

4/20/2023

RTG

G7707W178

CINS

1

Appoint Auditor and Authorise Board to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RTG Mining Inc.

Virgin Islands (British)

5/31/2023

Annual

4/20/2023

RTG

G7707W178

CINS

2

Approve Issuance of Securities (10% Placement Facility)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RTG Mining Inc.

Virgin Islands (British)

5/31/2023

Annual

4/20/2023

RTG

G7707W178

CINS

3

Approval to Fix Number and Election of Directors

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RTG Mining Inc.

Virgin Islands (British)

5/31/2023

Annual

4/20/2023

RTG

G7707W178

CINS

4

Elect Michael J. Carrick

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RTG Mining Inc.

Virgin Islands (British)

5/31/2023

Annual

4/20/2023

RTG

G7707W178

CINS

5

Elect Justine A. Magee

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RTG Mining Inc.

Virgin Islands (British)

5/31/2023

Annual

4/20/2023

RTG

G7707W178

CINS

6

Elect Robert Scott

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RTG Mining Inc.

Virgin Islands (British)

5/31/2023

Annual

4/20/2023

RTG

G7707W178

CINS

7

Elect Phillip C. Lockyer

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RTG Mining Inc.

Virgin Islands (British)

5/31/2023

Annual

4/20/2023

RTG

G7707W178

CINS

8

Elect Sean Fieler

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RTG Mining Inc.

Virgin Islands (British)

5/31/2023

Annual

4/20/2023

RTG

G7707W178

CINS

9

Elect Kenneth Caruso

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

RTG Mining Inc.

Virgin Islands (British)

5/31/2023

Annual

4/20/2023

RTG

G7707W178

CINS

10

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sanu Gold Corp.

Canada

1/20/2023

Mix

12/16/2022

SANU

80302D108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sanu Gold Corp.

Canada

1/20/2023

Mix

12/16/2022

SANU

80302D108

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sanu Gold Corp.

Canada

1/20/2023

Mix

12/16/2022

SANU

80302D108

CINS

3

Elect Martin Pawlitschek

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sanu Gold Corp.

Canada

1/20/2023

Mix

12/16/2022

SANU

80302D108

CINS

4

Elect Vince Sorace

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sanu Gold Corp.

Canada

1/20/2023

Mix

12/16/2022

SANU

80302D108

CINS

5

Elect Fatou Sylla Gueye

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sanu Gold Corp.

Canada

1/20/2023

Mix

12/16/2022

SANU

80302D108

CINS

6

Elect Galen McNamara

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sanu Gold Corp.

Canada

1/20/2023

Mix

12/16/2022

SANU

80302D108

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sanu Gold Corp.

Canada

1/20/2023

Mix

12/16/2022

SANU

80302D108

CINS

8

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Scottie Resources Corp

Canada

4/14/2023

Mix

2/14/2023

SCOT

81012R106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Scottie Resources Corp

Canada

4/14/2023

Mix

2/14/2023

SCOT

81012R106

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Scottie Resources Corp

Canada

4/14/2023

Mix

2/14/2023

SCOT

81012R106

CINS

3

Elect Bradley Rourke

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Scottie Resources Corp

Canada

4/14/2023

Mix

2/14/2023

SCOT

81012R106

CINS

4

Elect Ernest Mast

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Scottie Resources Corp

Canada

4/14/2023

Mix

2/14/2023

SCOT

81012R106

CINS

5

Elect John Williamson

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Scottie Resources Corp

Canada

4/14/2023

Mix

2/14/2023

SCOT

81012R106

CINS

6

Elect Steven I. Stein

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Scottie Resources Corp

Canada

4/14/2023

Mix

2/14/2023

SCOT

81012R106

CINS

7

Elect Elaine O'Donnell Owens

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Scottie Resources Corp

Canada

4/14/2023

Mix

2/14/2023

SCOT

81012R106

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Scottie Resources Corp

Canada

4/14/2023

Mix

2/14/2023

SCOT

81012R106

CINS

9

Approval of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Tiger Metals Inc.

Canada

9/29/2022

Annual

8/25/2022

SLVR

82831T109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Tiger Metals Inc.

Canada

9/29/2022

Annual

8/25/2022

SLVR

82831T109

CINS

2

Elect Wade Anderson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Tiger Metals Inc.

Canada

9/29/2022

Annual

8/25/2022

SLVR

82831T109

CINS

3

Elect Richard Gordon

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Tiger Metals Inc.

Canada

9/29/2022

Annual

8/25/2022

SLVR

82831T109

CINS

4

Elect Glenn Jessome

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Tiger Metals Inc.

Canada

9/29/2022

Annual

8/25/2022

SLVR

82831T109

CINS

5

Elect Lila Marie Bensoja-Arras

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Tiger Metals Inc.

Canada

9/29/2022

Annual

8/25/2022

SLVR

82831T109

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Tiger Metals Inc.

Canada

9/29/2022

Annual

8/25/2022

SLVR

82831T109

CINS

7

Amendment to the Omnibus Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Viper Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

VIPR

828334102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Viper Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

VIPR

828334102

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Viper Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

VIPR

828334102

CINS

3

Elect Gary Cope

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Viper Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

VIPR

828334102

CINS

4

Elect N. Ross Wilmot

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Viper Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

VIPR

828334102

CINS

5

Elect Arthur Freeze

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Viper Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

VIPR

828334102

CINS

6

Elect Stephen Cope

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Viper Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

VIPR

828334102

CINS

7

Elect Carla Hartzenberg

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Viper Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

VIPR

828334102

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Silver Viper Minerals Corp.

Canada

6/27/2023

Mix

5/19/2023

VIPR

828334102

CINS

9

Amendment to the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sirios Resources Inc.

Canada

12/15/2022

Mix

11/8/2022

SOI

829908508

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sirios Resources Inc.

Canada

12/15/2022

Mix

11/8/2022

SOI

829908508

CINS

2

Elect Dominique Doucet

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sirios Resources Inc.

Canada

12/15/2022

Mix

11/8/2022

SOI

829908508

CINS

3

Elect Luc Cloutier

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sirios Resources Inc.

Canada

12/15/2022

Mix

11/8/2022

SOI

829908508

CINS

4

Elect Francois Auclair

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sirios Resources Inc.

Canada

12/15/2022

Mix

11/8/2022

SOI

829908508

CINS

5

Elect Colinda Parent

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sirios Resources Inc.

Canada

12/15/2022

Mix

11/8/2022

SOI

829908508

CINS

6

Elect Guy Le Bel

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sirios Resources Inc.

Canada

12/15/2022

Mix

11/8/2022

SOI

829908508

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sirios Resources Inc.

Canada

12/15/2022

Mix

11/8/2022

SOI

829908508

CINS

8

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Skeena Resources Limited

Canada

6/22/2023

Mix

5/16/2023

SKE

83056P715

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Skeena Resources Limited

Canada

6/22/2023

Mix

5/16/2023

SKE

83056P715

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Skeena Resources Limited

Canada

6/22/2023

Mix

5/16/2023

SKE

83056P715

CINS

3

Elect Walter Coles, Jr.

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Skeena Resources Limited

Canada

6/22/2023

Mix

5/16/2023

SKE

83056P715

CINS

4

Elect Craig Parry

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Skeena Resources Limited

Canada

6/22/2023

Mix

5/16/2023

SKE

83056P715

CINS

5

Elect Suki Gill

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Skeena Resources Limited

Canada

6/22/2023

Mix

5/16/2023

SKE

83056P715

CINS

6

Elect Randy Reichert

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Skeena Resources Limited

Canada

6/22/2023

Mix

5/16/2023

SKE

83056P715

CINS

7

Elect Gregory A. Beard

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Skeena Resources Limited

Canada

6/22/2023

Mix

5/16/2023

SKE

83056P715

CINS

8

Elect Nathalie Sajous

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Skeena Resources Limited

Canada

6/22/2023

Mix

5/16/2023

SKE

83056P715

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Skeena Resources Limited

Canada

6/22/2023

Mix

5/16/2023

SKE

83056P715

CINS

10

Approval of the 2023 Omnibus Equity Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Skeena Resources Limited

Canada

6/22/2023

Mix

5/16/2023

SKE

83056P715

CINS

11

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

1/12/2023

Ordinary

1/10/2023

SAU

Q85896191

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

1/12/2023

Ordinary

1/10/2023

SAU

Q85896191

CINS

2

Ratify Placement of Securities

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

1/12/2023

Ordinary

1/10/2023

SAU

Q85896191

CINS

3

Approve Issue of Securities (IIwella Pty Ltd)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

1/12/2023

Ordinary

1/10/2023

SAU

Q85896191

CINS

4

Approve Issue of Securities (Metal Tiger Plc)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

1/12/2023

Ordinary

1/10/2023

SAU

Q85896191

CINS

5

Approve Issue of Securities (MD/CEO Robert Smillie)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

1/12/2023

Ordinary

1/10/2023

SAU

Q85896191

CINS

6

Approve Issue of Securities (Boo Jo Kim (Beejay Kim))

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

1/12/2023

Ordinary

1/10/2023

SAU

Q85896191

CINS

7

Approve Issue of Securities (NED Douglas Kirwin)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

1/12/2023

Ordinary

1/10/2023

SAU

Q85896191

CINS

8

Approve Issue of Incentive Performance Rights (MD/CEO Robert Smillie)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

6/28/2023

Ordinary

6/26/2023

SAU

Q85896191

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

6/28/2023

Ordinary

6/26/2023

SAU

Q85896191

CINS

2

Approve Issue of Securities (Liesl Renata Chan)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

6/28/2023

Ordinary

6/26/2023

SAU

Q85896191

CINS

3

Approve Issue of Securities (Iondrive Consultants)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

6/28/2023

Ordinary

6/26/2023

SAU

Q85896191

CINS

4

Approve Issue of Securities (Prenzler Group Clients)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

6/28/2023

Ordinary

6/26/2023

SAU

Q85896191

CINS

5

Approve Issue of Securities (Strata Investment Holdings Plc)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

6/28/2023

Ordinary

6/26/2023

SAU

Q85896191

CINS

6

Approve Issue of Securities (MD Robert Smillie)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

6/28/2023

Ordinary

6/26/2023

SAU

Q85896191

CINS

7

Approve Issue of Securities (Chair Peter Bamford)

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

10/27/2022

Annual

10/25/2022

SAU

Q85896191

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

10/27/2022

Annual

10/25/2022

SAU

Q85896191

CINS

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

10/27/2022

Annual

10/25/2022

SAU

Q85896191

CINS

3

Elect Beejay Kim

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Gold Limited

Australia

10/27/2022

Annual

10/25/2022

SAU

Q85896191

CINS

4

Approve 10% Placement Facility

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Silver Exploration Corp.

Canada

9/26/2022

Annual

8/15/2022

SSV

843814203

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Silver Exploration Corp.

Canada

9/26/2022

Annual

8/15/2022

SSV

843814203

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Silver Exploration Corp.

Canada

9/26/2022

Annual

8/15/2022

SSV

843814203

CINS

3

Elect Lawrence Page

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Silver Exploration Corp.

Canada

9/26/2022

Annual

8/15/2022

SSV

843814203

CINS

4

Elect David R. Scammell

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Silver Exploration Corp.

Canada

9/26/2022

Annual

8/15/2022

SSV

843814203

CINS

5

Elect Eugene Spiering

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Silver Exploration Corp.

Canada

9/26/2022

Annual

8/15/2022

SSV

843814203

CINS

6

Elect Nigel Bunting

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Silver Exploration Corp.

Canada

9/26/2022

Annual

8/15/2022

SSV

843814203

CINS

7

Elect Larry Buchanan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Silver Exploration Corp.

Canada

9/26/2022

Annual

8/15/2022

SSV

843814203

CINS

8

Elect Peter Cheesbrough

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Silver Exploration Corp.

Canada

9/26/2022

Annual

8/15/2022

SSV

843814203

CINS

9

Elect Ginalee Jones

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Silver Exploration Corp.

Canada

9/26/2022

Annual

8/15/2022

SSV

843814203

CINS

10

Elect Russell Ball

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Silver Exploration Corp.

Canada

9/26/2022

Annual

8/15/2022

SSV

843814203

CINS

11

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Southern Silver Exploration Corp.

Canada

9/26/2022

Annual

8/15/2022

SSV

843814203

CINS

12

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Stillwater Critical Minerals Corp.

Canada

12/15/2022

Annual

10/31/2022

PGE

86074L103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Stillwater Critical Minerals Corp.

Canada

12/15/2022

Annual

10/31/2022

PGE

86074L103

CINS

2

Elect Michael Rowley

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Stillwater Critical Minerals Corp.

Canada

12/15/2022

Annual

10/31/2022

PGE

86074L103

CINS

3

Elect Gregory Johnson

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Stillwater Critical Minerals Corp.

Canada

12/15/2022

Annual

10/31/2022

PGE

86074L103

CINS

4

Elect Gregor Hamilton

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Stillwater Critical Minerals Corp.

Canada

12/15/2022

Annual

10/31/2022

PGE

86074L103

CINS

5

Elect Gordon Toll

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Stillwater Critical Minerals Corp.

Canada

12/15/2022

Annual

10/31/2022

PGE

86074L103

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Stillwater Critical Minerals Corp.

Canada

12/15/2022

Annual

10/31/2022

PGE

86074L103

CINS

7

Approval of the Long Term Performance Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Storm Exploration Inc.

Canada

3/29/2023

Annual

2/24/2023

STRM

86218J204

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Storm Exploration Inc.

Canada

3/29/2023

Annual

2/24/2023

STRM

86218J204

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Storm Exploration Inc.

Canada

3/29/2023

Annual

2/24/2023

STRM

86218J204

CINS

3

Elect Bruce Counts

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Storm Exploration Inc.

Canada

3/29/2023

Annual

2/24/2023

STRM

86218J204

CINS

4

Elect Joanne Price

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Storm Exploration Inc.

Canada

3/29/2023

Annual

2/24/2023

STRM

86218J204

CINS

5

Elect Lon Shaver

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Storm Exploration Inc.

Canada

3/29/2023

Annual

2/24/2023

STRM

86218J204

CINS

6

Elect Michael Sweatman

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Storm Exploration Inc.

Canada

3/29/2023

Annual

2/24/2023

STRM

86218J204

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Storm Exploration Inc.

Canada

3/29/2023

Annual

2/24/2023

STRM

86218J204

CINS

8

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Strikepoint Gold Inc.

Canada

8/8/2022

Mix

6/29/2022

SKP

86332K202

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Strikepoint Gold Inc.

Canada

8/8/2022

Mix

6/29/2022

SKP

86332K202

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Strikepoint Gold Inc.

Canada

8/8/2022

Mix

6/29/2022

SKP

86332K202

CINS

3

Elect Shawn Khunkhun

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Strikepoint Gold Inc.

Canada

8/8/2022

Mix

6/29/2022

SKP

86332K202

CINS

4

Elect Adrian Fleming

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Strikepoint Gold Inc.

Canada

8/8/2022

Mix

6/29/2022

SKP

86332K202

CINS

5

Elect Ian Harris

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Strikepoint Gold Inc.

Canada

8/8/2022

Mix

6/29/2022

SKP

86332K202

CINS

6

Elect Darryl Jones

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Strikepoint Gold Inc.

Canada

8/8/2022

Mix

6/29/2022

SKP

86332K202

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Strikepoint Gold Inc.

Canada

8/8/2022

Mix

6/29/2022

SKP

86332K202

CINS

8

Approval of the Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Summa Silver Corp.

Canada

3/15/2023

Mix

2/6/2023

SSVR

86565E113

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Summa Silver Corp.

Canada

3/15/2023

Mix

2/6/2023

SSVR

86565E109

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Summa Silver Corp.

Canada

3/15/2023

Mix

2/6/2023

SSVR

86565E109

CINS

3

Elect Galen McNamara

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Summa Silver Corp.

Canada

3/15/2023

Mix

2/6/2023

SSVR

86565E109

CINS

4

Elect Thomas O'Neill

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Summa Silver Corp.

Canada

3/15/2023

Mix

2/6/2023

SSVR

86565E109

CINS

5

Elect Brian Goss

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Summa Silver Corp.

Canada

3/15/2023

Mix

2/6/2023

SSVR

86565E109

CINS

6

Elect Michael Konnert

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Summa Silver Corp.

Canada

3/15/2023

Mix

2/6/2023

SSVR

86565E109

CINS

7

Elect Martin Bajic

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Summa Silver Corp.

Canada

3/15/2023

Mix

2/6/2023

SSVR

86565E109

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Summa Silver Corp.

Canada

3/15/2023

Mix

2/6/2023

SSVR

86565E109

CINS

9

Approval of Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Summa Silver Corp.

Canada

3/15/2023

Mix

2/6/2023

SSVR

86565E109

CINS

10

Creation of Control Person

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Summa Silver Corp.

Canada

3/15/2023

Mix

2/6/2023

SSVR

86565E109

CINS

11

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sun Summit Minerals Corp.

Canada

6/14/2023

Annual

5/1/2023

SMN

86687V100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sun Summit Minerals Corp.

Canada

6/14/2023

Annual

5/1/2023

SMN

86687V100

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sun Summit Minerals Corp.

Canada

6/14/2023

Annual

5/1/2023

SMN

86687V100

CINS

3

Elect Andrew Carstensen

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sun Summit Minerals Corp.

Canada

6/14/2023

Annual

5/1/2023

SMN

86687V100

CINS

4

Elect Brian Lock

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sun Summit Minerals Corp.

Canada

6/14/2023

Annual

5/1/2023

SMN

86687V100

CINS

5

Elect Purni Parikh

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sun Summit Minerals Corp.

Canada

6/14/2023

Annual

5/1/2023

SMN

86687V100

CINS

6

Elect Craig B. Prenter

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sun Summit Minerals Corp.

Canada

6/14/2023

Annual

5/1/2023

SMN

86687V100

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Sun Summit Minerals Corp.

Canada

6/14/2023

Annual

5/1/2023

SMN

86687V100

CINS

8

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

TDG Gold Corp.

Canada

4/14/2023

Mix

3/10/2023

TDG

87190J105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

TDG Gold Corp.

Canada

4/14/2023

Mix

3/10/2023

TDG

87190J105

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

TDG Gold Corp.

Canada

4/14/2023

Mix

3/10/2023

TDG

87190J105

CINS

3

Elect Stephen P. Quin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

TDG Gold Corp.

Canada

4/14/2023

Mix

3/10/2023

TDG

87190J105

CINS

4

Elect Fletcher Morgan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

TDG Gold Corp.

Canada

4/14/2023

Mix

3/10/2023

TDG

87190J105

CINS

5

Elect John-Paul Dau

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

TDG Gold Corp.

Canada

4/14/2023

Mix

3/10/2023

TDG

87190J105

CINS

6

Elect Evandra Nakano

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

TDG Gold Corp.

Canada

4/14/2023

Mix

3/10/2023

TDG

87190J105

CINS

7

Elect Michael Kosowan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

TDG Gold Corp.

Canada

4/14/2023

Mix

3/10/2023

TDG

87190J105

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

TDG Gold Corp.

Canada

4/14/2023

Mix

3/10/2023

TDG

87190J105

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Trillium Gold Mines Inc.

Canada

12/20/2022

Mix

11/15/2022

TGM

89623Q102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Trillium Gold Mines Inc.

Canada

12/20/2022

Mix

11/15/2022

TGM

89623Q102

CINS

2

Elect Luke Norman

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Trillium Gold Mines Inc.

Canada

12/20/2022

Mix

11/15/2022

TGM

89623Q102

CINS

3

Elect Russell Starr

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Trillium Gold Mines Inc.

Canada

12/20/2022

Mix

11/15/2022

TGM

89623Q102

CINS

4

Elect David Velisek

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Trillium Gold Mines Inc.

Canada

12/20/2022

Mix

11/15/2022

TGM

89623Q102

CINS

5

Elect Krisztian Toth

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Trillium Gold Mines Inc.

Canada

12/20/2022

Mix

11/15/2022

TGM

89623Q102

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Trillium Gold Mines Inc.

Canada

12/20/2022

Mix

11/15/2022

TGM

89623Q102

CINS

7

Approval of the Long-Term Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Tristar Gold Inc.

Canada

12/6/2022

Annual

10/17/2022

TSG

89678B109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Tristar Gold Inc.

Canada

12/6/2022

Annual

10/17/2022

TSG

89678B109

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Tristar Gold Inc.

Canada

12/6/2022

Annual

10/17/2022

TSG

89678B109

CINS

3

Elect Mark E. Jones, III

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Tristar Gold Inc.

Canada

12/6/2022

Annual

10/17/2022

TSG

89678B109

CINS

4

Elect Nicholas D. Appleyard

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Tristar Gold Inc.

Canada

12/6/2022

Annual

10/17/2022

TSG

89678B109

CINS

5

Elect Eric Zaunscherb

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Tristar Gold Inc.

Canada

12/6/2022

Annual

10/17/2022

TSG

89678B109

CINS

6

Elect Roderick McKeen

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Tristar Gold Inc.

Canada

12/6/2022

Annual

10/17/2022

TSG

89678B109

CINS

7

Elect Mark Isto

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Tristar Gold Inc.

Canada

12/6/2022

Annual

10/17/2022

TSG

89678B109

CINS

8

Elect Jessica Van Den Akker

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Tristar Gold Inc.

Canada

12/6/2022

Annual

10/17/2022

TSG

89678B109

CINS

9

Elect Carlos Vilhena

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Tristar Gold Inc.

Canada

12/6/2022

Annual

10/17/2022

TSG

89678B109

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

ValOre Metals Corp.

Canada

5/12/2023

Mix

4/10/2023

VO

92025V109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

ValOre Metals Corp.

Canada

5/12/2023

Mix

4/10/2023

VO

92025V109

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

ValOre Metals Corp.

Canada

5/12/2023

Mix

4/10/2023

VO

92025V109

CINS

3

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

ValOre Metals Corp.

Canada

5/12/2023

Mix

4/10/2023

VO

92025V109

CINS

4

Elect James Paterson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

ValOre Metals Corp.

Canada

5/12/2023

Mix

4/10/2023

VO

92025V109

CINS

5

Elect Dale Wallster

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

ValOre Metals Corp.

Canada

5/12/2023

Mix

4/10/2023

VO

92025V109

CINS

6

Elect James Malone

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

ValOre Metals Corp.

Canada

5/12/2023

Mix

4/10/2023

VO

92025V109

CINS

7

Elect Garth Kirkham

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

ValOre Metals Corp.

Canada

5/12/2023

Mix

4/10/2023

VO

92025V109

CINS

8

Elect Darren Klinck

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

ValOre Metals Corp.

Canada

5/12/2023

Mix

4/10/2023

VO

92025V109

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

ValOre Metals Corp.

Canada

5/12/2023

Mix

4/10/2023

VO

92025V109

CINS

10

Approval of Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

ValOre Metals Corp.

Canada

5/12/2023

Mix

4/10/2023

VO

92025V109

CINS

11

Divestiture of the Angilak Property

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

ValOre Metals Corp.

Canada

5/12/2023

Mix

4/10/2023

VO

92025V109

CINS

12

Repricing of Stock Options

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

ValOre Metals Corp.

Canada

5/12/2023

Mix

4/10/2023

VO

92025V109

CINS

13

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Viva Gold Corp.

Canada

4/20/2023

Annual

3/14/2023

VAU

92852M107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Viva Gold Corp.

Canada

4/20/2023

Annual

3/14/2023

VAU

92852M107

CINS

2

Elect Christopher E. Herald

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Viva Gold Corp.

Canada

4/20/2023

Annual

3/14/2023

VAU

92852M107

CINS

3

Elect James K.B. Hesketh

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Viva Gold Corp.

Canada

4/20/2023

Annual

3/14/2023

VAU

92852M107

CINS

4

Elect Edward Mahoney

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Viva Gold Corp.

Canada

4/20/2023

Annual

3/14/2023

VAU

92852M107

CINS

5

Elect David Whittle

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Viva Gold Corp.

Canada

4/20/2023

Annual

3/14/2023

VAU

92852M107

CINS

6

Elect Andrew Bolland

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Viva Gold Corp.

Canada

4/20/2023

Annual

3/14/2023

VAU

92852M107

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Viva Gold Corp.

Canada

4/20/2023

Annual

3/14/2023

VAU

92852M107

CINS

8

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Viva Gold Corp.

Canada

4/20/2023

Annual

3/14/2023

VAU

92852M107

CINS

9

Create New Control Person

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Viva Gold Corp.

Canada

4/20/2023

Annual

3/14/2023

VAU

92852M107

CINS

10

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Viva Gold Corp.

Canada

4/20/2023

Annual

3/14/2023

VAU

92852M107

CINS

11

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Copper Corp.

Canada

10/6/2022

Annual

9/1/2022

VCU

92858X107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Copper Corp.

Canada

10/6/2022

Annual

9/1/2022

VCU

92858X107

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Copper Corp.

Canada

10/6/2022

Annual

9/1/2022

VCU

92858X107

CINS

3

Elect Craig Parry

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Copper Corp.

Canada

10/6/2022

Annual

9/1/2022

VCU

92858X107

CINS

4

Elect Chris Donaldson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Copper Corp.

Canada

10/6/2022

Annual

9/1/2022

VCU

92858X107

CINS

5

Elect Michael Konnert

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Copper Corp.

Canada

10/6/2022

Annual

9/1/2022

VCU

92858X107

CINS

6

Elect Simon Cmrlec

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Copper Corp.

Canada

10/6/2022

Annual

9/1/2022

VCU

92858X107

CINS

7

Elect Karlene Collier

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Copper Corp.

Canada

10/6/2022

Annual

9/1/2022

VCU

92858X107

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Copper Corp.

Canada

10/6/2022

Annual

9/1/2022

VCU

92858X107

CINS

9

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Silver Corp.

Canada

12/8/2022

Mix

10/28/2022

VZLA

92859G202

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Silver Corp.

Canada

12/8/2022

Mix

10/28/2022

VZLA

92859G202

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Silver Corp.

Canada

12/8/2022

Mix

10/28/2022

VZLA

92859G202

CINS

3

Elect Craig Parry

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Silver Corp.

Canada

12/8/2022

Mix

10/28/2022

VZLA

92859G202

CINS

4

Elect Michael Konnert

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Silver Corp.

Canada

12/8/2022

Mix

10/28/2022

VZLA

92859G202

CINS

5

Elect Simon Cmrlec

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Silver Corp.

Canada

12/8/2022

Mix

10/28/2022

VZLA

92859G202

CINS

6

Elect Charles  Funk

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Silver Corp.

Canada

12/8/2022

Mix

10/28/2022

VZLA

92859G202

CINS

7

Elect Harry Pokrandt

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Silver Corp.

Canada

12/8/2022

Mix

10/28/2022

VZLA

92859G202

CINS

8

Elect David Cobbold

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Silver Corp.

Canada

12/8/2022

Mix

10/28/2022

VZLA

92859G202

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Silver Corp.

Canada

12/8/2022

Mix

10/28/2022

VZLA

92859G202

CINS

10

Approval of the Omnibus Equity Incentive Compensation Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Silver Corp.

Canada

12/8/2022

Mix

10/28/2022

VZLA

92859G202

CINS

11

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Vizsla Silver Corp.

Canada

12/8/2022

Mix

10/28/2022

VZLA

92859G202

CINS

12

Advance Notice Policy

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

VR Resources Ltd.

Canada

8/29/2022

Annual

7/15/2022

VRR

91831M105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

VR Resources Ltd.

Canada

8/29/2022

Annual

7/15/2022

VRR

91831M105

CINS

2

Board Size

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

VR Resources Ltd.

Canada

8/29/2022

Annual

7/15/2022

VRR

91831M105

CINS

3

Elect Darin W. Wagner

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

VR Resources Ltd.

Canada

8/29/2022

Annual

7/15/2022

VRR

91831M105

CINS

4

Elect Michael Gunning

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

VR Resources Ltd.

Canada

8/29/2022

Annual

7/15/2022

VRR

91831M105

CINS

5

Elect Craig Lindsay

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

VR Resources Ltd.

Canada

8/29/2022

Annual

7/15/2022

VRR

91831M105

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

VR Resources Ltd.

Canada

8/29/2022

Annual

7/15/2022

VRR

91831M105

CINS

7

Stock Option Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Wesdome Gold Mines Ltd.

Canada

5/24/2023

Annual

4/11/2023

WDO

95083R100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Wesdome Gold Mines Ltd.

Canada

5/24/2023

Annual

4/11/2023

WDO

95083R100

CINS

2

Elect Louise Grondin

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Wesdome Gold Mines Ltd.

Canada

5/24/2023

Annual

4/11/2023

WDO

95083R100

CINS

3

Elect Charles Main

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Wesdome Gold Mines Ltd.

Canada

5/24/2023

Annual

4/11/2023

WDO

95083R100

CINS

4

Elect Nadine Miller

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Wesdome Gold Mines Ltd.

Canada

5/24/2023

Annual

4/11/2023

WDO

95083R100

CINS

5

Elect Warwick Morley-Jepson

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Wesdome Gold Mines Ltd.

Canada

5/24/2023

Annual

4/11/2023

WDO

95083R100

CINS

6

Elect Brian N. Skanderbeg

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Wesdome Gold Mines Ltd.

Canada

5/24/2023

Annual

4/11/2023

WDO

95083R100

CINS

7

Elect Edie Thome

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Wesdome Gold Mines Ltd.

Canada

5/24/2023

Annual

4/11/2023

WDO

95083R100

CINS

8

Elect Bill Washington

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Wesdome Gold Mines Ltd.

Canada

5/24/2023

Annual

4/11/2023

WDO

95083R100

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Wesdome Gold Mines Ltd.

Canada

5/24/2023

Annual

4/11/2023

WDO

95083R100

CINS

10

Advisory Vote on Executive Compensation

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Western Exploration Inc.

Canada

6/8/2023

Mix

4/19/2023

WEX

95816A200

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Western Exploration Inc.

Canada

6/8/2023

Mix

4/19/2023

WEX

95816A200

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Western Exploration Inc.

Canada

6/8/2023

Mix

4/19/2023

WEX

95816A200

CINS

3

Elect Darcy Marud

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Western Exploration Inc.

Canada

6/8/2023

Mix

4/19/2023

WEX

95816A200

CINS

4

Elect Marceau Schlumberger

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Western Exploration Inc.

Canada

6/8/2023

Mix

4/19/2023

WEX

95816A200

CINS

5

Elect John Rogers

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Western Exploration Inc.

Canada

6/8/2023

Mix

4/19/2023

WEX

95816A200

CINS

6

Elect Brian J. Kennedy

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Western Exploration Inc.

Canada

6/8/2023

Mix

4/19/2023

WEX

95816A200

CINS

7

Elect Gerard E. Munera

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Western Exploration Inc.

Canada

6/8/2023

Mix

4/19/2023

WEX

95816A200

CINS

8

Elect Nicolas Schlumberger

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Western Exploration Inc.

Canada

6/8/2023

Mix

4/19/2023

WEX

95816A200

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Western Exploration Inc.

Canada

6/8/2023

Mix

4/19/2023

WEX

95816A200

CINS

10

Omnibus Equity Incentive Plan Renewal

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Westhaven Gold Corp.

Canada

7/7/2022

Annual

6/2/2022

WHN

960350106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Westhaven Gold Corp.

Canada

7/7/2022

Annual

6/2/2022

WHN

960350106

CINS

2

Board Size

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Westhaven Gold Corp.

Canada

7/7/2022

Annual

6/2/2022

WHN

960350106

CINS

3

Elect D. Grenville Thomas

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Westhaven Gold Corp.

Canada

7/7/2022

Annual

6/2/2022

WHN

960350106

CINS

4

Elect Gareth Thomas

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Westhaven Gold Corp.

Canada

7/7/2022

Annual

6/2/2022

WHN

960350106

CINS

5

Elect Victor A. Tanaka

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Westhaven Gold Corp.

Canada

7/7/2022

Annual

6/2/2022

WHN

960350106

CINS

6

Elect Hannah McDonald

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Westhaven Gold Corp.

Canada

7/7/2022

Annual

6/2/2022

WHN

960350106

CINS

7

Elect Paul McRae

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Westhaven Gold Corp.

Canada

7/7/2022

Annual

6/2/2022

WHN

960350106

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Westhaven Gold Corp.

Canada

7/7/2022

Annual

6/2/2022

WHN

960350106

CINS

9

Adoption of the Share Incentive Plan

Mgmt

For

For

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Westhaven Gold Corp.

Canada

7/7/2022

Annual

6/2/2022

WHN

960350106

CINS

10

Transaction of Other Business

Mgmt

For

Against

U.S. Global Investors Funds World Precious Minerals Fund

Voted

Advantech Co., Ltd.

Taiwan

5/25/2023

Annual

3/24/2023

2395

Y0017P108

CINS

1

2022 Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Advantech Co., Ltd.

Taiwan

5/25/2023

Annual

3/24/2023

2395

Y0017P108

CINS

2

2022 Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Advantech Co., Ltd.

Taiwan

5/25/2023

Annual

3/24/2023

2395

Y0017P108

CINS

3

Capitalization of Profits and Issuance of New Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Advantech Co., Ltd.

Taiwan

5/25/2023

Annual

3/24/2023

2395

Y0017P108

CINS

4

Adoption of Employee Stock Option Plan

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Advantech Co., Ltd.

Taiwan

5/25/2023

Annual

3/24/2023

2395

Y0017P108

CINS

5

Elect K.C. LIU

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Advantech Co., Ltd.

Taiwan

5/25/2023

Annual

3/24/2023

2395

Y0017P108

CINS

6

Elect Wesley LIU

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Advantech Co., Ltd.

Taiwan

5/25/2023

Annual

3/24/2023

2395

Y0017P108

CINS

7

Elect Chaney HO

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Advantech Co., Ltd.

Taiwan

5/25/2023

Annual

3/24/2023

2395

Y0017P108

CINS

8

Elect Tony LIU

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Advantech Co., Ltd.

Taiwan

5/25/2023

Annual

3/24/2023

2395

Y0017P108

CINS

9

Elect Jeff CHEN

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Advantech Co., Ltd.

Taiwan

5/25/2023

Annual

3/24/2023

2395

Y0017P108

CINS

10

Elect LEE Ji-Ren

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Advantech Co., Ltd.

Taiwan

5/25/2023

Annual

3/24/2023

2395

Y0017P108

CINS

11

Elect Benson LIU

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Advantech Co., Ltd.

Taiwan

5/25/2023

Annual

3/24/2023

2395

Y0017P108

CINS

12

Elect LIN Chan-Jane

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Advantech Co., Ltd.

Taiwan

5/25/2023

Annual

3/24/2023

2395

Y0017P108

CINS

13

Elect CHANG Ming-Hui

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Advantech Co., Ltd.

Taiwan

5/25/2023

Annual

3/24/2023

2395

Y0017P108

CINS

14

Non-Compete Restrictions for Directors

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Alibaba Group Holding Limited

United States

9/30/2022

Annual

8/3/2022

BABA

01609W102

CUSIP

1

Elect Daniel Yong ZHANG

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Alibaba Group Holding Limited

United States

9/30/2022

Annual

8/3/2022

BABA

01609W102

CUSIP

2

Elect Jerry YANG Chih-Yuan

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Alibaba Group Holding Limited

United States

9/30/2022

Annual

8/3/2022

BABA

01609W102

CUSIP

3

Elect Wan Ling Martello

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Alibaba Group Holding Limited

United States

9/30/2022

Annual

8/3/2022

BABA

01609W102

CUSIP

4

Elect SHAN Weijian

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Alibaba Group Holding Limited

United States

9/30/2022

Annual

8/3/2022

BABA

01609W102

CUSIP

5

Elect Irene LEE Yun Lien

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Alibaba Group Holding Limited

United States

9/30/2022

Annual

8/3/2022

BABA

01609W102

CUSIP

6

Elect Albert NG Kong Ping

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Alibaba Group Holding Limited

United States

9/30/2022

Annual

8/3/2022

BABA

01609W102

CUSIP

7

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Aluminum Corporation of China Limited

China

9/29/2022

Special

8/29/2022

2600

Y0094N109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Aluminum Corporation of China Limited

China

9/29/2022

Special

8/29/2022

2600

Y0094N109

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Aluminum Corporation of China Limited

China

9/29/2022

Special

8/29/2022

2600

Y0094N109

CINS

3

Proposed Acquisition of 19% Equity Interest in Yunnan Aluminum

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Aluminum Corporation of China Limited

China

9/29/2022

Special

8/29/2022

2600

Y0094N109

CINS

4

Proposed Acquisition of 100% Equity Interest in Pingguo Aluminum

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Aluminum Corporation of China Limited

China

9/29/2022

Special

8/29/2022

2600

Y0094N109

CINS

5

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

ASPEED Technology Inc.

Taiwan

5/30/2023

Annual

3/31/2023

5274

Y04044106

CINS

1

Adoption Of The 2022 Business Report And Financial Statements

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

ASPEED Technology Inc.

Taiwan

5/30/2023

Annual

3/31/2023

5274

Y04044106

CINS

2

Adoption of the Proposal for Distribution of 2022 Profits

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

2

Directors' Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

3

Supervisors' Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

4

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

5

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

6

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

7

Elect SONG Wei as Non-Executive Director

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

8

Elect JIAO Feng as Supervisor

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

9

Trademark Licensing Framework Agreement with BAIC Group

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

10

Revision of Annual Cap of Purchase of Service Transactions Under the Products and Services Purchasing Framework Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

11

Revision of Annual Cap of Sale of Product Transactions Under the Products and Services Purchasing Framework Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

12

Revision of Annual Cap of Deposit Transactions Under the Products and Services Purchasing Framework Agreement

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

13

Authority to Give Guarantees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

14

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

15

Authority to Issue Debt Financing Instruments

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

16

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Annual

6/19/2023

1958

Y0506H104

CINS

17

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Other

6/19/2023

1958

Y0506H104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

BAIC Motor Corporation Limited

China

6/26/2023

Other

6/19/2023

1958

Y0506H104

CINS

2

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOC Hong Kong (Holdings) Ltd

Hong Kong

6/29/2023

Annual

6/23/2023

2388

Y0920U103

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

BOC Hong Kong (Holdings) Ltd

Hong Kong

6/29/2023

Annual

6/23/2023

2388

Y0920U103

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

BOC Hong Kong (Holdings) Ltd

Hong Kong

6/29/2023

Annual

6/23/2023

2388

Y0920U103

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

BOC Hong Kong (Holdings) Ltd

Hong Kong

6/29/2023

Annual

6/23/2023

2388

Y0920U103

CINS

4

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOC Hong Kong (Holdings) Ltd

Hong Kong

6/29/2023

Annual

6/23/2023

2388

Y0920U103

CINS

5

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOC Hong Kong (Holdings) Ltd

Hong Kong

6/29/2023

Annual

6/23/2023

2388

Y0920U103

CINS

6

Elect GE Haijiao

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOC Hong Kong (Holdings) Ltd

Hong Kong

6/29/2023

Annual

6/23/2023

2388

Y0920U103

CINS

7

Elect SUN Yu

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOC Hong Kong (Holdings) Ltd

Hong Kong

6/29/2023

Annual

6/23/2023

2388

Y0920U103

CINS

8

Elect Eva CHENG

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOC Hong Kong (Holdings) Ltd

Hong Kong

6/29/2023

Annual

6/23/2023

2388

Y0920U103

CINS

9

Elect Sunny LEE Wai Kwong

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOC Hong Kong (Holdings) Ltd

Hong Kong

6/29/2023

Annual

6/23/2023

2388

Y0920U103

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOC Hong Kong (Holdings) Ltd

Hong Kong

6/29/2023

Annual

6/23/2023

2388

Y0920U103

CINS

11

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOC Hong Kong (Holdings) Ltd

Hong Kong

6/29/2023

Annual

6/23/2023

2388

Y0920U103

CINS

12

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOC Hong Kong (Holdings) Ltd

Hong Kong

6/29/2023

Annual

6/23/2023

2388

Y0920U103

CINS

13

Continuing Connected Transactions and the New Caps

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOE Varitronix Limited

Bermuda

6/27/2023

Annual

6/19/2023

710

G1223L105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

BOE Varitronix Limited

Bermuda

6/27/2023

Annual

6/19/2023

710

G1223L105

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

BOE Varitronix Limited

Bermuda

6/27/2023

Annual

6/19/2023

710

G1223L105

CINS

3

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOE Varitronix Limited

Bermuda

6/27/2023

Annual

6/19/2023

710

G1223L105

CINS

4

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOE Varitronix Limited

Bermuda

6/27/2023

Annual

6/19/2023

710

G1223L105

CINS

5

Elect Samantha KO Wing Yan

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

BOE Varitronix Limited

Bermuda

6/27/2023

Annual

6/19/2023

710

G1223L105

CINS

6

Elect Meng Chao

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOE Varitronix Limited

Bermuda

6/27/2023

Annual

6/19/2023

710

G1223L105

CINS

7

Elect Peter YUK Kan Fung

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

BOE Varitronix Limited

Bermuda

6/27/2023

Annual

6/19/2023

710

G1223L105

CINS

8

Elect PANG Chunlin

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOE Varitronix Limited

Bermuda

6/27/2023

Annual

6/19/2023

710

G1223L105

CINS

9

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOE Varitronix Limited

Bermuda

6/27/2023

Annual

6/19/2023

710

G1223L105

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOE Varitronix Limited

Bermuda

6/27/2023

Annual

6/19/2023

710

G1223L105

CINS

11

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

BOE Varitronix Limited

Bermuda

6/27/2023

Annual

6/19/2023

710

G1223L105

CINS

12

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

BOE Varitronix Limited

Bermuda

6/27/2023

Annual

6/19/2023

710

G1223L105

CINS

13

Authority to Issue Repurchased Shares

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Chervon Holdings Limited

Hong Kong

6/2/2023

Annual

5/29/2023

2285

Y1329P109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Chervon Holdings Limited

Hong Kong

6/2/2023

Annual

5/29/2023

2285

Y1329P109

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Chervon Holdings Limited

Hong Kong

6/2/2023

Annual

5/29/2023

2285

Y1329P109

CINS

3

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Chervon Holdings Limited

Hong Kong

6/2/2023

Annual

5/29/2023

2285

Y1329P109

CINS

4

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Chervon Holdings Limited

Hong Kong

6/2/2023

Annual

5/29/2023

2285

Y1329P109

CINS

5

Elect Michael John Clancy

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Chervon Holdings Limited

Hong Kong

6/2/2023

Annual

5/29/2023

2285

Y1329P109

CINS

6

Elect TIAN Ming

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Chervon Holdings Limited

Hong Kong

6/2/2023

Annual

5/29/2023

2285

Y1329P109

CINS

7

Elect LI Minghui

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Chervon Holdings Limited

Hong Kong

6/2/2023

Annual

5/29/2023

2285

Y1329P109

CINS

8

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Chervon Holdings Limited

Hong Kong

6/2/2023

Annual

5/29/2023

2285

Y1329P109

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Chervon Holdings Limited

Hong Kong

6/2/2023

Annual

5/29/2023

2285

Y1329P109

CINS

10

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Chervon Holdings Limited

Hong Kong

6/2/2023

Annual

5/29/2023

2285

Y1329P109

CINS

11

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Chervon Holdings Limited

Hong Kong

6/2/2023

Annual

5/29/2023

2285

Y1329P109

CINS

12

Authority to Issue Repurchased Shares

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

3/28/2023

Special

3/21/2023

1898

Y1434L100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

3/28/2023

Special

3/21/2023

1898

Y1434L100

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

3/28/2023

Special

3/21/2023

1898

Y1434L100

CINS

3

Elect WANG Shudong

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

3/28/2023

Special

3/21/2023

1898

Y1434L100

CINS

4

Elect PENG Yi

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

3/28/2023

Special

3/21/2023

1898

Y1434L100

CINS

5

Elect LIAO Huajun

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

3/28/2023

Special

3/21/2023

1898

Y1434L100

CINS

6

Elect ZHAO Rongzhe

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

3/28/2023

Special

3/21/2023

1898

Y1434L100

CINS

7

Elect XU Qian

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

3/28/2023

Special

3/21/2023

1898

Y1434L100

CINS

8

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

3/28/2023

Special

3/21/2023

1898

Y1434L100

CINS

9

Elect ZHANG Chengjie

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

3/28/2023

Special

3/21/2023

1898

Y1434L100

CINS

10

Elect JING Fengru

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

3/28/2023

Special

3/21/2023

1898

Y1434L100

CINS

11

Elect Lusan HUNG Lo Shan

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

3/28/2023

Special

3/21/2023

1898

Y1434L100

CINS

12

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

3/28/2023

Special

3/21/2023

1898

Y1434L100

CINS

13

Elect WANG Wenzhang

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

3/28/2023

Special

3/21/2023

1898

Y1434L100

CINS

14

Elect ZHANG Qiaoqiao as Supervisor

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

6/13/2023

Annual

6/7/2023

1898

Y1434L100

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

6/13/2023

Annual

6/7/2023

1898

Y1434L100

CINS

2

Directors' Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

6/13/2023

Annual

6/7/2023

1898

Y1434L100

CINS

3

Supervisors' Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

6/13/2023

Annual

6/7/2023

1898

Y1434L100

CINS

4

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

6/13/2023

Annual

6/7/2023

1898

Y1434L100

CINS

5

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

6/13/2023

Annual

6/7/2023

1898

Y1434L100

CINS

6

Financial Budget 2023

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

6/13/2023

Annual

6/7/2023

1898

Y1434L100

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

6/13/2023

Annual

6/7/2023

1898

Y1434L100

CINS

8

Directors' and Supervisors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Coal Energy Company Limited

China

6/13/2023

Annual

6/7/2023

1898

Y1434L100

CINS

9

Investment on China Coal Yulin Coal Deep Processing Base Project

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Kepei Education Group Limited

Cayman Islands

2/24/2023

Annual

2/20/2023

1890

G2122A109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

China Kepei Education Group Limited

Cayman Islands

2/24/2023

Annual

2/20/2023

1890

G2122A109

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

China Kepei Education Group Limited

Cayman Islands

2/24/2023

Annual

2/20/2023

1890

G2122A109

CINS

3

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Kepei Education Group Limited

Cayman Islands

2/24/2023

Annual

2/20/2023

1890

G2122A109

CINS

4

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Kepei Education Group Limited

Cayman Islands

2/24/2023

Annual

2/20/2023

1890

G2122A109

CINS

5

Elect ZHA Donghui

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

China Kepei Education Group Limited

Cayman Islands

2/24/2023

Annual

2/20/2023

1890

G2122A109

CINS

6

Elect LI Yan

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Kepei Education Group Limited

Cayman Islands

2/24/2023

Annual

2/20/2023

1890

G2122A109

CINS

7

Elect DENG Feiqi

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Kepei Education Group Limited

Cayman Islands

2/24/2023

Annual

2/20/2023

1890

G2122A109

CINS

8

Elect SUN Lixia

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Kepei Education Group Limited

Cayman Islands

2/24/2023

Annual

2/20/2023

1890

G2122A109

CINS

9

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Kepei Education Group Limited

Cayman Islands

2/24/2023

Annual

2/20/2023

1890

G2122A109

CINS

10

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Kepei Education Group Limited

Cayman Islands

2/24/2023

Annual

2/20/2023

1890

G2122A109

CINS

11

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

China Kepei Education Group Limited

Cayman Islands

2/24/2023

Annual

2/20/2023

1890

G2122A109

CINS

12

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Kepei Education Group Limited

Cayman Islands

2/24/2023

Annual

2/20/2023

1890

G2122A109

CINS

13

Authority to Issue Repurchased Shares

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

China Kepei Education Group Limited

Cayman Islands

2/24/2023

Annual

2/20/2023

1890

G2122A109

CINS

14

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Kepei Education Group Limited

Cayman Islands

2/24/2023

Annual

2/20/2023

1890

G2122A109

CINS

15

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Annual

6/12/2023

1088

Y1504C113

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Annual

6/12/2023

1088

Y1504C113

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Annual

6/12/2023

1088

Y1504C113

CINS

3

Directors' Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Annual

6/12/2023

1088

Y1504C113

CINS

4

Supervisors' Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Annual

6/12/2023

1088

Y1504C113

CINS

5

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Annual

6/12/2023

1088

Y1504C113

CINS

6

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Annual

6/12/2023

1088

Y1504C113

CINS

7

Directors' and Supervisors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Annual

6/12/2023

1088

Y1504C113

CINS

8

Purchase of Liability Insurance for Directors, Supervisors, and Senior Management

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Annual

6/12/2023

1088

Y1504C113

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Annual

6/12/2023

1088

Y1504C113

CINS

10

New Mutual Coal Supply Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Annual

6/12/2023

1088

Y1504C113

CINS

11

New Mutual Supplies and Services Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Annual

6/12/2023

1088

Y1504C113

CINS

12

New Financial Services Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Annual

6/12/2023

1088

Y1504C113

CINS

13

Amendments to the Existing Non-Competition Agreement and the Supplemental Agreement to the Existing Non-Competition Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Annual

6/12/2023

1088

Y1504C113

CINS

14

Authority to Repurchase H Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Other

6/12/2023

1088

Y1504C113

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Other

6/12/2023

1088

Y1504C113

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

China Shenhua Energy Company Limited

China

6/16/2023

Other

6/12/2023

1088

Y1504C113

CINS

3

Authority to Repurchase H Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

5/25/2023

Annual

5/17/2023

1919

Y1839M109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

5/25/2023

Annual

5/17/2023

1919

Y1839M109

CINS

2

Directors' Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

5/25/2023

Annual

5/17/2023

1919

Y1839M109

CINS

3

Supervisors' Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

5/25/2023

Annual

5/17/2023

1919

Y1839M109

CINS

4

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

5/25/2023

Annual

5/17/2023

1919

Y1839M109

CINS

5

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

5/25/2023

Annual

5/17/2023

1919

Y1839M109

CINS

6

Authority to Give Guarantees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

5/25/2023

Annual

5/17/2023

1919

Y1839M109

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

5/25/2023

Annual

5/17/2023

1919

Y1839M109

CINS

8

Amendments to Articles of Association, Rules of Procedures of Shareholders General Meetings, and Rules of Procedures of the Board of Directors

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

5/25/2023

Annual

5/17/2023

1919

Y1839M109

CINS

9

Amendments to Rules of Procedures of the Supervisory Committee

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

5/25/2023

Annual

5/17/2023

1919

Y1839M109

CINS

10

Authority to Repurchase A Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

5/25/2023

Annual

5/17/2023

1919

Y1839M109

CINS

11

Authority to Repurchase H Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

5/25/2023

Other

5/17/2023

1919

Y1839M109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

5/25/2023

Other

5/17/2023

1919

Y1839M109

CINS

2

Authority to Repurchase A Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

5/25/2023

Other

5/17/2023

1919

Y1839M109

CINS

3

Authority to Repurchase H Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

3

2022 Interim Profit Distribution Plan and Allocation of Interim Dividend

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

4

Shareholders Return Plan for the Next Three Year (2022-2024)

Mgmt

For

Abstain

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

5

Elect Zhang Wei

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

6

Revision of Annual Caps under the Existing Financial Services Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

7

Financial Services Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

8

Master General Services Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

9

Master Shipping Services Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

10

Master Port Services Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

11

Master Vessel and Container Asset Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

12

Trademark Licence Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

13

SIPG Shipping and Terminal Services Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

14

PIL Master Shipping and Terminal Services Agreement

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

15

SIPG Share Transfer Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

16

Guangzhou Port Share Transfer Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

17

Connected Transactions under the COSCO MERCURY Shipbuilding Contracts

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cosco Shipping Holdings Co Ltd

China

11/23/2022

Special

11/17/2022

1919

Y1839M109

CINS

18

Connected Transactions under the OOIL Shipbuilding Contracts

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

5/25/2023

Annual

5/19/2023

1415

G24814116

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

5/25/2023

Annual

5/19/2023

1415

G24814116

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

5/25/2023

Annual

5/19/2023

1415

G24814116

CINS

3

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

5/25/2023

Annual

5/19/2023

1415

G24814116

CINS

4

Elect CHEN Han Yang

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

5/25/2023

Annual

5/19/2023

1415

G24814116

CINS

5

Elect YANG Li

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

5/25/2023

Annual

5/19/2023

1415

G24814116

CINS

6

Elect TSAI Chen-Lung

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

5/25/2023

Annual

5/19/2023

1415

G24814116

CINS

7

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

5/25/2023

Annual

5/19/2023

1415

G24814116

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

5/25/2023

Annual

5/19/2023

1415

G24814116

CINS

9

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

5/25/2023

Annual

5/19/2023

1415

G24814116

CINS

10

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

5/25/2023

Annual

5/19/2023

1415

G24814116

CINS

11

Authority to Issue Repurchased Shares

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

6/23/2023

Special

6/19/2023

1415

G24814116

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

6/23/2023

Special

6/19/2023

1415

G24814116

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

6/23/2023

Special

6/19/2023

1415

G24814116

CINS

3

Supplemental Purchase Framework Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

6/23/2023

Special

6/19/2023

1415

G24814116

CINS

4

Supplemental Materials Procurement Framework Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Cowell E Holdings Inc

Cayman Islands

6/23/2023

Special

6/19/2023

1415

G24814116

CINS

5

ST Supply Framework Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Dongyue Group Limited

Cayman Islands

6/9/2023

Annual

6/5/2023

189

G2816P107

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Dongyue Group Limited

Cayman Islands

6/9/2023

Annual

6/5/2023

189

G2816P107

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Dongyue Group Limited

Cayman Islands

6/9/2023

Annual

6/5/2023

189

G2816P107

CINS

3

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Dongyue Group Limited

Cayman Islands

6/9/2023

Annual

6/5/2023

189

G2816P107

CINS

4

Elect ZHANG Jianhong

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Dongyue Group Limited

Cayman Islands

6/9/2023

Annual

6/5/2023

189

G2816P107

CINS

5

Elect Stephen TING Leung Huel

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Dongyue Group Limited

Cayman Islands

6/9/2023

Annual

6/5/2023

189

G2816P107

CINS

6

Elect MA Zhizhong

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Dongyue Group Limited

Cayman Islands

6/9/2023

Annual

6/5/2023

189

G2816P107

CINS

7

Directors' fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Dongyue Group Limited

Cayman Islands

6/9/2023

Annual

6/5/2023

189

G2816P107

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Dongyue Group Limited

Cayman Islands

6/9/2023

Annual

6/5/2023

189

G2816P107

CINS

9

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Dongyue Group Limited

Cayman Islands

6/9/2023

Annual

6/5/2023

189

G2816P107

CINS

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Dongyue Group Limited

Cayman Islands

6/9/2023

Annual

6/5/2023

189

G2816P107

CINS

11

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Dongyue Group Limited

Cayman Islands

6/9/2023

Annual

6/5/2023

189

G2816P107

CINS

12

Authority to Issue Repurchased Shares

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

First Financial Holding Co., Ltd.

Taiwan

6/16/2023

Annual

4/17/2023

2892

Y2518F100

CINS

1

Recognize the 2022 Business Report and Consolidated Financial Statements of the Company

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

First Financial Holding Co., Ltd.

Taiwan

6/16/2023

Annual

4/17/2023

2892

Y2518F100

CINS

2

Recognize the Distribution of 2022 Profits.

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

First Financial Holding Co., Ltd.

Taiwan

6/16/2023

Annual

4/17/2023

2892

Y2518F100

CINS

3

Approve the Issuance of New Shares via Capitalization of Profits of 2022

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

First Financial Holding Co., Ltd.

Taiwan

6/16/2023

Annual

4/17/2023

2892

Y2518F100

CINS

4

Approve the Release of Non-competition Restriction on the 7th Term Board of Directors.

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Foosung Co Ltd

Korea, Republic of

3/27/2023

Annual

12/31/2022

93370

Y2574Q107

CINS

1

Financial Statements and Allocation of Profits/Dividends

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Foosung Co Ltd

Korea, Republic of

3/27/2023

Annual

12/31/2022

93370

Y2574Q107

CINS

2

Election of Corporate Auditor

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Foosung Co Ltd

Korea, Republic of

3/27/2023

Annual

12/31/2022

93370

Y2574Q107

CINS

3

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Foosung Co Ltd

Korea, Republic of

3/27/2023

Annual

12/31/2022

93370

Y2574Q107

CINS

4

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Foosung Co Ltd

Korea, Republic of

3/27/2023

Annual

12/31/2022

93370

Y2574Q107

CINS

5

Corporate Auditors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Fufeng Group Limited

Cayman Islands

5/25/2023

Annual

5/19/2023

546

G36844119

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Fufeng Group Limited

Cayman Islands

5/25/2023

Annual

5/19/2023

546

G36844119

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Fufeng Group Limited

Cayman Islands

5/25/2023

Annual

5/19/2023

546

G36844119

CINS

3

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Fufeng Group Limited

Cayman Islands

5/25/2023

Annual

5/19/2023

546

G36844119

CINS

4

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Fufeng Group Limited

Cayman Islands

5/25/2023

Annual

5/19/2023

546

G36844119

CINS

5

Elect LI Deheng

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Fufeng Group Limited

Cayman Islands

5/25/2023

Annual

5/19/2023

546

G36844119

CINS

6

Elect ZHANG You Ming

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Fufeng Group Limited

Cayman Islands

5/25/2023

Annual

5/19/2023

546

G36844119

CINS

7

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Fufeng Group Limited

Cayman Islands

5/25/2023

Annual

5/19/2023

546

G36844119

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Fufeng Group Limited

Cayman Islands

5/25/2023

Annual

5/19/2023

546

G36844119

CINS

9

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Fufeng Group Limited

Cayman Islands

5/25/2023

Annual

5/19/2023

546

G36844119

CINS

10

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Fufeng Group Limited

Cayman Islands

5/25/2023

Annual

5/19/2023

546

G36844119

CINS

11

Authority to Issue Repurchased Shares

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

2

2022 Work Report of the Board of Directors

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

3

2022 Work Report of the Supervisory Committee

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

4

2022 Annual Report and its Summary, and Annual Results Announcement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

5

2022 Financial Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

6

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

7

2023 Remuneration for Auditors

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

8

Remuneration for Directors and Senior Management

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

9

Remuneration for Supervisors

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

10

Amendments to Management System for External Donations and Sponsorships

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

11

Amendments to Management System for Venture Capital Investment

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

12

2022 Profit Distribution Plan

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

13

General Mandate to Issue A/H Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

14

Authority to Issue Debt Instruments

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

15

Venture Capital Investment with Proprietary Funds

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

16

2023 Related Party Transactions with Lithium Americas Corp.

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

17

Derivatives Trading with Self-Owned Funds

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Ganfeng Lithium Group Co. Ltd.

China

6/29/2023

Annual

6/23/2023

2460

Y2690M105

CINS

18

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Geely Automobile Holdings Ltd.

Cayman Islands

5/25/2023

Annual

5/19/2023

175

G3777B103

CINS

1

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Geely Automobile Holdings Ltd.

Cayman Islands

5/25/2023

Annual

5/19/2023

175

G3777B103

CINS

2

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Geely Automobile Holdings Ltd.

Cayman Islands

5/25/2023

Annual

5/19/2023

175

G3777B103

CINS

3

Elect LI Shu Fu

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Geely Automobile Holdings Ltd.

Cayman Islands

5/25/2023

Annual

5/19/2023

175

G3777B103

CINS

4

Elect Daniel LI Dong Hui

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Geely Automobile Holdings Ltd.

Cayman Islands

5/25/2023

Annual

5/19/2023

175

G3777B103

CINS

5

Elect AN Cong Hui

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Geely Automobile Holdings Ltd.

Cayman Islands

5/25/2023

Annual

5/19/2023

175

G3777B103

CINS

6

Elect WEI Mei

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Geely Automobile Holdings Ltd.

Cayman Islands

5/25/2023

Annual

5/19/2023

175

G3777B103

CINS

7

Elect Gan Jia Yue

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Geely Automobile Holdings Ltd.

Cayman Islands

5/25/2023

Annual

5/19/2023

175

G3777B103

CINS

8

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Geely Automobile Holdings Ltd.

Cayman Islands

5/25/2023

Annual

5/19/2023

175

G3777B103

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Geely Automobile Holdings Ltd.

Cayman Islands

5/25/2023

Annual

5/19/2023

175

G3777B103

CINS

10

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Geely Automobile Holdings Ltd.

Cayman Islands

5/25/2023

Annual

5/19/2023

175

G3777B103

CINS

11

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Geely Automobile Holdings Ltd.

Cayman Islands

5/25/2023

Annual

5/19/2023

175

G3777B103

CINS

12

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Geely Automobile Holdings Ltd.

Cayman Islands

5/25/2023

Annual

5/19/2023

175

G3777B103

CINS

13

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Global Unichip Corp.

Taiwan

5/18/2023

Annual

3/17/2023

3443

Y2724H114

CINS

1

2022 Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Global Unichip Corp.

Taiwan

5/18/2023

Annual

3/17/2023

3443

Y2724H114

CINS

2

2022 Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Global Unichip Corp.

Taiwan

5/18/2023

Annual

3/17/2023

3443

Y2724H114

CINS

3

Amendments to Procedural: Acquisition and Disposal of Assets

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Global Unichip Corp.

Taiwan

5/18/2023

Annual

3/17/2023

3443

Y2724H114

CINS

4

Elect Fan-Cheng TSENG

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Global Unichip Corp.

Taiwan

5/18/2023

Annual

3/17/2023

3443

Y2724H114

CINS

5

Elect Cliff HOU

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Global Unichip Corp.

Taiwan

5/18/2023

Annual

3/17/2023

3443

Y2724H114

CINS

6

Elect Wendell HUANG

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Global Unichip Corp.

Taiwan

5/18/2023

Annual

3/17/2023

3443

Y2724H114

CINS

7

Elect Sean TAI

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Global Unichip Corp.

Taiwan

5/18/2023

Annual

3/17/2023

3443

Y2724H114

CINS

8

Elect Kenneth KIN

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Global Unichip Corp.

Taiwan

5/18/2023

Annual

3/17/2023

3443

Y2724H114

CINS

9

Elect Jesse DING

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Global Unichip Corp.

Taiwan

5/18/2023

Annual

3/17/2023

3443

Y2724H114

CINS

10

Elect Tsui-Hui HUANG

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Global Unichip Corp.

Taiwan

5/18/2023

Annual

3/17/2023

3443

Y2724H114

CINS

11

Elect Cheng-Wen WU

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Global Unichip Corp.

Taiwan

5/18/2023

Annual

3/17/2023

3443

Y2724H114

CINS

12

Elect CHEN Ho-Min

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Global Unichip Corp.

Taiwan

5/18/2023

Annual

3/17/2023

3443

Y2724H114

CINS

13

Non-Compete Restrictions for Directors

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Globalwafers Company Limited

Taiwan

6/20/2023

Annual

4/21/2023

6488

Y2722U109

CINS

1

To Ratify the Companys 2022 Business Report, Financial Statements and Consolidated Financial Statements.

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Globalwafers Company Limited

Taiwan

6/20/2023

Annual

4/21/2023

6488

Y2722U109

CINS

2

To Ratify the Companys 2022 Earning Distribution. Proposed Cash Dividend: Twd 0.5 per Share.

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Globalwafers Company Limited

Taiwan

6/20/2023

Annual

4/21/2023

6488

Y2722U109

CINS

3

Proposal of the Issuance of New Shares for Capital Increase by Earnings Re-Capitalization. The Company Will Distribute a Stock Dividend 50 Shares for Every 1,000 Shares.

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Globalwafers Company Limited

Taiwan

6/20/2023

Annual

4/21/2023

6488

Y2722U109

CINS

4

Proposal of the Private Placement to Issue Additional Common Shares.

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Globalwafers Company Limited

Taiwan

6/20/2023

Annual

4/21/2023

6488

Y2722U109

CINS

5

Elect Lo Ta-Hsien

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Globalwafers Company Limited

Taiwan

6/20/2023

Annual

4/21/2023

6488

Y2722U109

CINS

6

To Release Directors from Non-competition Restrictions.

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

2/8/2023

Special

2/2/2023

2333

Y2882P106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

2/8/2023

Special

2/2/2023

2333

Y2882P106

CINS

2

Ordinary Related Party Transactions with Spotlight Automotive

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

2/8/2023

Special

2/2/2023

2333

Y2882P106

CINS

3

Authority to Repurchase H Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

2/8/2023

Other

2/2/2023

2333

Y2882P106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

2/8/2023

Other

2/2/2023

2333

Y2882P106

CINS

2

Authority to Repurchase H Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

3/17/2023

Special

3/13/2023

2333

Y2882P106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

3/17/2023

Special

3/13/2023

2333

Y2882P106

CINS

2

Adjustments to the Performance Appraisal Targets of the 2021 Restricted Share Incentive Scheme

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

3/17/2023

Special

3/13/2023

2333

Y2882P106

CINS

3

Adjustments to the Performance Appraisal Targets of the 2021 Share Option Incentive Scheme

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

3/17/2023

Special

3/13/2023

2333

Y2882P106

CINS

4

Amendments to the Appraisal Management Measures for Implementation of the 2021 Restricted Share Incentive Scheme

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

3/17/2023

Special

3/13/2023

2333

Y2882P106

CINS

5

Amendments to the Appraisal Management Measures for Implementation of the 2021 Share Option Incentive Scheme

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

3/17/2023

Other

3/13/2023

2333

Y2882P106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

3/17/2023

Other

3/13/2023

2333

Y2882P106

CINS

2

Adjustments to the Performance Appraisal Targets of the 2021 Restricted Share Incentive Scheme

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

3/17/2023

Other

3/13/2023

2333

Y2882P106

CINS

3

Adjustments to the Performance Appraisal Targets of the 2021 Share Option Incentive Scheme

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

3/17/2023

Other

3/13/2023

2333

Y2882P106

CINS

4

Amendments to the Appraisal Management Measures for Implementation of the 2021 Restricted Share Incentive Scheme

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

3/17/2023

Other

3/13/2023

2333

Y2882P106

CINS

5

Amendments to the Appraisal Management Measures for Implementation of the 2021 Share Option Incentive Scheme

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

11/17/2022

Special

11/11/2022

2333

Y2882P106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

11/17/2022

Special

11/11/2022

2333

Y2882P106

CINS

2

Authority to Repurchase H Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

11/17/2022

Special

11/11/2022

2333

Y2882P106

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

11/17/2022

Other

11/11/2022

2333

Y2882P106

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Great Wall Motor Company Limited

China

11/17/2022

Other

11/11/2022

2333

Y2882P106

CINS

2

Authority to Repurchase H Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

1

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

2

Remuneration Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

3

Elect Geraldine Buckingham

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

4

Elect Georges Elhedery

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

5

Elect Kalpana Morparia

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

6

Elect Rachel Duan

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

7

Elect Carolyn  Fairbairn

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

8

Elect James J. Forese

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

9

Elect Steven Guggenheimer

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

10

Elect Jose Antonio Meade Kuribrena

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

11

Elect Eileen Murray

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

12

Elect David T. Nish

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

13

Elect Noel Quinn

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

14

Elect Mark E. Tucker

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

15

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

16

Authority to Set Auditor's Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

17

Authorisation of Political Donations

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

18

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

19

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

20

Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

21

Authority to Issue Repurchased Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

22

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

23

Authority to Repurchase Shares Off-Market

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

24

Authority to Issue Shares and Convertible Debt w/ Preemptive Rights

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

25

Authority to Issue Shares and Convertible Debt w/o Preemptive Rights

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

26

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

27

Shareholder Proposal Regarding Pension Scheme

ShrHoldr

Against

Against

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

28

Shareholder Proposal Regarding Potential Spin-Off or Business Restructuring

ShrHoldr

Against

Against

U.S. Global Investors Funds China Region Fund

Voted

HSBC Holdings plc

United States

5/5/2023

Annual

3/16/2023

HSBA

404280406

CUSIP

29

Shareholder Proposal Regarding Dividend Policy

ShrHoldr

Against

Against

U.S. Global Investors Funds China Region Fund

Voted

JD Logistics Inc

Cayman Islands

6/21/2023

Annual

6/15/2023

2618

G5074S101

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

JD Logistics Inc

Cayman Islands

6/21/2023

Annual

6/15/2023

2618

G5074S101

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

JD Logistics Inc

Cayman Islands

6/21/2023

Annual

6/15/2023

2618

G5074S101

CINS

3

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

JD Logistics Inc

Cayman Islands

6/21/2023

Annual

6/15/2023

2618

G5074S101

CINS

4

Elect Richard LIU Qiangdong

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

JD Logistics Inc

Cayman Islands

6/21/2023

Annual

6/15/2023

2618

G5074S101

CINS

5

Elect WANG Liming

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

JD Logistics Inc

Cayman Islands

6/21/2023

Annual

6/15/2023

2618

G5074S101

CINS

6

Elect Jennifer YU Ngar-Wing

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

JD Logistics Inc

Cayman Islands

6/21/2023

Annual

6/15/2023

2618

G5074S101

CINS

7

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

JD Logistics Inc

Cayman Islands

6/21/2023

Annual

6/15/2023

2618

G5074S101

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

JD Logistics Inc

Cayman Islands

6/21/2023

Annual

6/15/2023

2618

G5074S101

CINS

9

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

JD Logistics Inc

Cayman Islands

6/21/2023

Annual

6/15/2023

2618

G5074S101

CINS

10

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

JD Logistics Inc

Cayman Islands

6/21/2023

Annual

6/15/2023

2618

G5074S101

CINS

11

Authority to Issue Repurchased Shares

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

JD Logistics Inc

Cayman Islands

6/21/2023

Annual

6/15/2023

2618

G5074S101

CINS

12

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

2

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

3

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

4

Elect Valerie Irene Amelie Monique Bernis

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

5

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

6

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

7

Authority to Issue Repurchased Shares

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

8

Appointment of Approved Statutory Auditor

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

10

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

11

Grant Discharge to Directors for Exercise of Their Mandate

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

12

Grant Discharge to Approved Statutory Auditor for Exercise of Its Mandate

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

13

Remuneration Granted to Approved Statutory Auditor

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

14

Amendments to Article 1

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

15

Amendments to Article 3

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

16

Amendments to Article 4.5

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

17

Amendments to Article 6

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

18

Amendments to Article 7.1

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

19

Amendments to Article 10

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

20

Amendments to Article 12.8 and 12.9

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

21

Amendments to Article 13.3

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

22

Amendments to Article 15.1, 15.5, 15.11, 15.12, 15.14, 15.15, 15.18 and 15.32

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

23

Amendments to Article 16.7

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

L'Occitane International

Luxembourg

9/28/2022

Annual

9/22/2022

973

L6071D109

CINS

24

Amendments to Article 21.2

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

LX International Corp.

Korea, Republic of

3/23/2023

Annual

12/31/2022

1120

Y52764100

CINS

1

Financial Statements and Allocation of Profits/Dividends

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

LX International Corp.

Korea, Republic of

3/23/2023

Annual

12/31/2022

1120

Y52764100

CINS

2

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

LX International Corp.

Korea, Republic of

3/23/2023

Annual

12/31/2022

1120

Y52764100

CINS

3

Elect CHAE Soo Il

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

LX International Corp.

Korea, Republic of

3/23/2023

Annual

12/31/2022

1120

Y52764100

CINS

4

Elect KWON Oh Jun

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

LX International Corp.

Korea, Republic of

3/23/2023

Annual

12/31/2022

1120

Y52764100

CINS

5

Elect CHOI Sung Kwan

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

LX International Corp.

Korea, Republic of

3/23/2023

Annual

12/31/2022

1120

Y52764100

CINS

6

Election of Audit Committee Member: CHAE Soo Il

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

LX International Corp.

Korea, Republic of

3/23/2023

Annual

12/31/2022

1120

Y52764100

CINS

7

Election of Audit Committee Member: KWON Oh Jun

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

LX International Corp.

Korea, Republic of

3/23/2023

Annual

12/31/2022

1120

Y52764100

CINS

8

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

3

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

4

Elect Marjorie MUN Tak Yang

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

5

Elect WANG Huiwen

Mgmt

Abstain

Abstain

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

6

Elect Gordon Robert Halyburton Orr

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

7

Elect LENG Xuesong

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

8

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

9

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

10

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

12

Amendment to the Post-IPO Share Option Scheme

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

13

Amendment to the Post-IPO Share Award Scheme

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

14

Scheme Limit

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

15

Service Provider Sublimit

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

16

Issue of 9,686 Class B Shares to Gordon Robert Halyburton Orr under the Post-IPO Share Award Scheme

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

17

Issue of 9,686 Class B Shares to LENG Xuesong under the Post-IPO Share Award Scheme

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

18

Issue of 9,686 Class B Shares to Harry SHUM Heung Yeung under the Post-IPO Share Award Scheme

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Meituan Dianping

Cayman Islands

6/30/2023

Annual

6/26/2023

3690

G59669104

CINS

19

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

NCsoft Corporation

Korea, Republic of

3/29/2023

Annual

12/31/2022

36570

Y6258Y104

CINS

1

Financial Statements and Allocation of Profits/Dividends

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

NCsoft Corporation

Korea, Republic of

3/29/2023

Annual

12/31/2022

36570

Y6258Y104

CINS

2

Elect CHOIE Young Ju

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

NCsoft Corporation

Korea, Republic of

3/29/2023

Annual

12/31/2022

36570

Y6258Y104

CINS

3

Elect CHOI JAE Cheon

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

NCsoft Corporation

Korea, Republic of

3/29/2023

Annual

12/31/2022

36570

Y6258Y104

CINS

4

Election of Audit Committee Member: CHUNG Kyo Hwa

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

NCsoft Corporation

Korea, Republic of

3/29/2023

Annual

12/31/2022

36570

Y6258Y104

CINS

5

Directors' Fees

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

NetEase, Inc.

Cayman Islands

6/15/2023

Annual

5/16/2023

NTES

G6427A102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

NetEase, Inc.

Cayman Islands

6/15/2023

Annual

5/16/2023

NTES

G6427A102

CINS

2

Elect William Lei Ding

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

NetEase, Inc.

Cayman Islands

6/15/2023

Annual

5/16/2023

NTES

G6427A102

CINS

3

Elect Grace Hui Tang

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

NetEase, Inc.

Cayman Islands

6/15/2023

Annual

5/16/2023

NTES

G6427A102

CINS

4

Elect Alice Yu-Fen Cheng

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

NetEase, Inc.

Cayman Islands

6/15/2023

Annual

5/16/2023

NTES

G6427A102

CINS

5

Elect Joseph Tong

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

NetEase, Inc.

Cayman Islands

6/15/2023

Annual

5/16/2023

NTES

G6427A102

CINS

6

Elect Michael Man Kit Leung

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

NetEase, Inc.

Cayman Islands

6/15/2023

Annual

5/16/2023

NTES

G6427A102

CINS

7

Appointment of Auditor

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

NetEase, Inc.

Cayman Islands

6/15/2023

Annual

5/16/2023

NTES

G6427A102

CINS

8

Amended and Restated Articles of Association

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

NetEase, Inc.

Cayman Islands

6/15/2023

Annual

5/16/2023

NTES

G6427A102

CINS

9

Amendment to the 2019 Share Incentive Plan

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

5/19/2023

Annual

5/12/2023

316

G67749153

CINS

1

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

5/19/2023

Annual

5/12/2023

316

G67749153

CINS

2

Allocation of Final Dividend

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

5/19/2023

Annual

5/12/2023

316

G67749153

CINS

3

Allocation of Special Dividend

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

5/19/2023

Annual

5/12/2023

316

G67749153

CINS

4

Elect HUANG Xiaowen

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

5/19/2023

Annual

5/12/2023

316

G67749153

CINS

5

Elect Andrew TUNG Lieh Cheung

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

5/19/2023

Annual

5/12/2023

316

G67749153

CINS

6

Elect Philip CHOW Yiu Wah

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

5/19/2023

Annual

5/12/2023

316

G67749153

CINS

7

Elect Philip YANG Liang-Yee

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

5/19/2023

Annual

5/12/2023

316

G67749153

CINS

8

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

5/19/2023

Annual

5/12/2023

316

G67749153

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

5/19/2023

Annual

5/12/2023

316

G67749153

CINS

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

5/19/2023

Annual

5/12/2023

316

G67749153

CINS

11

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

5/19/2023

Annual

5/12/2023

316

G67749153

CINS

12

Authority to Issue Repurchased Shares

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

5/19/2023

Annual

5/12/2023

316

G67749153

CINS

13

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

5/19/2023

Annual

5/12/2023

316

G67749153

CINS

14

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

11/24/2022

Special

11/18/2022

316

G67749153

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

11/24/2022

Special

11/18/2022

316

G67749153

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

11/24/2022

Special

11/18/2022

316

G67749153

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

11/24/2022

Special

11/18/2022

316

G67749153

CINS

4

New Bunker Master Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

11/24/2022

Special

11/18/2022

316

G67749153

CINS

5

New Equipment Procurement Master Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

11/24/2022

Special

11/18/2022

316

G67749153

CINS

6

New Financial Services Master Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

11/24/2022

Special

11/18/2022

316

G67749153

CINS

7

Shipbuilding Transaction

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Orient Overseas International Ltd.

Bermuda

11/24/2022

Special

11/18/2022

316

G67749153

CINS

8

Amendments to Bye-Laws

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

2

Directors' Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

3

Supervisors' Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

4

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

5

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

6

Authority to Declare Interim Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

7

Authority to Give Guarantees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

9

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

10

Elect DAI Houliang

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

11

Elect HOU Qijun

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

12

Elect DUAN Liangwei

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

13

Elect HUANG Yongzhang

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

14

Elect REN Lixin

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

15

Elect XIE Jun

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

16

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

17

Elect CAI Jinyong

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

18

Elect Simon JIANG X

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

19

Elect ZHANG Laibin

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

20

Elect Lusan HUNG Lo Shan

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

21

Elect Kevin HO King Lun

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

22

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

23

Elect CAI Anhui

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

24

Elect XIE Haibing

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

25

Elect ZHAO Ying

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

26

Elect CAI Yong

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

27

Elect JIANG Shangjun

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

28

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

29

Authority to Issue Debt Financing Instruments

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

30

Amendments to the Rules of Procedures of the Board of Directors

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Annual

5/8/2023

857

Y6883Q104

CINS

31

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Other

5/8/2023

857

Y6883Q104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Other

5/8/2023

857

Y6883Q104

CINS

2

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

PetroChina Co. Ltd.

China

6/8/2023

Other

5/8/2023

857

Y6883Q104

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Shougang Fushan Resources Group Limited

Hong Kong

5/31/2023

Annual

5/24/2023

639

Y7760F104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Shougang Fushan Resources Group Limited

Hong Kong

5/31/2023

Annual

5/24/2023

639

Y7760F104

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Shougang Fushan Resources Group Limited

Hong Kong

5/31/2023

Annual

5/24/2023

639

Y7760F104

CINS

3

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Shougang Fushan Resources Group Limited

Hong Kong

5/31/2023

Annual

5/24/2023

639

Y7760F104

CINS

4

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Shougang Fushan Resources Group Limited

Hong Kong

5/31/2023

Annual

5/24/2023

639

Y7760F104

CINS

5

Elect DING Rucai

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Shougang Fushan Resources Group Limited

Hong Kong

5/31/2023

Annual

5/24/2023

639

Y7760F104

CINS

6

Elect WANG Dongming

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Shougang Fushan Resources Group Limited

Hong Kong

5/31/2023

Annual

5/24/2023

639

Y7760F104

CINS

7

Elect CHOI Wai Yin

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Shougang Fushan Resources Group Limited

Hong Kong

5/31/2023

Annual

5/24/2023

639

Y7760F104

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Shougang Fushan Resources Group Limited

Hong Kong

5/31/2023

Annual

5/24/2023

639

Y7760F104

CINS

9

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Shougang Fushan Resources Group Limited

Hong Kong

5/31/2023

Annual

5/24/2023

639

Y7760F104

CINS

10

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Shougang Fushan Resources Group Limited

Hong Kong

5/31/2023

Annual

5/24/2023

639

Y7760F104

CINS

11

Authority to Issue Repurchased Shares

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Shougang Fushan Resources Group Limited

Hong Kong

10/27/2022

Ordinary

10/24/2022

639

Y7760F104

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Shougang Fushan Resources Group Limited

Hong Kong

10/27/2022

Ordinary

10/24/2022

639

Y7760F104

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Shougang Fushan Resources Group Limited

Hong Kong

10/27/2022

Ordinary

10/24/2022

639

Y7760F104

CINS

3

Supplemental Master Sales and Purchase Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Shougang Fushan Resources Group Limited

Hong Kong

10/27/2022

Ordinary

10/24/2022

639

Y7760F104

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Sitc International Holdings Co Ltd

Cayman Islands

4/24/2023

Annual

4/18/2023

1308

G8187G105

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Sitc International Holdings Co Ltd

Cayman Islands

4/24/2023

Annual

4/18/2023

1308

G8187G105

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Sitc International Holdings Co Ltd

Cayman Islands

4/24/2023

Annual

4/18/2023

1308

G8187G105

CINS

3

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Sitc International Holdings Co Ltd

Cayman Islands

4/24/2023

Annual

4/18/2023

1308

G8187G105

CINS

4

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Sitc International Holdings Co Ltd

Cayman Islands

4/24/2023

Annual

4/18/2023

1308

G8187G105

CINS

5

Elect YANG Shaopeng

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Sitc International Holdings Co Ltd

Cayman Islands

4/24/2023

Annual

4/18/2023

1308

G8187G105

CINS

6

Elect YANG Xin

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Sitc International Holdings Co Ltd

Cayman Islands

4/24/2023

Annual

4/18/2023

1308

G8187G105

CINS

7

Elect Rebecca LIU Ka Ying

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Sitc International Holdings Co Ltd

Cayman Islands

4/24/2023

Annual

4/18/2023

1308

G8187G105

CINS

8

Elect TSE Siu Ngan

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Sitc International Holdings Co Ltd

Cayman Islands

4/24/2023

Annual

4/18/2023

1308

G8187G105

CINS

9

Elect HU Mantian

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Sitc International Holdings Co Ltd

Cayman Islands

4/24/2023

Annual

4/18/2023

1308

G8187G105

CINS

10

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Sitc International Holdings Co Ltd

Cayman Islands

4/24/2023

Annual

4/18/2023

1308

G8187G105

CINS

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Sitc International Holdings Co Ltd

Cayman Islands

4/24/2023

Annual

4/18/2023

1308

G8187G105

CINS

12

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Sitc International Holdings Co Ltd

Cayman Islands

4/24/2023

Annual

4/18/2023

1308

G8187G105

CINS

13

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Sitc International Holdings Co Ltd

Cayman Islands

4/24/2023

Annual

4/18/2023

1308

G8187G105

CINS

14

Authority to Issue Repurchased Shares

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Sitc International Holdings Co Ltd

Cayman Islands

4/24/2023

Annual

4/18/2023

1308

G8187G105

CINS

15

Amendments to Articles

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Taiwan Semiconductor Manufacturing Co., Ltd.

United States

6/6/2023

Annual

4/6/2023

2330

874039100

CUSIP

1

2022 Business Report and Financial Statements

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Taiwan Semiconductor Manufacturing Co., Ltd.

United States

6/6/2023

Annual

4/6/2023

2330

874039100

CUSIP

2

Issuance of Employee Restricted Stock Awards for Year 2023

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Taiwan Semiconductor Manufacturing Co., Ltd.

United States

6/6/2023

Annual

4/6/2023

2330

874039100

CUSIP

3

Revise the Procedures for Endorsement and Guarantee.

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Taiwan Semiconductor Manufacturing Co., Ltd.

United States

6/6/2023

Annual

4/6/2023

2330

874039100

CUSIP

4

In Order to Reflect the Audit Committee Name Change to the Audit and Risk Committee, To Revise the Name of Audit Committee in four TSMC Policies

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Taiwan Semiconductor Manufacturing Co., Ltd.

Taiwan

6/6/2023

Annual

4/7/2023

2330

Y84629107

CINS

1

2022 Business Report and Financial Statements

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Taiwan Semiconductor Manufacturing Co., Ltd.

Taiwan

6/6/2023

Annual

4/7/2023

2330

Y84629107

CINS

2

Issuance of Employee Restricted Stock Awards for Year 2023

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Taiwan Semiconductor Manufacturing Co., Ltd.

Taiwan

6/6/2023

Annual

4/7/2023

2330

Y84629107

CINS

3

Revise the Procedures for Endorsement and Guarantee.

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Taiwan Semiconductor Manufacturing Co., Ltd.

Taiwan

6/6/2023

Annual

4/7/2023

2330

Y84629107

CINS

4

In Order to Reflect the Audit Committee Name Change to the Audit and Risk Committee, To Revise the Name of Audit Committee in four TSMC Policies

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Theme International Holdings Limited

Bermuda

6/30/2023

Annual

6/26/2023

990

G8800F187

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Theme International Holdings Limited

Bermuda

6/30/2023

Annual

6/26/2023

990

G8800F187

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Theme International Holdings Limited

Bermuda

6/30/2023

Annual

6/26/2023

990

G8800F187

CINS

3

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Theme International Holdings Limited

Bermuda

6/30/2023

Annual

6/26/2023

990

G8800F187

CINS

4

Elect Chan Lai Ping

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Theme International Holdings Limited

Bermuda

6/30/2023

Annual

6/26/2023

990

G8800F187

CINS

5

Elect WU Lei

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Theme International Holdings Limited

Bermuda

6/30/2023

Annual

6/26/2023

990

G8800F187

CINS

6

Elect KANG Jian

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Theme International Holdings Limited

Bermuda

6/30/2023

Annual

6/26/2023

990

G8800F187

CINS

7

Elect LIU Song

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Theme International Holdings Limited

Bermuda

6/30/2023

Annual

6/26/2023

990

G8800F187

CINS

8

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Theme International Holdings Limited

Bermuda

6/30/2023

Annual

6/26/2023

990

G8800F187

CINS

9

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Theme International Holdings Limited

Bermuda

6/30/2023

Annual

6/26/2023

990

G8800F187

CINS

10

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Theme International Holdings Limited

Bermuda

6/30/2023

Annual

6/26/2023

990

G8800F187

CINS

11

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Theme International Holdings Limited

Bermuda

6/30/2023

Annual

6/26/2023

990

G8800F187

CINS

12

Authority to Issue Repurchased Shares

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Theme International Holdings Limited

Bermuda

6/30/2023

Annual

6/26/2023

990

G8800F187

CINS

13

Amendments to Articles

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Tsingtao Brewery Company Limited

China

6/16/2023

Annual

6/8/2023

168

Y8997D102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Tsingtao Brewery Company Limited

China

6/16/2023

Annual

6/8/2023

168

Y8997D102

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Tsingtao Brewery Company Limited

China

6/16/2023

Annual

6/8/2023

168

Y8997D102

CINS

3

Directors' Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Tsingtao Brewery Company Limited

China

6/16/2023

Annual

6/8/2023

168

Y8997D102

CINS

4

Supervisor's Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Tsingtao Brewery Company Limited

China

6/16/2023

Annual

6/8/2023

168

Y8997D102

CINS

5

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Tsingtao Brewery Company Limited

China

6/16/2023

Annual

6/8/2023

168

Y8997D102

CINS

6

2022 Profit Distribution Plan

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Tsingtao Brewery Company Limited

China

6/16/2023

Annual

6/8/2023

168

Y8997D102

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Tsingtao Brewery Company Limited

China

6/16/2023

Annual

6/8/2023

168

Y8997D102

CINS

8

Appointment of Internal Control Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Tsingtao Brewery Company Limited

China

6/16/2023

Annual

6/8/2023

168

Y8997D102

CINS

9

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Unimicron Technology Corp.

Taiwan

5/30/2023

Annual

3/31/2023

3037

Y90668107

CINS

1

The Company S 2022 Business Report and Financial Statements

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Unimicron Technology Corp.

Taiwan

5/30/2023

Annual

3/31/2023

3037

Y90668107

CINS

2

The Company S 2022 Earnings Distribution

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Unimicron Technology Corp.

Taiwan

5/30/2023

Annual

3/31/2023

3037

Y90668107

CINS

3

Elect TSENG Tzyy-Jang

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Unimicron Technology Corp.

Taiwan

5/30/2023

Annual

3/31/2023

3037

Y90668107

CINS

4

Elect CHIEN Shan-Chieh

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Unimicron Technology Corp.

Taiwan

5/30/2023

Annual

3/31/2023

3037

Y90668107

CINS

5

Elect LIU Chi-Tung

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Unimicron Technology Corp.

Taiwan

5/30/2023

Annual

3/31/2023

3037

Y90668107

CINS

6

Elect LAN TING

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Unimicron Technology Corp.

Taiwan

5/30/2023

Annual

3/31/2023

3037

Y90668107

CINS

7

Elect MA KUANG-HUA

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Unimicron Technology Corp.

Taiwan

5/30/2023

Annual

3/31/2023

3037

Y90668107

CINS

8

Elect LIN Ting-Yu

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Unimicron Technology Corp.

Taiwan

5/30/2023

Annual

3/31/2023

3037

Y90668107

CINS

9

Elect LI  Ya-Ching

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Unimicron Technology Corp.

Taiwan

5/30/2023

Annual

3/31/2023

3037

Y90668107

CINS

10

Elect CHEN Lai-Juh

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Unimicron Technology Corp.

Taiwan

5/30/2023

Annual

3/31/2023

3037

Y90668107

CINS

11

Elect WANG Sheng-Yu

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Unimicron Technology Corp.

Taiwan

5/30/2023

Annual

3/31/2023

3037

Y90668107

CINS

12

To Propose The Issuance Of Restricted Stock Awards For Employees In 2023

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Unimicron Technology Corp.

Taiwan

5/30/2023

Annual

3/31/2023

3037

Y90668107

CINS

13

To Release the Company S 12th Term of Directors from Non-competition Restrictions

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Unimicron Technology Corp.

Taiwan

5/30/2023

Annual

3/31/2023

3037

Y90668107

CINS

14

To Release The Newly Elected Directors From Non-Competition Restrictions

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

United Energy Group Ltd.

Bermuda

6/1/2023

Annual

5/25/2023

467

G9231L108

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

United Energy Group Ltd.

Bermuda

6/1/2023

Annual

5/25/2023

467

G9231L108

CINS

2

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

United Energy Group Ltd.

Bermuda

6/1/2023

Annual

5/25/2023

467

G9231L108

CINS

3

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

United Energy Group Ltd.

Bermuda

6/1/2023

Annual

5/25/2023

467

G9231L108

CINS

4

Elect ZHANG Meiying

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

United Energy Group Ltd.

Bermuda

6/1/2023

Annual

5/25/2023

467

G9231L108

CINS

5

Elect SAN Fung

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

United Energy Group Ltd.

Bermuda

6/1/2023

Annual

5/25/2023

467

G9231L108

CINS

6

Elect CHAU  Siu Wai

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

United Energy Group Ltd.

Bermuda

6/1/2023

Annual

5/25/2023

467

G9231L108

CINS

7

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

United Energy Group Ltd.

Bermuda

6/1/2023

Annual

5/25/2023

467

G9231L108

CINS

8

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

United Energy Group Ltd.

Bermuda

6/1/2023

Annual

5/25/2023

467

G9231L108

CINS

9

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

United Energy Group Ltd.

Bermuda

6/1/2023

Annual

5/25/2023

467

G9231L108

CINS

10

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

United Energy Group Ltd.

Bermuda

6/1/2023

Annual

5/25/2023

467

G9231L108

CINS

11

Authority to Issue Repurchased Shares

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

United Microelectronics Corp.

Taiwan

5/31/2023

Annual

3/31/2023

2303

Y92370108

CINS

1

The Companys 2022 Business Report And Financial Statements

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

United Microelectronics Corp.

Taiwan

5/31/2023

Annual

3/31/2023

2303

Y92370108

CINS

2

The Companys 2022 Earnings Distribution

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

2

Directors' Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

3

Supervisors' Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

4

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

5

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

6

Authority to Give Guarantees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

8

Approval of the Foreign Exchange Hedging Limit

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

9

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

10

Elect GE Li

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

11

Elect Edward Hu

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

12

Elect Steve Qing Yang

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

13

Elect Mingzhang Chen

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

14

Elect Zhaohui Zhang

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

15

Elect NING Zhao

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

16

Elect Xiaomeng Tong

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

17

Elect YIBING Wu

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

18

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

19

Elect Dai Feng

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

20

Elect Christine Shaohua Lu-Wong

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

21

Elect Wei Yu

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

22

Elect Xin Zhang

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

23

Elect Zhiling Zhan

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

24

Directors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

25

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

26

Elect Harry Liang He

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

27

Elect Baiyang Wu

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

28

Supervisors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

29

Adoption of the 2023 H Share Award and Trust Scheme

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

30

Grant of Awards Under the 2023 H Share Award and Trust Scheme

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

31

Board Authorization to Handle Matters Pertaining to the 2023 H Share Award and Trust Scheme

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

32

Increase in Registered Capital

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

33

Amendments to Articles

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

34

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Annual

5/24/2023

2359

Y971B1118

CINS

35

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Other

5/24/2023

2359

Y971B1118

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Other

5/24/2023

2359

Y971B1118

CINS

2

Authority to Repurchase Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Other

5/24/2023

2359

Y971B1118

CINS

3

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Wuxi AppTec Co. Ltd.

China

5/31/2023

Other

5/24/2023

2359

Y971B1118

CINS

4

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

2

Directors' Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

3

Supervisors' Report

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

4

Accounts and Reports

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

5

Directors' and Supervisors' Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

6

Renewal of the liability insurance of the Directors, Supervisors and Senior Officers

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

7

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

8

Equity Transfer Agreements

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

9

Provision of Material Supply Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

10

Mutual Provision of Labour and Services Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

11

Provision of Insurance Fund Administrative Services Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

12

Provision of Products, Materials and Asset Leasing Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

13

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

14

Authority to Give Guarantees

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

15

Approval of Domestic and Overseas Financing Businesses

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

16

Amendments to Articles and Relevant Rules of Procedures

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

17

Authority to Issue H Shares w/o Preemptive Rights

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

18

Authority to Repurchase H Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

19

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

20

Elect LI Wei

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

21

Elect XIAO Yaomeng

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

22

Elect LIU Jian

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

23

Elect LIU Qiang

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

24

Elect ZHANG Haijun

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

25

Elect HUANG Xiaolong

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

26

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

27

Elect ZHU Limin

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

28

Elect PENG Suping

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

29

Elect Raymond WOO  Kar Tung

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

30

Elect ZHU Rui

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

31

Non-Voting Agenda Item

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

32

Elect LI Shipeng as Supervisor

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Annual

6/20/2023

1171

Y97417102

CINS

33

Elect ZHU Hao as Supervisor

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Other

6/20/2023

1171

Y97417102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Other

6/20/2023

1171

Y97417102

CINS

2

Allocation of Profits/Dividends

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Other

6/20/2023

1171

Y97417102

CINS

3

Amendments to Articles and Relevant Rules of Procedures

Mgmt

For

Against

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

6/30/2023

Other

6/20/2023

1171

Y97417102

CINS

4

Authority to Repurchase H Shares

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

10/28/2022

Special

10/19/2022

1171

Y97417102

CINS

1

Non-Voting Meeting Note

N/A

N/A

N/A

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

10/28/2022

Special

10/19/2022

1171

Y97417102

CINS

2

Absorption and Merger Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

10/28/2022

Special

10/19/2022

1171

Y97417102

CINS

3

First Financial Services Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

Yankuang Energy Group Company Limited

China

10/28/2022

Special

10/19/2022

1171

Y97417102

CINS

4

Second Financial Services Agreement

Mgmt

For

For

U.S. Global Investors Funds China Region Fund

Voted

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

U.S. Global Investors Funds

By:	/s/ Zachary Tackett
	Zachary Tackett
	Principal Executive Officer
Date:	August 30, 2023